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題名 台港澳資本和外資直接投資之技術外溢效果比較-以中國大陸製造業為例
An estimation of the technology spillover effect of foreign capital and capital from Taiwan, Hong Kong, and Macao-A Case Study of Manufacturing Sector of China
作者 陳思婷
Chen, Szu Ting
貢獻者 林祖嘉
Lin, Chu Chia
陳思婷
Chen, Szu Ting
關鍵詞 外人直接投資
技術外溢
日期 2009
上傳時間 8-Dec-2010 02:02:20 (UTC+8)
摘要 外人直接投資(Foreign Direct Investment, FDI)的溢出效應是有關外資間接投資效應的一個重要課題,也是被視為一國推動國內經濟發展有效的管道。而中國自改革開放以來,即積極的使用外資來推動經濟,經過三十年來努力的產業升級和結構調整,經濟實力不容小覷。在全球化的思維下,世界就如同一個地球村,不僅縮小互通有無的距離,在經貿方面也彼此依存。依照中國大陸2007-2009年的統計資料顯示,外人直接投資占全社會固定資產投資約0.5%,所占比重雖然不大,對中國大陸的經濟發展卻有十足的貢獻度,在培育人才、創造工作機會、引進技術及擴大國內需求等方面都影響甚鉅。
      本文以中華人民共和國國家統計局進行年度「工業企業數據庫」調查1998-2006年製造業廠商資料,運用STATA統計軟體進行跨時橫斷面分析,並將直接投資依照來源分為台港澳和外資兩個部份,研究其對中國製造業技術外溢的效應和比較。主要研究發現為整體製造業、輕工業、小公司與華北、華中、華南、西北、西南及東北地區中,台港澳有負面外溢,而外資有正面效應;在高技術產業和重工業中由於和外資技術差距太大導致外資負外溢,台資正外溢;化學工業和大公司裡台資和外資均有正外溢效果;在華東地區無論台港澳還是外資均有負面的技術外溢效應。不僅在產業裡存在差異,公司規模和經濟地理區位也都出現不同的結果。
參考文獻 中文期刊
王志鵬,李子奈(2003)「外資對中國工業企業生產效率的影響研究」,
管理世界,第4期,頁17-25。
田素華(2007),「外商直接投資對中國技術進步效應的結構分析」,世
界經濟研究,第3期,頁63-68。
包群、賴明勇(2002),「中國外商直接投資與技術進步的實證研究」,
經濟評論,第6期,頁63-66。
朱毓涵(2007),「外資的技術外溢對與中國經濟發展」,國立中山大學
中山學術所碩士論文。
沈坤榮、耿強(2000),「外國直接投資的外溢效應分析」,金融研究,
第3期,頁103-110。
Development, Vol.8, No.4, 517-530.
Kokko A., T. Ruben, and Z. Mario(1996),“Local Technological
Capability and Productivity Spillovers from FDI in the Uruguayan
Manufacturing Sector, ” The Journal of Development Studies, Vol.32, No.4, 602-611.
Krugman, P. R.,(1994), International Economics:Theory and Policy,
Addison Wesley, 191-204.
Lin, P., and K.Y. Cheung (2004)“Spillover Effects of FDI on Innovation in China: Evidence from the Provincial Data,” China Economic Review, Vol.15, 25-44.
Ramírez, M. D.(2000),“Foreign Direct Investment in Mexico: A
Cointegration Analysis, ” The Journal of Development Studies,
Vol.37, No.1, 1389-162.
何潔(2000),「外商直接投資技術擴散與技術溢出效應的進一步精確
Sjöholm, F.(1999a),“Technology Gap, Competition and Spillovers
From Direct Foreign Investment: Evidence from Establishment
Data, ”The Journal of Development Studies, Vol.36, No.1, 53-73.
Sjöholm, F.(1999b) ,“Productivity Growth in Indonesia: The Role of Regional Characteristics and Direct Foreign Investment, Economic Development and Cultural Change,Vol.47, No.3, 559-584.
