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題名 APEC反恐建制分析:以會員體在供應鏈議題合作為例
Counter-terrorism in APEC: An Analysis on Supply Chain Security Regime
作者 林千文
Lin, Chien Wen
貢獻者 鄧中堅
林千文
Lin, Chien Wen
關鍵詞 供應鏈安全
APEC反恐
全球貿易安全與便捷化標準架構
國際建制
貿易反恐
Supply Chain Security
APEC Counter-terrorism
Framework of Standards to Secure and Facilitate Global Trade
International Regime
Counter Terrorism and Secure Trade
日期 2016
上傳時間 9-Aug-2016 14:37:24 (UTC+8)
摘要 為因應反恐維安衝擊貿易流程,世界海關組織於2005年公布「全球貿易安全與便捷化標準架構」,為全球供應鏈安全合作奠定標準,惟其並無揭露該架構之內容如何談判而來。對此,本論文以2003-2005年APEC各會員體對前述架構核心要素之態度,分析21個會員體對供應鏈安全合作之看法,並探討APEC對該架構形成之角色究竟屬推動者或跟隨者,藉以理解個別會員體與區域組織形塑國際建制的作用。

在個別會員體部分,美國確於推動供應鏈安全國際建制之形成扮演主要角色,惟WCO標準架構核心要素並不全然為其他境內同受恐攻的會員體所接受,反而未受恐攻的會員體如台灣、馬來西亞、巴紐呈現高度配合,此顯示境內是否曾遭恐攻,並非一國決定支持供應鏈安全國際建制之必要條件。目前的發展則是美國有意實施更嚴格的安檢制度,但多數APEC會員體則更強調「最低安全標準」。此即,美國作為大國及原始知識提供者,但「共有知識」的形成並非其所能控制。

在區域組織形塑國際建制的部分,WCO公佈標準架構前,APEC各會員體並無積極共識之形成。然而,該架構公佈後,APEC則提出發展AEO計畫,用以執行WCO標準架構內之AEO認證規範。至2015年6月,具實質意義的AEO相互認證協議有30個,皆與APEC會員體有關。此一事實顯示自2005年WCO標準架構公布後11年間,APEC是WCO供應鏈安全建制的主要執行者。
World Customs Organization (WCO), in response to the impact of terrorism, had endorsed strategy of supply chain security in June 2005 named “Framework of Standards to Secure and Facilitate Global Trade.” WCO, however, had not shown much of the forming process of the framework. To understand the forming process, this research analyzes the positions of APEC‘s 21 members to the core elements of the framework during 2003-2005. The WCO framework also showed its feature as an international regime. Thus, the analysis would discern whether APEC’s role was a promoter or follower, and bring comprehension on the respectively functions of APEC members in the forming process of the new-born regime.

On the part of analyzing the functions of APEC members to form the regime, the research found the United States, as a member that had been attacked by terrorists, played a role as main promoter. The other members that had been attacked, however, did not show their fully support to the core elements of the regime. Nevertheless, some non-attacked members such as Taiwan, Malaysia, and Papua New Guinea usually represented their positive positions. The different positions of the attacked and non-attacked members suggest that been attacked by terrorists is not a necessary condition for a member to support the forming of the regime. The development of the cooperation in APEC now is emphasizing “the minimum security requirement” more than the strict measures suggested by the United States. This situation means the United States, as a great power and the origin of the knowledge of supply chain security, could influence deeply on the common knowledge of the regime instead of dominating it.

