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題名 我國政府機關「績效體系」與「績效實效體」之研究-以我國公立圖書館機關為例
A Study of Performance Regime and Performance Complexity in National Central Library and Taipei Public Library作者 許介銘
Hsu, Chieh Ming貢獻者 蘇偉業
So, Wai Yip
許介銘
Hsu, Chieh Ming關鍵詞 績效體系
績效實效體
課責交待
績效資訊
Performance regime
Performance complexity
Accountability
Performance information日期 2016 上傳時間 2-九月-2016 00:43:29 (UTC+8) 摘要 過去針對政府組織績效管理之研究,大部分是從組織內部的垂直控制角度出發,但鮮少討論到組織外部有哪些相關的組織抑或利害關係人會影響到該組織的績效發展。因此本研究利用Colin Talbot提出的績效體系框架為基礎,輔以課責交待與績效資訊使用之研究角度出發,分析我國公立圖書館機關其所處之績效體系(performance regime),進而在此績效體系下會產生何種績效實效體(performance complexity)。因此在此前提下,本研究主要挑選之研究個案為國家圖書館與台北市立圖書館。根據本研究之主要目的,筆者將績效體系分為三個主要層次的研究方向,首先辨識影響機關的外部機關組織暨外部利害關係人到底有哪些?再者這些外部利害關係人是如何來影響該機關?最後是機關如何因應並產生那些績效實效體?本研究發現,國家圖書館與台北市立圖書館皆屬於專家自主性高之績效體系,具備圖書館管理知識領域相關之專家有很高的自主性來定義圖書館的績效。而造成此現象的原因有二,原因一為上級機關負責管理下屬機關人員不足,上級人力無法負荷過多管制。原因二為上級機關所管理的社教機構太多,每個社教機構的業務繁雜且難以比較,因此賦予其自主管轄權。而兩機關雖同為專家自主性高的績效體系,但其專家決定機關政策及服務輸送機制上依然是有明顯之差異,兩機關在根本上所面對的客群即不同,國家圖書館是專業小眾,台北市立圖書館是一般普羅大眾,進而造成其背後專家決策的思維有所差異。
Previous studies of government performance management mostly focused on the vertical control within organization, rarely discussing what stakeholders outside the organization affect the organization performance. Therefore, this study makes use of the framework of performance regime proposed by Colin Talbot as well as the perspectives of accountability and use of performance information to analyze the performance of National Central Library and Taipei Public Library.According to the main purpose of this study which is based on the theory of performance regime, the scope of the study is divided into three levels: first, to identify which external organizations or stakeholders affect the performance of the libraries; second, to understand how those external organizations or stakeholders influence the performance of the libraries; finally, how the libraries respond to it so as to generate a sort of performance complexity.The study finds that both National Central Library and Taipei Public Library belong to a performance regime in which experts enjoy a high degree of autonomy. Those experts who have professional knowledge concerning the management of library have much power to define the performance standard of library. There are two reasons to account for this phenomenon. First, there is no sufficient manpower for the higher authorities to take charge of the subsidiary agencies, so the former cannot effectively control the latter. Second, there are too many