Xiaming L., Pamela S., Chengqi W., and Yingqi W.(2000),“Productivity
Spillovers from Foreign Direct Investment: Evidence from
UKIndustry Level Panel Data,” Journal of International Business
Studies, Vol.31, No.3, 407-425.
量化」,世界經濟,第12期,頁29-36。
何潔、許羅丹(1999),「中國工業部門引進外國直接投資外溢效應的
實證研究」,世界經濟文匯,第2期,頁16-21。
唐嘉曼(2001),「外人直接投資與技術外溢—以台灣製造業為例證」,
國立成功大學國際企業所碩士論文。
秦曉鐘,胡志寶(1998),「外商對華直接投資技術外溢效應的實證分
析」,江蘇經濟探討,第4期,頁47-49。
陳昭、歐陽秋珍(2009),「技術溢出的主渠道:外商直接投資還是進
口?-一個文獻綜述與評論」,經濟評論,第5期,頁135
-146。
陳濤濤(2003),「中國FDI行業內溢出效應的內在機制研究」,世界經
濟,第9期,頁23-28。
張建華、歐陽軼雯(2003),「外商直接投資、技術外溢與經濟增長-
對廣東數據的實證分析」,經濟學季刊,第2卷第3期,頁647
-666。
許暉(2002),「跨國公司技術創新全球化探析」,科學管理研究,第6
期,頁17-20。
程官駿(2005),「外商直接投資技術外溢對中國大陸經濟的影響—以
製造業為例」,國立東華大學公共行政研究所碩士論文。
黃凌云、楊雯(2007),「外商直接投資技術溢出效應、吸收能力與經
濟增長」,經濟評論,第5期,頁72-75。
黃燁菁(2006),「外國直接投資的技術溢出效應-對中國四大高技術
產業的分析」,世界經濟研究,第7期,頁9-15。
黃智聰、高安邦、陳子芸(2003),「中國大陸製造業的產業發展策略-BCG
矩陣的應用」,遠景基金會季刊,第4卷第4期,頁117-154。
鄒孟文、劉錦添(1997),「外人直接投資對台灣製造業波及效果之實
證」,經濟論文叢刊,第25卷第2期,頁155-181。
潘文卿(2003),「外商投資對中國工業部門的外溢效應:基於面板數
據的分析」,世界經濟,第6期,頁3-7。
薛琦(1978), 「外人投資對我國經濟的影響及檢討」,行政院研考會。
賴朝煌(2000),「外人直接投資對台灣製造業的影響」,國立中正大學
國際經濟所碩士論文,。
嚴兵(2006),「外商直接投資與技術進步」,世界經濟研究,第9期,
頁71-76。
國外期刊
Aitken, B.J., and A.E. Harrison (1999),“Do Domestic Firms Benefit
from Direct Foreign Investment? Evidence from Venezuela,”The
American Economic Review, Vol.89, No.3, 605-618.
Archibugi, D., and S. Lammarino(1999),“The Policy Implications of
the Globalization of Innovation, ”Research Policy, Vol.28, No.2,
317-336.
Blomström, M.(1986),“Foreign Investment and Productive Efficiency:
the Case of Mexico,” The Journal of Industrial Economics,
Vol.35, No.1, 97-110.
Blomström, M., and H. Persson (1983),“Foreign Investment and
Spillover Efficiency in an Underdeveloped Economy: Evidence
from Mexican Manufacturing Industry,” World Development,
Vol.11, No.6, 493-501.
Blomström, M., and E. Wolff(1989) ,“Multinational Corporations and
Productivity Convergency in Mexico,” National Bureau of
Economic Research, Working Paper NO.3141.
Blomström M., and Wang J.Y.(1992), “Foreign Investment and
Technology Transfer: A Simple Model,” European Economic Review ,Vol.36, 137-155.
Caves, R.E. (1974),“Multinational Firms, Competition, and Productivity
in Host Country Markets,” Economica, Vol.41, No.162, 176-193.
