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題名 論服務貿易模式四自由化之可行方向
Approaches to the Liberalization of Mode 4 Trade
作者 蔡元閎
Tsai, Yuan Hung
貢獻者 楊光華
Yang, Guang Hwa
蔡元閎
Tsai, Yuan Hung
關鍵詞 自然人移動
模式四
貿易自由化
貿易障礙消弭
movement of natural persons
mode 4
trade liberalization
elimination of trade barriers
日期 2016
上傳時間 1-Jul-2016 14:54:41 (UTC+8)
摘要 服務貿易「模式四」涉及生產要素之一的勞動力跨境移動,其所能帶來之貿易利得相當可觀;然而,勞動力之移動向來不為地主國青睞,各國針對此等自然人服務提供者多所管制,造成模式四貿易之諸多障礙,致使模式四佔服務貿易總量之比例極低,而亟待開發。在盤點多邊與非多邊體制下WTO之GATS與TPP協定消弭模式四貿易障礙之成果後,本文發現,國際間對於模式四貿易障礙之消弭必須持續推動,方能早日獲致模式四貿易自由化附隨之經濟利益。奠基於上述多邊與非多邊體制之成果,本文提出未來國際間在持續消弭模式四貿易障礙之可行方向,並以現正如火如荼談判中之「服務貿易協定(TiSA)」為例,印證本文所建議之方向有其可行性。
Mode 4 of trade in services entails the cross border movement of one of the factors of production: labor. The potential gains from labor mobility can be substantial; however, labor mobility has never been welcome. Numerous regulations imposed by the receiving countries on the natural persons as service suppliers create barriers to the Mode 4 trade, resulting in the fact that Mode 4 trade accounts for little proportion of all four modes of service supply. After conducting stock takes on the elimination results of Mode 4 trade barriers through the GATS and the TPP Agreement respectively under multilateral and non-multilateral trade regimes, this article argues that efforts to remove Mode 4 trade impediments should continue in order that the ensuing welfare gains from Mode 4 trade liberalization can ultimately be achieved. Based on the aforementioned elimination results under both multilateral and non-multilateral regimes, this article proposes several approaches to further elimination of Mode 4 trade barriers, taking the ongoing Trade in Services Agreement (TiSA) as an example to verify the feasibility of the proposed approaches.
參考文獻 中文部分
楊光華、蔡元閎,「從TPP協定論自然人移動議題之發展與我國之因應」,收錄於:楊光華編,第十六屆國際經貿法學發展學術研討會——迎戰TPP、開拓新時代,頁47-154(2016年)。
劉漢威,「GATS自然人移動之重要議題及我國重要對策分析」,國立政治大學法律學研究所碩士論文(2004年)。
羅昌發,國際貿易法(2010年)。

英文部分
Bast, Jürgen, Annex on Movement of Natural Persons Supplying Services Under the Agreement, in MAX PLANCK COMMENTARIES ON WORLD TRADE LAW VOL. 6: WTO – TRADE IN SERVICES 573-597 (Rüdiger Wolfrum, Peter-Tobias Stoll & Clemens Feinäugle eds., 2008).
Bast, Jürgen, Article Vbis GATS – Labour Markets Integration Agreements, in MAX PLANCK COMMENTARIES ON WORLD TRADE LAW VOL. 6: WTO – TRADE IN SERVICES 152-164 (Rüdiger Wolfrum, Peter-Tobias Stoll & Clemens Feinäugle eds., 2008).
Carzaniga, Antonia, A Warmer Welcome? Access for Natural Persons under PTAs, in OPENING MARKETS FOR TRADE IN SERVICES, 475-502 (Juan A. Marchetti & Martin Roy eds., 2008).
Charnovitz, Steve, Trade Law Norms on International Migration, in MIGRATION AND INTERNATIONAL LEGAL NORMS 241-253 (T. Alexander Aleinikoff & Vincent Chetail eds., 2003).