socio-education institutes under the jurisdiction of the higher authorities and the natures of these institutions vary from each other so widely that it is difficult to compare their performances. Due to these two reasons, the higher authorities give these subsidiary agencies more managerial autonomy.Although the two libraries share a similar performance regime in which experts enjoy a high degree of autonomy, their expert-led decisions and service delivery mechanisms are obviously different. Fundamentally, the two libraries are facing different customer groups, National Central Library facing is professional minority, Taipei Public Library facing is the general public. 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(2008). “Examining perceived honest performance reporting by public organizations: Bureaucratic politics and organizational practice.” Journal of Public Administration Research and Theory, 19(1), 91-105. 描述 碩士
國立政治大學
公共行政學系
101256006資料來源 http://thesis.lib.nccu.edu.tw/record/#G0101256006 資料類型 thesis dc.contributor.advisor 蘇偉業 zh_TW dc.contributor.advisor So, Wai Yip en_US dc.contributor.author (作者) 許介銘 zh_TW dc.contributor.author (作者) Hsu, Chieh Ming en_US dc.creator (作者) 許介銘 zh_TW dc.creator (作者) Hsu, Chieh Ming en_US dc.date (日期) 2016 en_US dc.date.accessioned 2-九月-2016 00:43:29 (UTC+8) - dc.date.available 2-九月-2016 00:43:29 (UTC+8) - dc.date.issued (上傳時間) 2-九月-2016 00:43:29 (UTC+8) - dc.identifier (其他 識別碼) G0101256006 en_US dc.identifier.uri (URI) http://nccur.lib.nccu.edu.tw/handle/140.119/101160 - dc.description (描述) 碩士 zh_TW dc.description (描述) 國立政治大學 zh_TW dc.description (描述) 公共行政學系 zh_TW dc.description (描述) 101256006 zh_TW dc.description.abstract (摘要) 過去針對政府組織績效管理之研究,大部分是從組織內部的垂直控制角度出發,但鮮少討論到組織外部有哪些相關的組織抑或利害關係人會影響到該組織的績效發展。因此本研究利用Colin Talbot提出的績效體系框架為基礎,輔以課責交待與績效資訊使用之研究角度出發,分析我國公立圖書館機關其所處之績效體系(performance regime),進而在此績效體系下會產生何種績效實效體(performance complexity)。因此在此前提下,本研究主要挑選之研究個案為國家圖書館與台北市立圖書館。根據本研究之主要目的,筆者將績效體系分為三個主要層次的研究方向,首先辨識影響機關的外部機關組織暨外部利害關係人到底有哪些?再者這些外部利害關係人是如何來影響該機關?最後是機關如何因應並產生那些績效實效體?本研究發現,國家圖書館與台北市立圖書館皆屬於專家自主性高之績效體系,具備圖書館管理知識領域相關之專家有很高的自主性來定義圖書館的績效。而造成此現象的原因有二,原因一為上級機關負責管理下屬機關人員不足,上級人力無法負荷過多管制。原因二為上級機關所管理的社教機構太多,每個社教機構的業務繁雜且難以比較,因此賦予其自主管轄權。而兩機關雖同為專家自主性高的績效體系,但其專家決定機關政策及服務輸送機制上依然是有明顯之差異,兩機關在根本上所面對的客群即不同,國家圖書館是專業小眾,台北市立圖書館是一般普羅大眾,進而造成其背後專家決策的思維有所差異。 