Please use this identifier to cite or link to this item: https://ah.lib.nccu.edu.tw/handle/140.119/111878
題名: 撒哈拉以南非洲地區的非法天然資源貿易:脆弱的中央政府如何使國家更依賴資源收入
Illegitimate Trade of Natural Resources in SSA: Fragile States and Resource Dependency
作者: 班艾薇
Banda, France-Elvie
貢獻者: 如大維
David J. Lorenzo
班艾薇
France-Elvie Banda
關鍵詞: 自然資源詛咒
剛果民主共和國
礦產衝突
Natural Resource Curse
Democratic Republic of Congo
Conflict Mineral
日期: 2017
上傳時間: 10-Aug-2017
摘要: 本篇論文透過國家脆弱程度與資源依賴之間的關係之研究以檢視資源詛咒。本論文寫作之目的在於探究即便國際社會逐漸增加對於透明性之訴求的情況下,撒哈拉以南非洲地區之非法自然資源貿易仍存在之緣由。文章主要討論三個問題:第一、國家脆弱程度是否對撒哈拉以南非洲地區國家之非法自然資源剝削造成影響?第二、在剛果的鈳鉭鐵礦貿易對於非法自然資源貿易透露出什麼訊息?第三、中國是如何對剛果開採的鈳鉭鐵礦之國際貿易造成影響?為找出上述問題之答案,本文運用了綜合的研究方法。以跨時間序列的回歸研究設計套用於49個撒哈拉以南非洲地區國家,用以解釋下述兩個變項之關係:IV代表脆弱國家指數、DV代表出口與服務占國內生產毛額之百分比。一項與波札那鑽石產業有關之剛果鈳鉭鐵礦貿易之個案研究,為非法貿易、來源、路線以及生存工具提供了更深入的觀察視野。最後,本文認為衰弱的中央政府,以及國際的漏洞使得自然資源的非法貿易成為可能。
This thesis examines the resource curse through a study of the relationship between state fragility and resource dependency. The purpose of this thesis is to uncover why illegitimate trade of natural resources occur in Sub-Saharan Africa, despite greater international push for transparency. 3 main questions are posed; 1. Does state fragility impact illegitimate natural resource exploitation in SSA countries? 2. What information does the coltan trade in Congo reveal about illegitimate trade of natural resources? 3. How has the Chinese Gateway impacted the international trade of Congolese mined coltan? To answer these set of questions, a mixed methods research approach is employed. A cross times series regression research design with a data set of 49 SSA countries is used to identify and explain the relationship between two variables IV: Fragile State Index and DV: Exports and Services (% of GDP). A case study on the coltan trade in Congo in relation to Botswana’s Diamond Industry, provides a closer look at illegitimate trade, its sources, routes and means of survival. Ultimately this thesis argues that weakened central governments, along with international loopholes enables the illegitimate trade of natural resources.
參考文獻: Acemoglu, Daron and Simon Johnson and James A. Robinson. “An African Success Story: \n Botswana”. Working Paper No 01-37 for MIT Department of Economics, 2001. \nAcemoglu, Daron. “Politics and Economics in Weak and Strong States”. Journal of Monetary \n Economics 52 (2005): 1199–1226.\nAke, Claude. "The Unique Case of African Democracy." International Affairs (Royal Institute of International Affairs) 69, 2 (1993): 239-44. \nAkitoby, Bernardin and Matthias Cinyabuguma. “Sources of Growth in the Democratic Republic of the Congo: A Cointegration Approach”. IMF Working Paper, 2004. \nArezki, Rabah and Frederick van der Ploeg. “Can the Natural Resource Curse Be Turned Into a Blessing? The Role of Trade Policies and Institutions”. IMF Working Paper, 2007.\n Australian Mobile Telecommunications Associations. “Mobile Telecommunications Industry Initiatives to Reduce Use of Coltan Conflict Metal”. Mobile Muster.com.au, 2014.\nAuty, Richard. Sustaining Development in Mineral Economies: The Resource Curse Thesis. London: Routledge, 1993.\nAuty, Richard. Resource Abundance and Economic Development. Oxford: Oxford University Press, 2001.\nBaker, Bruce. “The Quality of Democracy in the Developing World: Why and How It Should Be Measured”. Paper presented at The 27th ECPR Joint Sessions of Workshops, Coventry University, 1999.\nBatware, Billy. “The Role of Multinational Corporations in the Democratic of Congo”. EPU 2011.\nBBC. “Botswana Country Profile”. BBC News. April 2017.\nBBC. “DR Congo Country Profile”. BBC News. April 2017.\nBeaulier, Scott. “Explaining Botswana’s Success: The Critical Role of Post-Colonial Policy”. Working Paper 41 presented at George Mason University, 2003.