Chaudhuri, Sumanta, Aaditya Mattoo & Richard Self, Moving People to Deliver Services: How Can the WTO Help? WORLD BANK POLICY RESEARCH WORKING PAPER NO. 3238, at 3, Mar. 2004.
DELIMATSIS, PANAGIOTIS, INTERNATIONAL TRADE IN SERVICES AND DOMESTIC REGULATIONS: NECESSITY, TRANSPARENCY AND REGULATORY DIVERSITY (2007).
Hoekman, Bernard & Carlos A. Primo Braga, Protection and Trade in Services: A Survey, WORLD BANK, PRWP No. 1747, Mar. 1997.
International Labour Organisation, Organisation for Economic Co-operation and Development & World Bank, The Contribution of Labour Mobility to Economic Growth, http://www.ilo.org/wcmsp5/groups/public/---dgreports/---dcomm/---publ/documents/publication/wcms_398078.pdf.
Krajewski, Markus, Article VI GATS – Domestic Regulation, in MAX PLANCK COMMENTARIES ON WORLD TRADE LAW VOL. 6: WTO – TRADE IN SERVICES 165-196 (Rüdiger Wolfrum, Peter-Tobias Stoll & Clemens Feinäugle eds., 2008).
Krajewski, Markus, Article VII GATS – Recognition, in MAX PLANCK COMMENTARIES ON WORLD TRADE LAW VOL. 6: WTO – TRADE IN SERVICES 197-204 (Rüdiger Wolfrum, Peter-Tobias Stoll & Clemens Feinäugle eds., 2008).
Nielson, Julia, Labor Mobility in Regional Trade Agreements, in MOVING PEOPLE TO DELIVER SERVICES 93-111 (Aaditya Mattoo & Antonia Carzaniga eds., 2003).
Pauwelyn, Joost, Rien ne Va Plus? Distinguishing domestic regulation from market access in GATT and GATS, 4(2) WORLD TRADE REVIEW 131-170 (2005).
Sampson, Gary P. & Richard H. Snape, Identifying the Issues in Trade in Services, 8(2) WORLD ECONOMY 171-181 (1985).
Self, Richard J. & B. K. Zutshi, Mode 4: Negotiating Challenges and Opportunities, in MOVING PEOPLE TO DELIVER SERVICES 27-58 (Aaditya Mattoo & Antonia Carzaniga eds., 2003).
Snape, Richard H., Principles in Trade in Services, in THE URUGUAY ROUND: SERVICES IN THE WORLD ECONOMY 5-11 (Patrick A. Messerlin & Karl P. Sauvant eds., 1990).
Solomon, Michele Klein, GATS Mode 4 and the Mobility of Labour, in INTERNATIONAL MIGRATION LAW: DEVELOPING PARADIGMS AND KEY CHALLENGES 107-127 (Ryszard Cholewinski, Richard Perruchoud & Euan MacDonald eds., 2007).
Stephenson, Sherry & Gary Hufbauer, Labor Mobility, in PREFERENTIAL TRADE AGREEMENT POLICIES FOR DEVELOPMENT: A HANDBOOK, 275-306 (Jean-Pierre Chauffour & Jean Christophe Maur eds., 2011).
TREBILCOCK, MICHAEL J. & ROBERT HOWSE, THE REGULATION OF INTERNATIONAL TRADE: POLITICAL ECONOMY AND LEGAL ORDER
Winters, Leonard Alan, The Temporary Movement of Workers to Provide Services (GATS Mode 4), in A HANDBOOK OF INTERNATIONAL TRADE IN SERVICES, 480-541 (Aaditya Mattoo, Robert M. Stern, & Gianni Zanini eds., 2008).
World Bank, Global Economic Prospects 2006: Economic Implications of Remittances and Migration (2005).
WTO, Appellate Body Report, Argentina–Measures Relating to Trade in Goods and Services, WT/DS543/AB/R (adopted May 9, 2016).
