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題名 台灣法人科專計畫與科技部計畫之資源錯置研究：以專利價值指標為研發產出
Misallocation of technology development programs and ministry of science and Technology’s programs: using patent value index as the R&D output
作者 王郁棋
Wang, Yu Chi
貢獻者 王信實<br>李文傑
王郁棋
Wang, Yu Chi
關鍵詞 法人科專計畫
科技部計畫
專利
資源配置效率
TDP
MOST
Patent
Innovation efficiency
日期 2017
上傳時間 11-Jul-2017 12:03:49 (UTC+8)
摘要 　　近年創新研發相關文獻指出創新政策可能因政策不一致性及資源被不適任者所佔有等因素而宣告失敗。其中「資源錯置」此議題乃最為大眾所關注，因此本研究採用Hsieh and Klenow（2009）的資源配置效率模型以檢視台灣兩大科技計畫─「法人科專計畫」與「科技部計畫」是否有資源錯置之情事，以確保我國科技計畫之成效。結果指出，科技部計畫之資源配置效率相對於法人科專計畫較為不穩定，主因為科技部計畫執行機構多為學術型機構，其專利產值較易浮動。研究後續進一步分析兩大計畫底下各機構之扭曲程度。法人科專部份，工研院長期為正向扭曲，中科院則長期為負向扭曲，其正負之差異源自於機構的研發屬性不同；科技部計畫部份，各機構扭曲程度波動較大，乃受到機構研究目的與發表形式差異所導致。本文受限於利用專利作為產出衡量，無法提供科技部計畫全面性的評估觀點。未來若能納入人文社會科學領域且綜合其他學術指標做為產出衡量，將能提供更完整的科技部計畫資源配置效率分析，提供更精確之政策建議。
　Past literature has sounded an alarm to the failure of innovation and warned that policy inconsistency and misallocated innovation inputs as two major reasons to fail innovation. Since Taiwanese government had consistent support over research and development via policy support, this research has focused on the issues of innovation input distortions. In this thesis, the &quot;Technology Development Program (TDP)&quot; supported by Ministry of Economic Affairs (MOEA) as well as endowment projects financed by Ministry of Science and Technology (MOST) are utilized as the research target to investigate the innovation efficiency. The results in this research suggest that TDP has stably higher performance than the MOST-financed projects. TDP projects are executed as more business-related uses while MOST-financed projects usually focus more on the fundamental technological breakthroughs. Besides, the results also suggest that the innovation objectives set by different institutions are crucial to the current innovation efficiency measure. For example, the TDP projects executed by Industrial Technology Research Institute, a commercial technology developer, record less distortions than other TDP projects granted to other institutions responsible for national defense development. This would shed light on the more aligned innovation objective setup and the following innovation resource allocation.
參考文獻 朱博湧，（1999）。競爭力取決於積極創新，遠見雜誌，第158期。
吳安妮，（2003）。平衡計分卡在公務機關之探討。研考雙月刊，第27卷第5期，pp. 45-61。
宋剛、唐薔、陳銳、紀陽，（2008），〈複雜性科學視野下的科技創新〉。社會對科學的影響，第2期，pp. 28-33。
林惠玲、李顯峰，（1996），台灣專利權數與R&D支出關係之研究─非負整數計量模型之應用。經濟論文，24冊，pp.273-301。
徐世均，未知年份。《瞭解自己的潛力》。出版者：雲書bestbook。
許明德，（2006）。創新及創造性破壞–經濟學大師熊彼得。科學發展期刊，第403期，pp. 70-75。
張石柱、蔡正暉，（2009）。經濟部科技研究發展專案計畫執行效率之探討─資料包絡分析及分析層級程序。會計學報，第2卷第1期，pp. 51-72。
張石柱、苗維中，（2011）。多項衡量指標績效評估模式之探討經濟部科技專案執行績效之實證研究。會計學報，第4卷第1期，pp. 95-123。
鄭秀玲、黃國綱，（2005）。政府資助的產業創新活動─以工研院科專計畫為例。人文及社會科學集刊，第17卷第3期，pp. 459-489。
Bartelsman, E., Haltiwanger, J., and Scarpetta, S., (2013). Cross-country differences in productivity: The role of allocation and selection. American Economics Review, 103, pp. 305-334.