\nBeaulier, Scott and J.R. Subrick. “The Political Foundations of Development: The Case of Botswana”. Constitutional Political Economy 17, 2 (2006): 103-115. \nBleischwitz, Raimund, Monika Dittrichb and Chiara Pierdicca. “Coltan from Central Africa, International Trade and Implications for any Certification”. Resources Policy 37, 1 (2012):19-29.\nBrunnschweiler, Christa, N. and Erwin H. Bulte. “Reverse Causality and the Resource Curse: Paradoxes and Red Herrings.” Journal of Environmental Economics and Management 55, 3 (2008): 284-264.\nBertelsmann Stiftung’s Transformation Index. “Benin Country Report”. Gütersloh: Bertelsmann Stiftung, 2016\nBertelsmann Stiftung’s Transformation Index. “Congo, DR Country Report”. Gütersloh: Bertelsmann Stiftung, 2016.\nBertelsmann Stiftung’s Transformation Index. “Guinea Country Report”. Gütersloh: Bertelsmann Stiftung, 2016.\nCFSI. “About the Conflict-Free Sourcing Initiative”. Conflict Free Sourcing.com., accessed May 2017.\nConstitute. “Congo (Democratic Republic of the)`s Constitution of 2005 with Amendments through 2011”. Constitute Project, 2011.\nCook, Amelia and Jeremy Sarkin. “Is Botswana the Miracle of Africa? Democracy, the Rule of Law, and Human Rights Versus Economic Development”. Transnational Law & Contemporary Problems 19, 453 (2010): 458-488.\nCrowder, Michael. “Indirect Rule: French and British Style”. Africa: Journal of the International African Institute 34, 3 (1964): 197-205.\nD’Amato, Lowland and Thanos Papadimitriou. “Legitimate vs Illegitimate: The Luxury Supply Chain and Its Doppelganger”. International Journal of Retail & Distribution Management 41 (2013): 11-12.\nDanevad, Andreas. “Development Planning and the Importance of Democratic Institutions in Botswana”. Chr. Michelsen Institute, 1993.\nDearing, Caitlin. “A Global Approach to Regulating Trade in Conflict Goods in the DRC”, International Affairs Review 1, 3 (2009): 5pp.\nDeBeers. “The Contribution of Diamonds to Botswana’s Development”. DeBeer Group Report. \nDepartment of Economic Development Dubai. “Benin- Economic Overview & Trade Analysis”. Market Report, 2016.\nEITI. “Democratic Republic of Congo Report”. EITI.org, last modified 2014, https://eiti.org/DRCongo\nFibaek, Maria. “Botswana’s Modern Economic History since 1966”. Department of Economics, University of Copenhagen, 2010.\nFrench, Howard W. “Mobutu Sese Seko, 66, Longtime Dictator of Zaire”. New York Times, September 8, 1997.\nFreudenthal, Emmanuel. “Who Pays the Hidden Price for Congo’s Conflict-Free Minerals?” IRIN, February 14, 2017. \nFukuyama, Francis. "The Imperative of State-Building." Journal of Democracy 15, 2 (2004): 17-31.\nFukuyama, Francis. “What Is Governance?” CGD Working Paper 314. Washington, DC: Center for Global Development, 2013.\nGil, Manuel Manrique. ” The Democratic Transition in Guinea Reaches a Critical Point”. Policy Briefing. European Union: Brussels, 2013.\nGlobal Witness. “The Hill Belongs to Them”. Global Witness, December 14, 2010.\nGraham, John, Bruce Amos, and Tim Plumptre. “Principles for Good Governance in the 21st Century”. Institute on Governance: Policy Brief No.15, August 2003. \nGuevara, Estefanía López and Eduardo Salcedo Albarán,” Coltan Trafficking Network in the Democratic Republic of Congo”. Research Paper No. 19 for the Global Observatory of Transnational Criminal Networks. \nHarsch, Ernst. “Building a State for the Congolese people”. Africa Renewal, January 31, 2008, 10pp.\nHelms, Ludger. “Revisiting Governance and Leadership, Good and Bad”. Paper presented at IPSA World Congress, 2014.\nHirschman, A.O. The strategy of Economic Development. New Haven CT: Yale University Press, 1958.\nIfezue, Godsglory O. “Understanding Chieftainship in Botswana: The Status and Powers of Chiefs in Present Day Botswana”. Journal of African Law, 59, 2 (2015): 271– 293.\nIPIS. “The Formalisation Artisanal Mining in the Democratic Republic of the Congo and Rwanda”. Center for International Forestry Research, 2012.