WTO, Council for Trade in Services, Presence of Natural Persons (Mode 4), Background Note by the Secretariat, S/C/W/301 (Sept. 15, 2009).
WTO, Council for Trade in Services, Special Session, Categories of Natural Persons Subject to Commitments under Mode 4, Informal Note by the Secretariat, JOB(03)/195 (Oct. 3, 2003).
WTO, Guidelines for the Scheduling of Specific Commitments under the General Agreement on Trade in Services (GATS), S/L/92 (Mar. 28, 2001).
描述 碩士
國立政治大學
國際經營與貿易學系
103351049
資料來源 http://thesis.lib.nccu.edu.tw/record/#G0103351049
資料類型 thesis
dc.contributor.advisor 楊光華zh_TW
dc.contributor.advisor Yang, Guang Hwaen_US
dc.contributor.author (Authors) 蔡元閎zh_TW
dc.contributor.author (Authors) Tsai, Yuan Hungen_US
dc.creator (作者) 蔡元閎zh_TW
dc.creator (作者) Tsai, Yuan Hungen_US
dc.date (日期) 2016en_US
dc.date.accessioned 1-Jul-2016 14:54:41 (UTC+8)-
dc.date.available 1-Jul-2016 14:54:41 (UTC+8)-
dc.date.issued (上傳時間) 1-Jul-2016 14:54:41 (UTC+8)-
dc.identifier (Other Identifiers) G0103351049en_US
dc.identifier.uri (URI) http://nccur.lib.nccu.edu.tw/handle/140.119/98535-
dc.description (描述) 碩士zh_TW
dc.description (描述) 國立政治大學zh_TW
dc.description (描述) 國際經營與貿易學系zh_TW
dc.description (描述) 103351049zh_TW
dc.description.abstract (摘要) 服務貿易「模式四」涉及生產要素之一的勞動力跨境移動,其所能帶來之貿易利得相當可觀;然而,勞動力之移動向來不為地主國青睞,各國針對此等自然人服務提供者多所管制,造成模式四貿易之諸多障礙,致使模式四佔服務貿易總量之比例極低,而亟待開發。在盤點多邊與非多邊體制下WTO之GATS與TPP協定消弭模式四貿易障礙之成果後,本文發現,國際間對於模式四貿易障礙之消弭必須持續推動,方能早日獲致模式四貿易自由化附隨之經濟利益。奠基於上述多邊與非多邊體制之成果,本文提出未來國際間在持續消弭模式四貿易障礙之可行方向,並以現正如火如荼談判中之「服務貿易協定(TiSA)」為例,印證本文所建議之方向有其可行性。zh_TW
dc.description.abstract (摘要) Mode 4 of trade in services entails the cross border movement of one of the factors of production: labor. The potential gains from labor mobility can be substantial; however, labor mobility has never been welcome. Numerous regulations imposed by the receiving countries on the natural persons as service suppliers create barriers to the Mode 4 trade, resulting in the fact that Mode 4 trade accounts for little proportion of all four modes of service supply. After conducting stock takes on the elimination results of Mode 4 trade barriers through the GATS and the TPP Agreement respectively under multilateral and non-multilateral trade regimes, this article argues that efforts to remove Mode 4 trade impediments should continue in order that the ensuing welfare gains from Mode 4 trade liberalization can ultimately be achieved. Based on the aforementioned elimination results under both multilateral and non-multilateral regimes, this article proposes several approaches to further elimination of Mode 4 trade barriers, taking the ongoing Trade in Services Agreement (TiSA) as an example to verify the feasibility of the proposed approaches.en_US