Freeman, C., (1982). The Economics of Industrial Innovation. MIT press.
Hausman, J., Hall, B.H., and Griliches, Z., (1984). Econometric models for Count Data with an Application to the Patents-R&D Relationship. Econometrica, 52(4), pp. 909-938.
Hall, B.H., Jaffe, A.B. and Trajtenberg, M., (2001). The NBER Patent Citation Data File Lessons, Insights and Methodological Tools. NBER Working Paper , NO.8498.
Hall, B.H. and Ziedonis, R.H., (2001). The patent paradox revisited an empirical study of patenting in the U.S. semiconductor. RAND Journal of Economics, 32(1), pp101-128.
Hsieh, C.T. and Klenow, P.J., (2009). Misallocation and Manufacturing TFP in China and India. Quarterly Journal of Economics, 124(4), pp. 1403-1448.
Hirshleifer, D., Hsu, P.H., & Li, D., (2013). Innovative Efficiency and Stock Returns. Journal of Finanicial Economics, 107, pp. 632-654.
Kaplan, R.S. and Norton, D.P., (1996). The Balanced Scorecard: Translating Strategy into Action. Boston: Harvard Business Press.
Kaplan, R.S. and Norton, D.P., (2001). Transforming the Balanced Scorecard from Performance Measurement to Strategic Management: Part I. Accounting Horizons, 15(1), pp. 87-104
Lerner, J., (2012). Boulevard of Broken Dreams: Why Public Efforts to Boost Entrepreneurship and Venture Capital Have Failed--and What to Do About It. New Jersey: Princeton University Press.
Lanjouw, J.O. and Schankerman, M., (2004). Patent Quality and Research Productivity: Measuring Innovation with Multiple Indicator. The Economic Journal, 114(495), pp. 441-465.
Li, H.C., Lee, W.C. and Ko, B.T., (2016). What determines misallocation in innovation? A study of regional innovation in China, The 2016 Taiwan Economics Research, Academia Sinica.
Lee, W.C. and Wang, S.S., (2017). Misallocations and Policy Constraints on Mergers in the Modern Manufacturing Sector. Journal of Macroeconomics, 52, pp. 268-286.
Pakes, A. and Griliches, Z., (1984). Patents and R&D at the Firm Level: A First Look. NBER Working Paper, NO. 561.
Putnam, J.D., (1996). The Value of International Patent Rights.
Prescott, E.C., (2004). Why Do Americans Work So Much More Than Europeans. NBER Working Paper , NO.10316.
Schumpeter, J.A., (1934). Theory of Economic Development. Harvard University Press.
Taylor, M.Z., (2016). The Politics of Innovation- Why Some Countries Are Better Than Others at Science and Technology. Oxford University Press.
Wang, W.Y., (2016). Misallocation of Technology Development Programs: Using Patent Value Index as the R&D Output. National Cheng-Chi University. Economics. Taipei.
描述 碩士
國立政治大學
經濟學系
104258005
資料來源 http://thesis.lib.nccu.edu.tw/record/#G0104258005
資料類型 thesis
dc.contributor.advisor 王信實<br>李文傑zh_TW
dc.contributor.author (Authors) 王郁棋zh_TW
dc.contributor.author (Authors) Wang, Yu Chien_US
dc.creator (作者) 王郁棋zh_TW
dc.creator (作者) Wang, Yu Chien_US
dc.date (日期) 2017en_US
dc.date.accessioned 11-Jul-2017 12:03:49 (UTC+8)-
dc.date.available 11-Jul-2017 12:03:49 (UTC+8)-
dc.date.issued (上傳時間) 11-Jul-2017 12:03:49 (UTC+8)-
dc.identifier (Other Identifiers) G0104258005en_US
dc.identifier.uri (URI) http://nccur.lib.nccu.edu.tw/handle/140.119/110850-
dc.description (描述) 碩士zh_TW