On the part of analyzing the functions of APEC as a regional organization to form the regime mentioned, the research found APEC did not have positive consensus before the WCO framework was published. However, APEC addressed an action plan on the development of AEO programs suggested by the framework. According to WCO, there were 30 AEO Mutual Recognition Agreements during June 2005 to May 2016, and the agreements were all relevant to APEC members. The fact showed APEC was proved to be the main role that had enforced the WCO framework in the mentioned 11 years.
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肆、網路資源
U.S. Customs and Border Protection, website: http://www.cbp.gov。
National Consortium for the Study of Terrorism and Responses to Terrorism,
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WCO website: http://www.wcoomd.org。
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英國標準協,網址:http://www.bsigroup.com。
APEC CTTF/CTWG,網址: http://www.apec.org/Groups/SOM-Steering-Committee-on-Economic-and-Technical-Cooperation/Working-Groups/Counter-Terrorism.aspx。
描述 博士
國立政治大學
外交學系
96253502
資料來源 http://thesis.lib.nccu.edu.tw/record/#G0962535021
資料類型 thesis
dc.contributor.advisor 鄧中堅zh_TW
dc.contributor.author (Authors) 林千文zh_TW
dc.contributor.author (Authors) Lin, Chien Wenen_US
dc.creator (作者) 林千文zh_TW
dc.creator (作者) Lin, Chien Wenen_US
dc.date (日期) 2016en_US
dc.date.accessioned 9-Aug-2016 14:37:24 (UTC+8)-
dc.date.available 9-Aug-2016 14:37:24 (UTC+8)-
dc.date.issued (上傳時間) 9-Aug-2016 14:37:24 (UTC+8)-
dc.identifier (Other Identifiers) G0962535021en_US
dc.identifier.uri (URI) http://nccur.lib.nccu.edu.tw/handle/140.119/99853-
dc.description (描述) 博士zh_TW
dc.description (描述) 國立政治大學zh_TW
dc.description (描述) 外交學系zh_TW
dc.description (描述) 96253502zh_TW
dc.description.abstract (摘要) 為因應反恐維安衝擊貿易流程,世界海關組織於2005年公布「全球貿易安全與便捷化標準架構」,為全球供應鏈安全合作奠定標準,惟其並無揭露該架構之內容如何談判而來。對此,本論文以2003-2005年APEC各會員體對前述架構核心要素之態度,分析21個會員體對供應鏈安全合作之看法,並探討APEC對該架構形成之角色究竟屬推動者或跟隨者,藉以理解個別會員體與區域組織形塑國際建制的作用。

在個別會員體部分,美國確於推動供應鏈安全國際建制之形成扮演主要角色,惟WCO標準架構核心要素並不全然為其他境內同受恐攻的會員體所接受,反而未受恐攻的會員體如台灣、馬來西亞、巴紐呈現高度配合,此顯示境內是否曾遭恐攻,並非一國決定支持供應鏈安全國際建制之必要條件。目前的發展則是美國有意實施更嚴格的安檢制度,但多數APEC會員體則更強調「最低安全標準」。此即,美國作為大國及原始知識提供者,但「共有知識」的形成並非其所能控制。

在區域組織形塑國際建制的部分,WCO公佈標準架構前,APEC各會員體並無積極共識之形成。然而,該架構公佈後,APEC則提出發展AEO計畫,用以執行WCO標準架構內之AEO認證規範。至2015年6月,具實質意義的AEO相互認證協議有30個,皆與APEC會員體有關。此一事實顯示自2005年WCO標準架構公布後11年間,APEC是WCO供應鏈安全建制的主要執行者。
zh_TW
dc.description.abstract (摘要) World Customs Organization (WCO), in response to the impact of terrorism, had endorsed strategy of supply chain security in June 2005 named “Framework of Standards to Secure and Facilitate Global Trade.” WCO, however, had not shown much of the forming process of the framework. To understand the forming process, this research analyzes the positions of APEC‘s 21 members to the core elements of the framework during 2003-2005. The WCO framework also showed its feature as an international regime. Thus, the analysis would discern whether APEC’s role was a promoter or follower, and bring comprehension on the respectively functions of APEC members in the forming process of the new-born regime.

On the part of analyzing the functions of APEC members to form the regime, the research found the United States, as a member that had been attacked by terrorists, played a role as main promoter. The other members that had been attacked, however, did not show their fully support to the core elements of the regime. Nevertheless, some non-attacked members such as Taiwan, Malaysia, and Papua New Guinea usually represented their positive positions. The different positions of the attacked and non-attacked members suggest that been attacked by terrorists is not a necessary condition for a member to support the forming of the regime. The development of the cooperation in APEC now is emphasizing “the minimum security requirement” more than the strict measures suggested by the United States. This situation means the United States, as a great power and the origin of the knowledge of supply chain security, could influence deeply on the common knowledge of the regime instead of dominating it.