dc.description.tableofcontents 第一章 緒論 1
第一節 研究動機與目的 2
第二節 研究方法與研究架構 4
第三節 研究限制 6
第二章 自然人移動與貿易障礙 7
第一節 服務貿易障礙綜覽與分類 8
第二節 以「模式」分類貿易障礙之必要性 11
第三節 常見的模式四貿易障礙 13
第四節 小結 20
第三章 多邊體制消弭模式四貿易障礙之成果 22
第一節 WTO會員有關模式四之特定承諾 24
第二節 非移民簽證之程序面障礙的消弭 28
第三節 專業資格要求障礙之消弭 32
第四節 小結 35
第四章 非多邊體制消弭模式四貿易障礙之成果——以TPP協定為例 37
第一節 TPP協定締約國有關商務人士暫准入境之承諾 40
第二節 入境措施程序面障礙之消弭 46
第三節 專業資格要求障礙之消弭 49
第四節 小結暨建議 51
第五章 消弭模式四貿易障礙之可行方向 53
第一節 設立商業據點要求與數量限制之消弭方向 54
第二節 專業資格相互承認之持續促進 56
第三節 模式四程序面障礙之消弭方向 57
第四節 小結 61
第六章 結論 63
參考文獻 66
附錄ㄧ:TiSA自然人移動附件草案
附錄二:TiSA專業服務附件草案
zh_TW
dc.format.extent 3656183 bytes-
dc.format.mimetype application/pdf-
dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#G0103351049en_US
dc.subject (關鍵詞) 自然人移動zh_TW
dc.subject (關鍵詞) 模式四zh_TW
dc.subject (關鍵詞) 貿易自由化zh_TW
dc.subject (關鍵詞) 貿易障礙消弭zh_TW
dc.subject (關鍵詞) movement of natural personsen_US
dc.subject (關鍵詞) mode 4en_US
dc.subject (關鍵詞) trade liberalizationen_US
dc.subject (關鍵詞) elimination of trade barriersen_US
dc.title (題名) 論服務貿易模式四自由化之可行方向zh_TW
dc.title (題名) Approaches to the Liberalization of Mode 4 Tradeen_US
dc.type (資料類型) thesisen_US
dc.relation.reference (參考文獻) 中文部分
楊光華、蔡元閎,「從TPP協定論自然人移動議題之發展與我國之因應」,收錄於:楊光華編,第十六屆國際經貿法學發展學術研討會——迎戰TPP、開拓新時代,頁47-154(2016年)。
劉漢威,「GATS自然人移動之重要議題及我國重要對策分析」,國立政治大學法律學研究所碩士論文(2004年)。
羅昌發,國際貿易法(2010年)。

英文部分
Bast, Jürgen, Annex on Movement of Natural Persons Supplying Services Under the Agreement, in MAX PLANCK COMMENTARIES ON WORLD TRADE LAW VOL. 6: WTO – TRADE IN SERVICES 573-597 (Rüdiger Wolfrum, Peter-Tobias Stoll & Clemens Feinäugle eds., 2008).
Bast, Jürgen, Article Vbis GATS – Labour Markets Integration Agreements, in MAX PLANCK COMMENTARIES ON WORLD TRADE LAW VOL. 6: WTO – TRADE IN SERVICES 152-164 (Rüdiger Wolfrum, Peter-Tobias Stoll & Clemens Feinäugle eds., 2008).
Carzaniga, Antonia, A Warmer Welcome? Access for Natural Persons under PTAs, in OPENING MARKETS FOR TRADE IN SERVICES, 475-502 (Juan A. Marchetti & Martin Roy eds., 2008).
Charnovitz, Steve, Trade Law Norms on International Migration, in MIGRATION AND INTERNATIONAL LEGAL NORMS 241-253 (T. Alexander Aleinikoff & Vincent Chetail eds., 2003).
Chaudhuri, Sumanta, Aaditya Mattoo & Richard Self, Moving People to Deliver Services: How Can the WTO Help? WORLD BANK POLICY RESEARCH WORKING PAPER NO. 3238, at 3, Mar. 2004.
DELIMATSIS, PANAGIOTIS, INTERNATIONAL TRADE IN SERVICES AND DOMESTIC REGULATIONS: NECESSITY, TRANSPARENCY AND REGULATORY DIVERSITY (2007).