dc.description (描述) 國立政治大學zh_TW
dc.description (描述) 經濟學系zh_TW
dc.description (描述) 104258005zh_TW
dc.description.abstract (摘要) 　　近年創新研發相關文獻指出創新政策可能因政策不一致性及資源被不適任者所佔有等因素而宣告失敗。其中「資源錯置」此議題乃最為大眾所關注，因此本研究採用Hsieh and Klenow（2009）的資源配置效率模型以檢視台灣兩大科技計畫─「法人科專計畫」與「科技部計畫」是否有資源錯置之情事，以確保我國科技計畫之成效。結果指出，科技部計畫之資源配置效率相對於法人科專計畫較為不穩定，主因為科技部計畫執行機構多為學術型機構，其專利產值較易浮動。研究後續進一步分析兩大計畫底下各機構之扭曲程度。法人科專部份，工研院長期為正向扭曲，中科院則長期為負向扭曲，其正負之差異源自於機構的研發屬性不同；科技部計畫部份，各機構扭曲程度波動較大，乃受到機構研究目的與發表形式差異所導致。本文受限於利用專利作為產出衡量，無法提供科技部計畫全面性的評估觀點。未來若能納入人文社會科學領域且綜合其他學術指標做為產出衡量，將能提供更完整的科技部計畫資源配置效率分析，提供更精確之政策建議。zh_TW
dc.description.abstract (摘要) 　Past literature has sounded an alarm to the failure of innovation and warned that policy inconsistency and misallocated innovation inputs as two major reasons to fail innovation. Since Taiwanese government had consistent support over research and development via policy support, this research has focused on the issues of innovation input distortions. In this thesis, the &quot;Technology Development Program (TDP)&quot; supported by Ministry of Economic Affairs (MOEA) as well as endowment projects financed by Ministry of Science and Technology (MOST) are utilized as the research target to investigate the innovation efficiency. The results in this research suggest that TDP has stably higher performance than the MOST-financed projects. TDP projects are executed as more business-related uses while MOST-financed projects usually focus more on the fundamental technological breakthroughs. Besides, the results also suggest that the innovation objectives set by different institutions are crucial to the current innovation efficiency measure. For example, the TDP projects executed by Industrial Technology Research Institute, a commercial technology developer, record less distortions than other TDP projects granted to other institutions responsible for national defense development. This would shed light on the more aligned innovation objective setup and the following innovation resource allocation.en_US
dc.description.tableofcontents 第一章 緒論 6
第一節 發明與創新的重要性 6
第二節 研究背景 10
第三節 研究動機 11
第四節 研究架構 15
第二章 文獻回顧 18
第三章 資料描述及來源 22
第一節 資料說明 22
第二節 資料蒐集 24
1. 法人科專美國核准專利價值產出以及研發經費 24
2. 科技部計畫美國核准專利價值以及研發經費 26
3. 法人科專與科技部計畫獲取之美國核准專利的4項指標 33
4. 專利4項指標權重 33
5. 資料限制 37
第四章 研究方法 39
第一節 因素模型分析 39
第二節 資源配置模型 41
第五章 模型運算結果 46
第一節 台灣兩大科技計畫之資源配置效率與扭曲程度 46
第二節 科技部計畫資源配置效率分析─2大機構 51
第六章 結論與建議 56
第一節 結論 56
第二節 未來研究改善方向 57		zh_TW
dc.format.extent 757598 bytes-
dc.format.mimetype application/pdf-
dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#G0104258005en_US
dc.subject (關鍵詞) 法人科專計畫zh_TW
dc.subject (關鍵詞) 科技部計畫zh_TW
dc.subject (關鍵詞) 專利zh_TW
dc.subject (關鍵詞) 資源配置效率zh_TW
dc.subject (關鍵詞) TDPen_US
dc.subject (關鍵詞) MOSTen_US
dc.subject (關鍵詞) Patenten_US
dc.subject (關鍵詞) Innovation efficiencyen_US
dc.title (題名) 台灣法人科專計畫與科技部計畫之資源錯置研究：以專利價值指標為研發產出zh_TW
dc.title (題名) Misallocation of technology development programs and ministry of science and Technology’s programs: using patent value index as the R&D outputen_US
dc.type (資料類型) thesisen_US
dc.relation.reference (參考文獻) 朱博湧，（1999）。競爭力取決於積極創新，遠見雜誌，第158期。
吳安妮，（2003）。平衡計分卡在公務機關之探討。研考雙月刊，第27卷第5期，pp. 45-61。