On the part of analyzing the functions of APEC as a regional organization to form the regime mentioned, the research found APEC did not have positive consensus before the WCO framework was published. However, APEC addressed an action plan on the development of AEO programs suggested by the framework. According to WCO, there were 30 AEO Mutual Recognition Agreements during June 2005 to May 2016, and the agreements were all relevant to APEC members. The fact showed APEC was proved to be the main role that had enforced the WCO framework in the mentioned 11 years.
en_US
dc.description.tableofcontents 第一章 緒論……………………………………………………1
第一節 研究背景…………………………………………………………1
第二節 研究目的…………………………………………………………4
第三節 文獻回顧…………………………………………………………8
第四節 研究途徑…………………………………………………………14
第五節 研究方法及限制…………………………………………………31

第二章 APEC反恐議題的緣起………………………………32
第一節 最初的核心議題…………………………………………………33
第二節 會員體對反恐合作的初期態度…………………………………37
第三節 反恐合作的主要力量來源………………………………………49
第四節 單邊供應鏈安全秩序的嘗試……………………………………54
第五節 小結………………………………………………………………58

第三章 APEC供應鏈安全議題發展…………………………60
第一節 供應鏈安全的廣泛內容…………………………………………61
第二節 供應鏈安全觀念的限縮…………………………………………65
第三節 私部門為安全合作的起點………………………………………69
第四節 WCO標準架構與CTTF反恐行動計畫 ………………………72
第五節 小結 …………………………………………………………77

第四章 倡議者或跟隨者 ……………………………………78
第一節WCO標準架構核心要素在APEC的發展(2003年)………80
第二節WCO標準架構核心要素在APEC的發展(2005年)………88
第三節 個別會員體的倡議行動 ……………………………………… 99
第四節 小結 …………………………………………………………… 106

第五章 後WCO標準架構-APEC供應鏈安全合作的發展…108
第一節 自願性合作概念的延伸 ………………………………………109
第二節 再次的共識凝聚 ………………………………………………112
第三節 安全措施整合的必要性 ………………………………………120
第四節 美國引導APEC供應鏈安全架構 ……………………………128
第五節 需求指引合作的方向–相互認證協議的必要性 ………………133
第六節 小結 ………………………………………………………………138

第六章 結論………………………………………………………140

參考文獻 …………………………………………………………149

附錄:APEC供應鏈安全大事記………………………………159
zh_TW
dc.format.extent 17435255 bytes-
dc.format.mimetype application/pdf-
dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#G0962535021en_US
dc.subject (關鍵詞) 供應鏈安全zh_TW
dc.subject (關鍵詞) APEC反恐zh_TW
dc.subject (關鍵詞) 全球貿易安全與便捷化標準架構zh_TW
dc.subject (關鍵詞) 國際建制zh_TW
dc.subject (關鍵詞) 貿易反恐zh_TW
dc.subject (關鍵詞) Supply Chain Securityen_US
dc.subject (關鍵詞) APEC Counter-terrorismen_US
dc.subject (關鍵詞) Framework of Standards to Secure and Facilitate Global Tradeen_US
dc.subject (關鍵詞) International Regimeen_US
dc.subject (關鍵詞) Counter Terrorism and Secure Tradeen_US
dc.title (題名) APEC反恐建制分析:以會員體在供應鏈議題合作為例zh_TW
dc.title (題名) Counter-terrorism in APEC: An Analysis on Supply Chain Security Regimeen_US
dc.type (資料類型) thesisen_US
dc.relation.reference (參考文獻) 壹、 中文部分

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二、期刊論文
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貳、英文部分