Chuang, Y. C. and C.M. Lin, (1999),“Foreign Direct Investment, R&D
and Spillover Efficiency : Evidence from Taiwan’s Manufacturing
Firms, ”The Journal of Development Studies, Vol.35, No.4, 17-137.
Driffield, N. and J. H. Love(2002),“Who Learn From Whom? Spillover, Competition Effects and Technology Sourcing by Foreign Affiliates in the U.K.,”Working Paper of Aston Business School Research Institute.
Dunning ,J. H., and M.R. Alan(1985), “ The Influence of Hymer’s
Dissertation on the Theory of Foreign Direct Investment,”
American Economic Review, Vol.75, No.2, 228-232.
Edward, K.Y.C. (1996),“Transnational Corporations and Technology Transfer to Developing Countries,”The United Nations Library on Transnational Corporations, Vol.18, 181-214.
Feder, G.(1982),“On Exports and Economics Growth,” Journal of
Development Economics, No.12, 59-73.
Flôres, R.G., Jr., M. Fontoura, and R. Santos(2007),“Foreign Direct
Investment Spillovers in Portugal: Additional Lessons from a
Country Study,” The European Journal of Development Research,
Vol.19, No.3, 372-390.
Frantzen, D.(2000), “Innovation, International Technological Diffusion
and The Changing Influence of R&D on Productivity,” Cambridge
Journal of Economics, Vol.24, 193-210.
Globerman, S.(1979),“Foreign Direct Investment and Spillover
Efficiency Benefits in Canadian Manufacturing Industries,”
Canadian Economics Association, Vol.12, No.1, 42-56.
Haddad, M., and A.E Harrison(1993),“Are There Positive Spillovers
from Foreign Direct Investment? Evidence from Panel Data for
Morocco,”Journal of Development Economics, Vol.42, No.1,
51-74.
Hu, G., Z. Albert, and G. H. Jefferson(2002),“FDI Impact and Spillover: Evidence from China’s Electronic and Textile Industries,”The
World Economy, Vol.25, No.8, 1063-1076.
Hymer, S.H.(1960), “The International Operations of National Firms:A Study of Direct Foreign Investment, ” Ph.D. Thesis, MIT, MIT. Press, Cambridge MA, 1976.
Kodama, F.(1986), “Technological Diversification of Japanese
Industry,” Science, Vol.233, 291-296.
Kokko, A.(1994),“Technology, Market Characteristics, and Spillovers,”
Journal of Development Economics, Vol.43, No.2, 278-293.
Kokko, A.(1996),“Productivity Spillovers from Competition between
Local Firms and Foreign Affiliates, ” Journal of International
描述 碩士
國立政治大學
經濟學系
97258020
98
資料來源 http://thesis.lib.nccu.edu.tw/record/#G0097258020
資料類型 thesis
dc.contributor.advisor 林祖嘉zh_TW
dc.contributor.advisor Lin, Chu Chiaen_US
dc.contributor.author (Authors) 陳思婷zh_TW
dc.contributor.author (Authors) Chen, Szu Tingen_US
dc.creator (作者) 陳思婷zh_TW
dc.creator (作者) Chen, Szu Tingen_US
dc.date (日期) 2009en_US
dc.date.accessioned 8-Dec-2010 02:02:20 (UTC+8)-
dc.date.available 8-Dec-2010 02:02:20 (UTC+8)-
dc.date.issued (上傳時間) 8-Dec-2010 02:02:20 (UTC+8)-