\nJefferis, Keith. “The Role of TNCs in the Extractive Industry of Botswana”. Transnational Corporations 18, 1 (2009): 61-92.\nLawrence, Kendall. “The World’s Ten Most Fragile States in 2014”. Annual Report for Fragile States Index, 2014. \nLewin, Michael. “Botswana’s Success: Good Governance, Good Policies, and Good Luck”. Working Paper for The World Bank, 2011.\nLewis, Stephen R. Jr, “Explaining Botswana’s Success: The Importance of Culture”. Developing Cultures: Case Studies. New York: Routledge, 2006.\nLomasky, Loren and Fernando R. Teson. Justice at a Distance. New York: Cambridge University Press, 2015.\nMa, Tiffany. “China and Congo’s Coltan Connection”. Project 2049.\nMaipose, Gervase S. “Policy and Institutional Dynamics of Sustained Development in Botswana”. Working Paper No. 35 for The Commission on Growth and Development, 2008.\nManning, Patrick. Slavery, Colonialism and Economic Growth in Dahomey, 1640-1960. Cambridge: Cambridge University Press, 2004.\nMbendi, “Mining in Botswana”. Mbendi Information Services, October 10, 2016.\nMcloughlin, Claire. “Topic Guide on Fragile States”. Governance and Social Development Resource Centre, 2008.\nMikesell, Raymond. “Explaining the Resource Curse, with Special Reference to Mineral-exporting Countries.” Resources Policy 23, 4 (1997):191-199.\nMinistre des Mines. “Statistiques Minieres de 2003 à 2012”. Report for Republique Democratique du Congo, 2013.\nMongbo, Roch. “State Building and Local Democracy in Benin: Two Cases of Decentralised Forest Management”. Conservation and Society 6, 1 (2008) 1: 49–61.\nMontague, Dena. "Stolen Goods: Coltan and Conflict in the Democratic Republic of Congo." SAIS Review 22, 1 (2002): 103-118.\nMoran, D., McBain, D., Kanemoto, K., Lenzen, M. and Geschke, A. “Global Supply Chains of Coltan”. Journal of Industrial Ecology, 19 (2015): 357 – 365. \nMortensen, Malene. “The Breakdown of Societal Order in the Democratic Republic of Congo”. E-International Relations, December 8, 2013.\nMoumakwa, Piwane Constance. “The Botswana Kgotla system: A Mechanism for Traditional Conflict Resolution in Modern Botswana: Case Study of the Kanye Kgotla”. Thesis for the Arctic University of Norway, 2011.\nMthethwa Newton. “Mining in the DRC, a Palatable Endeavour?” African Mining Brief, February 29, 2016.\nNankani, G.T. “Development Problems of Mineral-exporting Countries”, World Bank Staff Working Paper No. 354, World Bank, Washington, D.C. 1979.\nNathan, Dev and Sandip Sakar. “Blood on Your Mobile?” Economic & Political Weekly, 15, 43 (2010): 22 – 24.\nNeumayer, Eric, and Simon Dietz. “What Is the Appropriate Role for Economics in Sustainable Governance?” Paper presented at the Governance of Sustainability, An International Research Conference, University of East Anglia, Norwich, UK. 2005.\nNorth, Douglas C. “Economic Performance through Time”, American Economic Review, 84 (1994): 359-68.\nNorth, Douglas C. Understanding the Process of Economic Change. Princeton, NJ: Princeton University Press, 2005.\nOECD. “Benin”. Report for African Economic Outlook, 2008.\nOECD. “Democratic Republic of Congo”. Report for African Economic Outlook, 2008.\nOxford Policy Management. “The impact of mining in the Democratic Republic of Congo Performance to Date and Future Challenges”. Oxford Policy Management, 2013.\nPegg, Scott. “Is There a Dutch Disease in Botswana?” Resources Policy 35, 1 (2010): 14-19.\nPoteete, Amy R. “Defining Political Community and Rights to Natural Resources in Botswana”. Development and Change 40, 2 (2009): 281–305.\nRagasa, Catherine, Suresh C Babu and John Ulimwengu. “Institutional Reforms and Agricultural Policy Process: Lessons from Democratic Republic of Congo”. Agricultural and Food Economics 2, 4 (2014).\nRepublic of Guinea. “Guinea Is Back and Ready for Business”. All Africa, October 2013.