zh_TW dc.description.abstract (摘要) Previous studies of government performance management mostly focused on the vertical control within organization, rarely discussing what stakeholders outside the organization affect the organization performance. Therefore, this study makes use of the framework of performance regime proposed by Colin Talbot as well as the perspectives of accountability and use of performance information to analyze the performance of National Central Library and Taipei Public Library.According to the main purpose of this study which is based on the theory of performance regime, the scope of the study is divided into three levels: first, to identify which external organizations or stakeholders affect the performance of the libraries; second, to understand how those external organizations or stakeholders influence the performance of the libraries; finally, how the libraries respond to it so as to generate a sort of performance complexity.The study finds that both National Central Library and Taipei Public Library belong to a performance regime in which experts enjoy a high degree of autonomy. Those experts who have professional knowledge concerning the management of library have much power to define the performance standard of library. There are two reasons to account for this phenomenon. First, there is no sufficient manpower for the higher authorities to take charge of the subsidiary agencies, so the former cannot effectively control the latter. Second, there are too many socio-education institutes under the jurisdiction of the higher authorities and the natures of these institutions vary from each other so widely that it is difficult to compare their performances. Due to these two reasons, the higher authorities give these subsidiary agencies more managerial autonomy.Although the two libraries share a similar performance regime in which experts enjoy a high degree of autonomy, their expert-led decisions and service delivery mechanisms are obviously different. Fundamentally, the two libraries are facing different customer groups, National Central Library facing is professional minority, Taipei Public Library facing is the general public. That is why there are varied thoughts behind the expert decisions. en_US dc.description.tableofcontents 第一章 緒論 11.1研究背景 11.2研究目的 3第二章 文獻回顧 52.1公部門績效之定義 62.2公部門之績效衡量 102.2.1定位衡量工作 122.2.2選擇衡量指標 132.2.3績效資料收集 152.2.4分析衡量結果 172.2.5報告衡量結果 182.2.6確保績效衡量品質 182.3績效資訊之運用 192.3.1績效資訊用途:記錄 202.3.2績效資訊用途:引導及控制 212.3.3績效資訊用途:解釋及報告 232.3.4績效資訊用途:學習 252.3.5績效資訊運用之瓶頸 262.4課責(accountability)之意涵 282.4.1課責的類型: 302.4.2課責交待與績效資訊運用之關係 352.4.3現今課責交待運作面臨之困境 372.5圖書館之績效管理 432.5.1圖書館績效評估的價值與目的 432.5.2圖書館績效評估之運作 