Hoekman, Bernard & Carlos A. Primo Braga, Protection and Trade in Services: A Survey, WORLD BANK, PRWP No. 1747, Mar. 1997.
International Labour Organisation, Organisation for Economic Co-operation and Development & World Bank, The Contribution of Labour Mobility to Economic Growth, http://www.ilo.org/wcmsp5/groups/public/---dgreports/---dcomm/---publ/documents/publication/wcms_398078.pdf.
Krajewski, Markus, Article VI GATS – Domestic Regulation, in MAX PLANCK COMMENTARIES ON WORLD TRADE LAW VOL. 6: WTO – TRADE IN SERVICES 165-196 (Rüdiger Wolfrum, Peter-Tobias Stoll & Clemens Feinäugle eds., 2008).
Krajewski, Markus, Article VII GATS – Recognition, in MAX PLANCK COMMENTARIES ON WORLD TRADE LAW VOL. 6: WTO – TRADE IN SERVICES 197-204 (Rüdiger Wolfrum, Peter-Tobias Stoll & Clemens Feinäugle eds., 2008).
Nielson, Julia, Labor Mobility in Regional Trade Agreements, in MOVING PEOPLE TO DELIVER SERVICES 93-111 (Aaditya Mattoo & Antonia Carzaniga eds., 2003).
Pauwelyn, Joost, Rien ne Va Plus? Distinguishing domestic regulation from market access in GATT and GATS, 4(2) WORLD TRADE REVIEW 131-170 (2005).
Sampson, Gary P. & Richard H. Snape, Identifying the Issues in Trade in Services, 8(2) WORLD ECONOMY 171-181 (1985).
Self, Richard J. & B. K. Zutshi, Mode 4: Negotiating Challenges and Opportunities, in MOVING PEOPLE TO DELIVER SERVICES 27-58 (Aaditya Mattoo & Antonia Carzaniga eds., 2003).
Snape, Richard H., Principles in Trade in Services, in THE URUGUAY ROUND: SERVICES IN THE WORLD ECONOMY 5-11 (Patrick A. Messerlin & Karl P. Sauvant eds., 1990).
Solomon, Michele Klein, GATS Mode 4 and the Mobility of Labour, in INTERNATIONAL MIGRATION LAW: DEVELOPING PARADIGMS AND KEY CHALLENGES 107-127 (Ryszard Cholewinski, Richard Perruchoud & Euan MacDonald eds., 2007).
Stephenson, Sherry & Gary Hufbauer, Labor Mobility, in PREFERENTIAL TRADE AGREEMENT POLICIES FOR DEVELOPMENT: A HANDBOOK, 275-306 (Jean-Pierre Chauffour & Jean Christophe Maur eds., 2011).
TREBILCOCK, MICHAEL J. & ROBERT HOWSE, THE REGULATION OF INTERNATIONAL TRADE: POLITICAL ECONOMY AND LEGAL ORDER
Winters, Leonard Alan, The Temporary Movement of Workers to Provide Services (GATS Mode 4), in A HANDBOOK OF INTERNATIONAL TRADE IN SERVICES, 480-541 (Aaditya Mattoo, Robert M. Stern, & Gianni Zanini eds., 2008).
World Bank, Global Economic Prospects 2006: Economic Implications of Remittances and Migration (2005).
WTO, Appellate Body Report, Argentina–Measures Relating to Trade in Goods and Services, WT/DS543/AB/R (adopted May 9, 2016).
WTO, Council for Trade in Services, Presence of Natural Persons (Mode 4), Background Note by the Secretariat, S/C/W/301 (Sept. 15, 2009).
WTO, Council for Trade in Services, Special Session, Categories of Natural Persons Subject to Commitments under Mode 4, Informal Note by the Secretariat, JOB(03)/195 (Oct. 3, 2003).
WTO, Guidelines for the Scheduling of Specific Commitments under the General Agreement on Trade in Services (GATS), S/L/92 (Mar. 28, 2001).
zh_TW