一、專書
Compendium of Authorized Economic Operator Programmes, World Customs Organization, 2012.
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Cohen, Stephen D., The Making of United States International Economic Policy: Principles, Problems, and Proposed for Reform, Westport, Conn.: Praeger, 1994.
Dent, Christopher, Singapore’s Foreign Policy: Coping With Vulnerability, 2000.
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Glaser, Bonnie S. and Vitello, Jacqueline, Taiwan’s Marginalized Role in International Security, Washington D.C.: Center for Strategic and International Studies, Feb., 2015.
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Supply Chain Security Initiatives: A Trade Facilitation Perspective, Stockholm: Kommerskollegium, 2008.
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二、期刊論文
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Ruggie, John Gerard ”International regimes, transactions, and change: embedded liberalism in the postwar economic order,” International Organization, Vol. 36, 1982, pp. 379-415.
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參、國際組織與政府報告

一、中文部分
財政部大港倡議作業要點,2010年4月9日。
李綱信。《臺灣貿易便捷化政策研析》,國家發展委員會,2013年。
林千文。《出席2013年第2次資深官員會議暨相關會議》,行政院出國報告,2013年6月。
林寶蓮。《考察世界關務組織(WCO)相關公約運作情形出國報告》,經濟部國際貿易局,2001年。
高麗淨、張嘉元。《出席第4屆修正版京都公約管理委員會會議報告》,行政院所屬各機關因公出國人員出國報告書,2008年5月。
唐禎錚等。《赴美國進行C-TPAT聯合驗證暨洽談我國AEO與美國C-TPAT相互承認實務運作事宜》,行政院所屬各機關因公出國人員出國報告書,2014年2月。
陳介山、林秀穗等。《國際供應鏈安全管理系統研究(簡報)》,經濟部標準檢驗局,2011年8月。