472.4績效體系 51第三章 個案描述 563.1國家圖書館簡介 563.2台北市立圖書館簡介 58第四章 研究設計 604.1研究個案選擇 604.2研究問題 604.3研究方法 624.3.1文獻分析 634.3.2深度訪談 634.3.3受訪者取樣 64第五章 研究分析 655.1國家圖書館和台北市立圖書館各自的「制度系絡」與「內部系絡」 655.1.1兩者「制度系絡」相同之處 655.1.2兩者「制度系絡」相異之處 665.1.3國家圖書館和台北市立圖書館各自的「內部系絡」 685.2國家圖書館與台北市立圖書館所受之績效干預手段分析 705.2.1國家圖書館所受到之績效干預手段 705.2.2台北市立圖書館所受到之績效干預手段 725.3國家圖書館與台北市立圖書館之績效實效體比較 755.3.1國家圖書館與台北市圖書館制度系絡和內部系絡之競合 755.3.2國家圖書館與台北市立圖書館內部績效管理運作之比較 835.3.3國家圖書館與台北市立圖書館之績效資訊使用方式 85第六章 研究結論與建議 876.1研究結論 876.1.1專家自主性高之績效體系 876.1.2組織架構決定圖書館內部績效管理的差異 896.1.3績效資訊使用之異同 896.1.4政策及服務輸送機制之差異 906.2研究建議 946.2.1實務面建議 946.2.2理論面建議 95參考資料: 96 zh_TW dc.format.extent 1623765 bytes - dc.format.mimetype application/pdf - dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#G0101256006 en_US dc.subject (關鍵詞) 績效體系 zh_TW dc.subject (關鍵詞) 績效實效體 zh_TW dc.subject (關鍵詞) 課責交待 zh_TW dc.subject (關鍵詞) 績效資訊 zh_TW dc.subject (關鍵詞) Performance regime en_US dc.subject (關鍵詞) Performance complexity en_US dc.subject (關鍵詞) Accountability en_US dc.subject (關鍵詞) Performance information en_US dc.title (題名) 我國政府機關「績效體系」與「績效實效體」之研究-以我國公立圖書館機關為例 zh_TW dc.title (題名) A Study of Performance Regime and Performance Complexity in National Central Library and Taipei Public Library en_US dc.type (資料類型) thesis en_US dc.relation.reference (參考文獻) 中文部分王珮玲(2001)。公共圖書館績效評估之研究-以臺北市立圖書館為例。國家圖書館館刊,2,35-65。王麗蕉、鄭雅靜(2006)。大學圖書館評鑑之探討。國家圖書館館刊,95(1),35-58。王曉麟(2008)。政府績效評估制度與策略。飛訊,67,1-20。丘昌泰(2000)。公共管理:理論及實務手冊。台北:元照。丘昌泰(2002)。邁向績效導向的地方政府管理。研考雙月刊,26(3),46-56。行政院(2015)。行政院國家發展委員會104年度政府服務品質獎評獎實施計畫績效評核方法。朱景鵬、朱鎮明(2004)。英、美、德地方政府治理能力評鑑制度。研考雙月刊,28(5),39-54。江明修(2005)。公私協力關係中台灣非營利組織公共課責與自主性之探究:理論辯證與制度設計。行政院國家科學委員會專題研究計畫。台北市立圖書館(2015)。104年度台北市立圖書館業務執行成果。台北市:台北市立圖書館。台北市立圖書館(2016)。臺北市立圖書館 105 年重要工作計畫。台北市:台北市立圖書館。台北市立圖書館(2016)。臺北市立圖書館 105 年施政計畫。台北市:台北市立圖書館。吳定(1995)。公共行政論叢(第五版)。台北:順達。李允傑(1999)。公部門之績效評估。人事月刊,29(4),4-14。呂育誠(2000)。課責觀點下行政中立的意涵與落實途徑。考銓季刊,23,68-80。呂明珠(2014)。我國公共圖書館評鑑之發展與建議。圖書與資訊學刊,6(2),22-38。林嘉誠(2004)。行政機關績效評估制度的建置與回顧,林嘉誠(編),政府績效評估,3-20。台北:行政院研究發展考核委員會。林芳如、蔣佳雯(2004)。學術性圖書館績效管理之研究-以國立政治大學圖書館為例。圖書與資訊學刊,48,71-90。林巧敏(2006)。數位時代圖書館功能及角色的變遷。圖書與資訊學刊,59,40-56。范祥偉、王崇斌(2000)。政府績效管理:分析架構與實務策略。中國行政評論,10(1),155-182。柯皓仁(2013)。以績效評估證明公共圖書館的價值。公共圖書館新視野:公共圖書館人才培訓教材,11,97-119。臺中:國立公共資訊圖書館。柯皓仁(2014)。淺談公共圖書館績效評估。臺北市圖書館館訊,32(2),1-20。柯義龍(2013)。新公共管理的課責倫理及其問題,中國行政評論,19(3),23-46。胡述兆、吳祖善(1989)。圖書館學導論。台北:漢美。胡述兆、王梅玲(2003)。圖書資訊學導論。台北:漢美。胡龍騰、張國偉(2010)。美國績效管理改革作法。研考雙月刊,34(3),24-36。胡龍騰(2007)。公民引領之政府績效管理:初探性模式建構。行政暨政策學報,44,79-128。胡龍騰,(2011)。我國施政績效資訊運用實務與問題分析。研考雙月刊,35(3),10-22。胡龍騰,(2015)。