dc.identifier (Other Identifiers) G0097258020en_US
dc.identifier.uri (URI) http://nccur.lib.nccu.edu.tw/handle/140.119/49227-
dc.description (描述) 碩士zh_TW
dc.description (描述) 國立政治大學zh_TW
dc.description (描述) 經濟學系zh_TW
dc.description (描述) 97258020zh_TW
dc.description (描述) 98zh_TW
dc.description.abstract (摘要) 外人直接投資(Foreign Direct Investment, FDI)的溢出效應是有關外資間接投資效應的一個重要課題,也是被視為一國推動國內經濟發展有效的管道。而中國自改革開放以來,即積極的使用外資來推動經濟,經過三十年來努力的產業升級和結構調整,經濟實力不容小覷。在全球化的思維下,世界就如同一個地球村,不僅縮小互通有無的距離,在經貿方面也彼此依存。依照中國大陸2007-2009年的統計資料顯示,外人直接投資占全社會固定資產投資約0.5%,所占比重雖然不大,對中國大陸的經濟發展卻有十足的貢獻度,在培育人才、創造工作機會、引進技術及擴大國內需求等方面都影響甚鉅。
      本文以中華人民共和國國家統計局進行年度「工業企業數據庫」調查1998-2006年製造業廠商資料,運用STATA統計軟體進行跨時橫斷面分析,並將直接投資依照來源分為台港澳和外資兩個部份,研究其對中國製造業技術外溢的效應和比較。主要研究發現為整體製造業、輕工業、小公司與華北、華中、華南、西北、西南及東北地區中,台港澳有負面外溢,而外資有正面效應;在高技術產業和重工業中由於和外資技術差距太大導致外資負外溢,台資正外溢;化學工業和大公司裡台資和外資均有正外溢效果;在華東地區無論台港澳還是外資均有負面的技術外溢效應。不僅在產業裡存在差異,公司規模和經濟地理區位也都出現不同的結果。
zh_TW
dc.description.tableofcontents 第一章 緒論.................................................1
     第一節 研究動機與目的...................................1
     第二節 研究對象與研究方法................................2
     第三節 論文架構與研究流程................................3
     第二章 外人直接投資與技術外溢相關文獻回顧.......................5
     第一節 外人直接投資理論..................................5
     第二節 外資的技術外溢與其效應.............................7
     第三節 國內外外人直接投資與技術外溢相關文獻................12
     第四節 外人直接投資相關文獻總結...........................27
     第三章 外人直接投資與技術外溢研究方法.........................28
     第一節 實證模型設定.....................................30
     第二節 變數衡量方式與解釋................................33
     第三節 資料來源.........................................38
     第四章 外人直接投資與技術外溢整體實證分析......................39
     第一節 整體製造業敘述統計量分析...........................39
     第二節 整體製造業外溢效果實證結果分析......................47
     第三節 四大產業與外溢效果實證結果分析......................50
     第五章 經濟地理區位與公司規模技術外溢實證分析..................55
     第一節 經濟地理區位和公司規模敘述統計量....................56
     第二節 七大地區與外溢效果實證結果分析......................59
     第三節 公司規模與外溢效果實證結果分析......................64
     第六章 結論與建議..........................................67
     第一節 結語............................................67
     第二節 研究限制與建議....................................70
     參考文獻...................................................72
zh_TW
dc.language.iso en_US-
dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#G0097258020en_US
dc.subject (關鍵詞) 外人直接投資zh_TW
dc.subject (關鍵詞) 技術外溢zh_TW
dc.title (題名) 台港澳資本和外資直接投資之技術外溢效果比較-以中國大陸製造業為例zh_TW
dc.title (題名) An estimation of the technology spillover effect of foreign capital and capital from Taiwan, Hong Kong, and Macao-A Case Study of Manufacturing Sector of Chinaen_US
dc.type (資料類型) thesisen
dc.relation.reference (參考文獻) 中文期刊zh_TW
dc.relation.reference (參考文獻) 王志鵬,李子奈(2003)「外資對中國工業企業生產效率的影響研究」,zh_TW
dc.relation.reference (參考文獻) 管理世界,第4期,頁17-25。zh_TW