二、英文部分
APEC Secretariat, “Remaking APEC As An Institution: the Third Apian Policy Report(2002),” APEC International Assessment Network.
APEC Secretariat, “Supply Chain Security Guidelines,” CTTF documents of SOM I I(2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “Draft Annotated Agenda,” CTTF documents of SOMII (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “APEC High-Level Meeting on Maritime Security Cooperation,” CTTF documents of SOM II (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat,“Draft Private Sector Supply Chain Security Guidelines,” CTTF documents of SOM III (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “Report to SOM Chair on Outcomes of the STAR Conference,” CTTF documents of SOM II (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “APEC Counter-Terrorism Action Plan,” CTTF documents of SOM II (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “APEC Counter-Terrorism Action Plan – Australia (011),” CTTF documents of SOM II (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “APEC Counter-Terrorism Action Plan –Japan (012),” CTTF documents of SOM II (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “APEC Counter-Terrorism Action Plan –Malaysia (013),” CTTF documents of SOM II (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “APEC Counter-Terrorism Action Plan –Philippines (014),” CTTF documents of SOM II (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “APEC Counter-Terrorism Action Plan –Canada (020),” CTTF documents of SOM II (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “APEC Counter-Terrorism Action Plan –New Zealand (021),” CTTF documents of SOM II (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “APEC Counter-Terrorism Action Plan –USA (022),” CTTF documents of SOM II (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “APEC Counter-Terrorism Action Plan –Indonesia (024),” CTTF documents of SOM II (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “APEC Counter-Terrorism Action Plan –Korea (025),” CTTF documents of SOM II (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “APEC Counter-Terrorism Action Plan –Thailand (032),” CTTF documents of SOM II (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “APEC Counter-Terrorism Action Plan –China (034),” CTTF documents of SOM II (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “APEC Counter-Terrorism Action Plan –Hong Kong, China (036),” CTTF documents of SOM II (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “APEC Counter-Terrorism Action Plan –Brunei (037),” CTTF documents of SOM II (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “APEC Counter-Terrorism Action Plan –Mexico (038),” CTTF documents of SOM II (2003), Asia-Pacific Economic Cooperation.
APEC Secretariat, “Strengthening Maritime and Port Security in APEC Economies,” CTTF documents of SOM I (2004), Asia-Pacific Economic Cooperation.
APEC Secretariat, “APEC Secretariat Report on APEC Developments,” CTTF documents of SOM I (2004), Asia-Pacific Economic Cooperation.
APEC Secretariat, “Chair’s Summary Report,” CTTF documents of SOM III (2004), Asia-Pacific Economic Cooperation.
APEC Secretariat, “APEC Private Sector Supply Chain Security Guidelines – Relevant Hits by Month,” CTTF documents of SOM III (2004), Asia-Pacific Economic Cooperation.
APEC Secretariat, “New Collective Action Plan (CAP) Item: Implementation of World Customs Organization (WCO) Framework,” SCCP documents of SOM I (2005), Asia-Pacific Economic Cooperation.
APEC Secretariat, “Implementation of APEC Framework Based on the WCO Framework of Standards to Secure and Facilitate the Global Trade,” SCCP documents of SOM II (2005), Asia-Pacific Economic Cooperation.
APEC Secretariat, “New Collective Action Plan (CAP) Item: Implementation of World Customs Organization (WCO) Framework,” SCCP documents of SOM I (2005), Asia-Pacific Economic Cooperation.
APEC Secretariat, “Radioactive Sources Initiative,” CTTF documents of SOM I (2005), Asia-Pacific Economic Cooperation
APEC Secretariat, “CTTF Chair’s Report on 7th AAPA Security Committee Meeting,” CTTF documents of SOM II (2005), Asia-Pacific Economic Cooperation.
High Level Strategic Group, Framework of Standards to Secure and Facilitate Global Trade 2005, World Customs Organization.
APEC Secretariat, “Update on Study on Trade Recovery in APEC,” CTTF documents of SOM I (2006), Asia-Pacific Economic Cooperation.
APEC Secretariat, “Report On the APEC Symposium on Total Supply Chain Security 6-7 July 2006,” CTTF documents of SOM III (2006), Asia-Pacific Economic Cooperation.
APEC Secretariat,”New Zealand Efforts to Respond to APEC Leaders’ and Ministers’ Statements,”documents of CTTFdocuments of SOM II (2006), Asia-Pacific Economic Cooperation.
APEC Secretariat, “An Update of U.S. Efforts to Implement Leaders and Ministers Commitments in Counter-Terrorism and Trade Related Security,” CTTF documents of SOM II (2007), Asia-Pacific Economic Cooperation.
CBP Works with International Entities to Promote Global Customs Security Standards and Initiatives, but Challenges Remain, United States Government Accountability Office, August 2008.
APEC Secretariat, “Draft Action Plan on the Development of Authorized Economic Operator programs in APEC Economies,” SCCP documents of SOM I (2010), Asia-Pacific Economic Cooperation.
CBP Annual Financial Report 2010.
Šemeta, Algirdas, Secure Trade and 100% Scanning of Containers, SEC(2010) 131 final, Feb., 2010.
APEC Secretariat, “Independent Assessment of the Counter-Terrorism Task Force,” CTTF documents of SOMIII (2013), Asia-Pacific Economic Cooperation.
Privacy Impact Assessment for the Customs-Trade Partnership Against Terrorism (2013), Department of Homeland Security.
Bayhaqi, Akhmad, “Study on APEC Best Practices on Authorized Economic Operator (AEO) Programs (2015),” APEC Policy Support Unit.
”Members who have expressed their intention to implement the WCO Framework of Standards to Secure and Facilitate Global Trade,” World Custom Organization, Jan., 2015.


肆、網路資源
U.S. Customs and Border Protection, website: http://www.cbp.gov。
National Consortium for the Study of Terrorism and Responses to Terrorism,
The Global Terrorism Database, University of Maryland, 2015.Website: http://www.start.umd.edu/gtd/search/。
WCO website: http://www.wcoomd.org。
財政部關務署AEO網站,網址:http://aeo.customs.gov.tw/aeo/HomeIndex.aspx。
美國在台協會,網址:http://www.ait.org.tw。
英國標準協,網址:http://www.bsigroup.com。
APEC CTTF/CTWG,網址: http://www.apec.org/Groups/SOM-Steering-Committee-on-Economic-and-Technical-Cooperation/Working-Groups/Counter-Terrorism.aspx。
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