政府績效資訊之運用:官僚態度之分析焦點。行政暨政策學報,60,41-89。施純福、林靜莉(2012)。從北市圖績優館的誕生談北市圖的進步。臺北市立圖書館館訊,30 (1),44-61。孫本初(1999)。課責與績效管理。人事月刊,29(3),28-32。孫本初(2005)。 績效衡量與評估的操作概念:以美國績效與成果法為例。考銓季刊,43,39-53。孫煒(2012)。民主治理中準政府組織的公共性與課責性:對於我國政府捐助之財團法人轉型的啟示。人文及社會科學集刊,24(4),497-528。郭昱瑩、謝雨豆(2012)。施政績效評估制度之前瞻與未來。研考雙月刊,36(3),29-42。郭士國(2012)。族群型代表性行政機關課責之研究:以我國中央與地方客家行政機關為例。國立中央大學法律與政府碩士論文,未出版,桃園。張世杰(2011)。新公共管理的公務倫理意涵與實踐反省:傅柯的治理理性觀點。空大行政學報,21,75-128。張四明,(2009)。行政院施政績效評估制度之運作經驗與改革方向。研考雙月刊,33(5),45-58。張四明、施能傑、胡龍騰(2013)。我國政府績效管理制度檢討與創新之研究。行政院研究發展考核委員會委託研究報告(編號:RDEC-RES-101-003)。台北市:行政院研究發展考核委員會。張瓊玲(2008)。台灣郵政公司「正名」過程的課責問題:以治理理論為觀點。空大行政學報,19,67-94。許立一(2015)。當代公共治理變遷與課責機制設計方向之思考。中國地方自治,68(9),4-24。國家圖書館(2013)。102 年全國公共圖書館評鑑手冊。台北市:國家圖書館。國家圖書館(2016)。國家圖書館105年度提升服務品質執行計畫。台北市:國家圖書館。國家圖書館(2016)。國家圖書館 105 年度施政計畫。台北市:國家圖書館。莊文忠(2008)。績效衡量與指標設計:方法論上的討論。公共行政學報,29,61-91。陳敦源(1998)。民意與公共管理。載於黃榮護主編,公共管理,127-177。台北:商鼎。陳敦源(2002)。績效制度設計的資訊問題:訊號、機制設計與代理成本。行政暨政策學報,35,45-69。陳敦源、林靜美(2005)。有限理性下的不完全契約:公部門績效管理制度的反思。考銓季刊,43,96-120。陳敦源(2007)。金魚缸中的服務:全民督工的個案討論。研考雙月刊,31(4),88-101。陳敦源、王光旭(2007)。為何與如何以委員會治理?以全民健保監理委員會為例。「2007年台灣公共行政暨事務系所聯合會(TASPAA)年會暨第三屆兩岸四地公共管理研討會」論文。台北:世新大學,6月2日。陳敦源(2009)。透明之下的課責:台灣民主治理中官民信任關係的重建基礎。文官制度季刊,1(2),21-55。陳敦源、呂季蓉、孫玟秀(2014)。是誰告訴人民政府表現如何?政府績效、公共資訊、與外電新聞的守門人之研究。文官制度季刊,6(1),1-53。黃碧珠(2005)。淺談公共圖書館績效評量。國家圖書館館訊,94 (1),22-25。黃淑香、黃美惠(2014)。大學圖書館績效評鑑理論與實務。國立清華大學圖書館館訊。曾淑賢(2001)。臺北市立圖書館品質管理制度。臺北市立圖書館館訊,19 (1),1-20。彭錦鵬(2008)。行政法人與政署之制度選擇。考銓季刊,53, 21–36。彭渰雯、巫偉倫(2009)。非營利組織參與治理的代表性與課責─以出版品分級評議為例。臺灣民主季刊,6(3),87-123。楊美華(1989)。大學圖書館之經營理念。台北:臺灣學生書局。廖洲棚(2014)。我國政府施政績效資訊應用之問題研析。國土及公共治理季刊,3(3),45-54。劉坤億(2009)。政府課責性與公共治理之探討。研考雙月刊,33(5),59-72。蔡明月(1995)。績效評估。圖書館學與資訊科學大辭典。檢自:http://terms.naer.edu.tw/detail/1679649/?index=5蔡欣如、柯皓仁(2015)。大專校院圖書館績效指標重要性與可行性之研究。大學圖書館,19(2),22-47。盧秀菊(2003)。圖書館之績效評估。中國圖書館學會會報,71,1-19。盧秀菊(2004)。圖書館事業之價值與服務,在張鼎鍾教授七秩榮慶籌備小組編。跨越數位時代的資訊服務-張鼎鍾教授七秩榮慶論文集,31-36。台北:文華圖書館管理。盧秀菊(2005)。公共圖書館之績效評估與評量指標。圖書與資訊學刊,54,23-42。應立志、黃長永(2006)。公共圖書館績效評估之探討:以雲林縣鄉鎮圖書館為例。台灣圖書館管理學刊,2(4),77-98。蕭怡靖(2013)。台灣民眾政治課責觀之初探―認知、評價與影響。臺灣民主季刊,10(2),1-32。蘇彩足(2013)。我國公共治理之挑戰與因應。公共治理季刊,1(1),52-60。蘇偉業(2009a)。公共部門事前定向績效管理:反思與回應。公共行政學報,30,105-130。蘇偉業(2009b)。甚麼是公部門的良好表現?公部門績效管理之回顧與再定位。飛訊,88,1-20。蘇偉業(2010)。績效行政:績效管理中的干擾系統。人事行政,175,43-51。蘇偉業(2012)。民眾回應性、課責交代機制、績效管理設計:台北市健康服務中心與戶政事務所之個案比較。策略評論專刊,15,7-17。蘇偉業、楊和縉(2014)。從行政院研究發展考核委員會檢視我國績效體系的形成與發展:績效資訊運用、課責交待及行政價值。台灣公共行政與公共事務系所聯合會2014年會暨"政府治理與公民行動" 國際學術研討會。蘇偉業、楊和縉(2015)。從行政院研究發展考核委員會檢視我國績效體系的形成與發展。文官制度季刊,7(4),1-38。英文部分Ashworth, R., Boyne, G.A., & Entwistle, T. 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