dc.relation.reference (參考文獻) 田素華(2007),「外商直接投資對中國技術進步效應的結構分析」,世zh_TW
dc.relation.reference (參考文獻) 界經濟研究,第3期,頁63-68。zh_TW
dc.relation.reference (參考文獻) 包群、賴明勇(2002),「中國外商直接投資與技術進步的實證研究」,zh_TW
dc.relation.reference (參考文獻) 經濟評論,第6期,頁63-66。zh_TW
dc.relation.reference (參考文獻) 朱毓涵(2007),「外資的技術外溢對與中國經濟發展」,國立中山大學zh_TW
dc.relation.reference (參考文獻) 中山學術所碩士論文。zh_TW
dc.relation.reference (參考文獻) 沈坤榮、耿強(2000),「外國直接投資的外溢效應分析」,金融研究,zh_TW
dc.relation.reference (參考文獻) 第3期,頁103-110。zh_TW
dc.relation.reference (參考文獻) Development, Vol.8, No.4, 517-530.zh_TW
dc.relation.reference (參考文獻) Kokko A., T. Ruben, and Z. Mario(1996),“Local Technologicalzh_TW
dc.relation.reference (參考文獻) Capability and Productivity Spillovers from FDI in the Uruguayanzh_TW
dc.relation.reference (參考文獻) Manufacturing Sector, ” The Journal of Development Studies, Vol.32, No.4, 602-611.zh_TW
dc.relation.reference (參考文獻) Krugman, P. R.,(1994), International Economics:Theory and Policy,zh_TW
dc.relation.reference (參考文獻) Addison Wesley, 191-204.zh_TW
dc.relation.reference (參考文獻) Lin, P., and K.Y. Cheung (2004)“Spillover Effects of FDI on Innovation in China: Evidence from the Provincial Data,” China Economic Review, Vol.15, 25-44.zh_TW
dc.relation.reference (參考文獻) Ramírez, M. D.(2000),“Foreign Direct Investment in Mexico: Azh_TW
dc.relation.reference (參考文獻) Cointegration Analysis, ” The Journal of Development Studies,zh_TW
dc.relation.reference (參考文獻) Vol.37, No.1, 1389-162.zh_TW
dc.relation.reference (參考文獻) 何潔(2000),「外商直接投資技術擴散與技術溢出效應的進一步精確zh_TW
dc.relation.reference (參考文獻) Sjöholm, F.(1999a),“Technology Gap, Competition and Spilloverszh_TW
dc.relation.reference (參考文獻) From Direct Foreign Investment: Evidence from Establishmentzh_TW
dc.relation.reference (參考文獻) Data, ”The Journal of Development Studies, Vol.36, No.1, 53-73.zh_TW
dc.relation.reference (參考文獻) Sjöholm, F.(1999b) ,“Productivity Growth in Indonesia: The Role of Regional Characteristics and Direct Foreign Investment, Economic Development and Cultural Change,Vol.47, No.3, 559-584.zh_TW
dc.relation.reference (參考文獻) Xiaming L., Pamela S., Chengqi W., and Yingqi W.(2000),“Productivityzh_TW
dc.relation.reference (參考文獻) Spillovers from Foreign Direct Investment: Evidence fromzh_TW
dc.relation.reference (參考文獻) UKIndustry Level Panel Data,” Journal of International Businesszh_TW
dc.relation.reference (參考文獻) Studies, Vol.31, No.3, 407-425.zh_TW
dc.relation.reference (參考文獻) 量化」,世界經濟,第12期,頁29-36。zh_TW
dc.relation.reference (參考文獻) 何潔、許羅丹(1999),「中國工業部門引進外國直接投資外溢效應的zh_TW
dc.relation.reference (參考文獻) 實證研究」,世界經濟文匯,第2期,頁16-21。zh_TW
dc.relation.reference (參考文獻) 唐嘉曼(2001),「外人直接投資與技術外溢—以台灣製造業為例證」,zh_TW
dc.relation.reference (參考文獻) 國立成功大學國際企業所碩士論文。zh_TW
dc.relation.reference (參考文獻) 秦曉鐘,胡志寶(1998),「外商對華直接投資技術外溢效應的實證分zh_TW
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