宋剛、唐薔、陳銳、紀陽，（2008），〈複雜性科學視野下的科技創新〉。社會對科學的影響，第2期，pp. 28-33。
林惠玲、李顯峰，（1996），台灣專利權數與R&D支出關係之研究─非負整數計量模型之應用。經濟論文，24冊，pp.273-301。
徐世均，未知年份。《瞭解自己的潛力》。出版者：雲書bestbook。
許明德，（2006）。創新及創造性破壞–經濟學大師熊彼得。科學發展期刊，第403期，pp. 70-75。
張石柱、蔡正暉，（2009）。經濟部科技研究發展專案計畫執行效率之探討─資料包絡分析及分析層級程序。會計學報，第2卷第1期，pp. 51-72。
張石柱、苗維中，（2011）。多項衡量指標績效評估模式之探討經濟部科技專案執行績效之實證研究。會計學報，第4卷第1期，pp. 95-123。
鄭秀玲、黃國綱，（2005）。政府資助的產業創新活動─以工研院科專計畫為例。人文及社會科學集刊，第17卷第3期，pp. 459-489。
Bartelsman, E., Haltiwanger, J., and Scarpetta, S., (2013). Cross-country differences in productivity: The role of allocation and selection. American Economics Review, 103, pp. 305-334.
Freeman, C., (1982). The Economics of Industrial Innovation. MIT press.
Hausman, J., Hall, B.H., and Griliches, Z., (1984). Econometric models for Count Data with an Application to the Patents-R&D Relationship. Econometrica, 52(4), pp. 909-938.
Hall, B.H., Jaffe, A.B. and Trajtenberg, M., (2001). The NBER Patent Citation Data File Lessons, Insights and Methodological Tools. NBER Working Paper , NO.8498.
Hall, B.H. and Ziedonis, R.H., (2001). The patent paradox revisited an empirical study of patenting in the U.S. semiconductor. RAND Journal of Economics, 32(1), pp101-128.
Hsieh, C.T. and Klenow, P.J., (2009). Misallocation and Manufacturing TFP in China and India. Quarterly Journal of Economics, 124(4), pp. 1403-1448.
Hirshleifer, D., Hsu, P.H., & Li, D., (2013). Innovative Efficiency and Stock Returns. Journal of Finanicial Economics, 107, pp. 632-654.
Kaplan, R.S. and Norton, D.P., (1996). The Balanced Scorecard: Translating Strategy into Action. Boston: Harvard Business Press.
Kaplan, R.S. and Norton, D.P., (2001). Transforming the Balanced Scorecard from Performance Measurement to Strategic Management: Part I. Accounting Horizons, 15(1), pp. 87-104
Lerner, J., (2012). Boulevard of Broken Dreams: Why Public Efforts to Boost Entrepreneurship and Venture Capital Have Failed--and What to Do About It. New Jersey: Princeton University Press.
Lanjouw, J.O. and Schankerman, M., (2004). Patent Quality and Research Productivity: Measuring Innovation with Multiple Indicator. The Economic Journal, 114(495), pp. 441-465.
Li, H.C., Lee, W.C. and Ko, B.T., (2016). What determines misallocation in innovation? A study of regional innovation in China, The 2016 Taiwan Economics Research, Academia Sinica.
Lee, W.C. and Wang, S.S., (2017). Misallocations and Policy Constraints on Mergers in the Modern Manufacturing Sector. Journal of Macroeconomics, 52, pp. 268-286.
Pakes, A. and Griliches, Z., (1984). Patents and R&D at the Firm Level: A First Look. NBER Working Paper, NO. 561.
Putnam, J.D., (1996). The Value of International Patent Rights.
Prescott, E.C., (2004). Why Do Americans Work So Much More Than Europeans. NBER Working Paper , NO.10316.
Schumpeter, J.A., (1934). Theory of Economic Development. Harvard University Press.
Taylor, M.Z., (2016). The Politics of Innovation- Why Some Countries Are Better Than Others at Science and Technology. Oxford University Press.
Wang, W.Y., (2016). Misallocation of Technology Development Programs: Using Patent Value Index as the R&D Output. National Cheng-Chi University. Economics. Taipei.		zh_TW