\nRoberts, Sam. “Mathieu Kerekou, Director Who Ushered In Democracy in Benin, Dies at 82”. New York Times. October 15, 2015.\nRoss, Michael L. “What Do We Know about Natural Resources and Civil War?” Journal of Peace Research, 41, 3 (2004): 337–356.\nRotbert, Robert. “Failed and Weak States Defined”, Africa and Asia: Key Issue Blog. February 11, 2013.\nSachs, Jeffrey D., and Andrew M. Warner. “Natural Resource Abundance and Economic Growth.” Development Discussion Paper no. 517a, Harvard Institute for International Development, Cambridge, MA, 1995.\nSala-i-Martin, Xavier, and Arvind Subramanian. “Addressing the Natural Resource Curse: An Illustration from Nigeria.” NBER Working Paper no. 9804: The National Bureau of Economic Research, Cambridge, MA, 2003.\nSamatar, Abdi Ismail. “Leadership and Ethnicity in The Making of African State Models: Botswana versus Somalia”. Third World Quarterly 18, 4 (1997): 687-708.\nSasse, Allegresse. “Benin Cotton Sector Wary as Government Hands Back Control”. Reuters, May 15, 2016.\nScott, Richard W. “Institutional Theory.” Encyclopedia of Social Theory. Thousand Oaks, CA: Sage, 2004.\nSecurity Council, “Security Council Condemns Illegal Exploitation of Democratic Republic of Congo’s Natural Resources”. UN.org, last modified 2001.\nSerge, Michel and Michel Beuret. China Safari: On the Trail of China’s Expansion in Africa. New York: Nation Books, 2008. \nSharife, Khadija. “Who Benefits From Coltan?” (DR Congo’s Magic Dust That Has Played a Central Role in Transforming Modern Technology). Hunger Notes, February 17, 2010.\nStevens, Paul. “Resource Impact- Curse or Blessing? A Literature Survey”. Centre for Energy, Petroleum and Mineral Law and Policy. University of Dundee, 2003.\nSutherland, Ewan. “Coltan, the Congo and Your cell Phone: The Connection Between Your Mobile Phone and Human Rights Abuses in Africa ‘. Thesis, University of the Witwatersrand, 2011.\nTaka, Miho. “Conflict Coltan: Local and International Dynamics in the Democratic Republic of Congo. Ph.D. Thesis, Coventry University, 2011.\n“The Indicators”. FSI-fundforpeace.org. 2016. http://fsi.fundforpeace.org/indicators\nToeka, Taylor. “Illegal Mining Fuels DRC Conflict”. All Africa, January 12, 2011. \nTorres-Reyna, Oscar.“Panel Data Analysis Fixed and Random Effects using Stata”. Princeton University, 2007.\nTshiyoyo, Dieudonne N. “Post-Transitional Elections in the Democratic Republic of Congo”. The Electoral Knowledge Network.\nTull, Denis M. “Troubled State-building in the DR Congo: The Challenge from The Margins”. The Journal of Modern African Studies, 48, 4 (2010): 643-661.\nWenar, Lief. Blood Oil: Tyranny and the Rules that Run the World. New York: Oxford University Press, 2015.\nWilson, Tom. “What Crisis? Undeterred, China Snaps up Vital Congo Resource as Western Miners Bail Out”. Mail & Guardian Africa, March 7, 2016.\nWorld Bank Open Data. 2016. http://www.worldbank.org/data/\nWorld Bank, “Democratic Republic of Congo”. The World Bank, 2017.\nWTO. “Guinea”. Trade Policy Review.\nYoung, Crawford. The African Stakes of the Congo War. Chp “Contextualizing Congo Conflicts Order and Disorder in Postcolonial Africa”. England: Palgrave Macmillan, 2002. \nZoellick, Robert B. “Fragile States: Securing Development”. Survival: Global Politics and Strategy 50, 6 (2008): 67-84. \nZongwe, Dunia P, François Butedi and Phebe Mavungu Clément. “The Legal System of the Democratic Republic of the Congo (DRC): Overview and Research”. GlobaLex, 2015.
描述: 碩士
國立政治大學
國際研究英語碩士學位學程 (IMPIS)
104862021
資料來源: http://thesis.lib.nccu.edu.tw/record/#G0104862021
資料類型: thesis
Appears in Collections:學位論文

Files in This Item:
File Description SizeFormat
202101.pdf157.49 kBAdobe PDF2View/Open
202102.pdf2.6 MBAdobe PDF2View/Open
Show full item record

Google ScholarTM

Check


Items in DSpace are protected by copyright, with all rights reserved, unless otherwise indicated.