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題名 從查戈斯群島諮詢意見觀察民族自決之司法實踐
Reviewing Judiciary Practices of Self-Determination in Light of the International Court of Justice’s Advisory Opinion in the Chagos Case作者 陳芃叡 貢獻者 陳純一
陳芃叡關鍵詞 查戈斯群島諮詢意見
民族自決日期 2021 上傳時間 2-Sep-2021 17:03:58 (UTC+8) 摘要 國際法院於2019年發布以民族自決為重點之查戈斯群島諮詢意見,距離美國總統Woodrow Wilson於1918年十四點和平計畫中提出民族自決概念約為百年。在百年民族自決司法實踐史上,出現許多重要的代表性案例,如法學家委員會1921年亞蘭島案、國際法院1971年西南非諮詢意見、國際法院1975年西撒哈拉諮詢意見、國際法院1995年東帝汶案、加拿大最高法院1998年魁北克諮詢意見、國際法院2004年巴勒斯坦圍牆案諮詢意見、國際法院2010年科索沃諮詢意見等,而近年與查戈斯群島相關之案件則有歐洲人權法院2012年查戈斯島民訴英國案、常設仲裁法院2015年查戈斯海洋保護區仲裁案、國際海洋法法庭2021年關於模里西斯與馬爾地夫就印度洋海洋邊界劃界之爭端案、以及一系列英國法院對查戈斯島民作成之判決。本論文之研究目的,乃欲從事實、程序與實體面扼要考察上開廣義民族自決議題相關司法決定發展脈絡,復從查戈斯群島諮詢意見之特點出發,與前後各案及學說見解作一綜合觀察、比較、歸納、推理,基此指出待決問題,由個案切入整體,觀察民族自決司法實踐整體發展走向,最終以查島諮詢意見為核心,指出本文所發現之民族自決司法實踐發展特點、問題、看法與建議。 本文發現,民族自決司法實踐在近百年來大有進展,其事實背景橫跨分離、非殖民化、其他爭取獨立之民族等議題,且各法庭多半選擇跨越民族自決爭議伴隨之典型程序障礙以盡可能積極行使管轄,而實體爭議重心更是不斷轉換,民族自決法律性質爭議、民族意願與表達、領土主權完整、大會職能、自決權對世性、國內法下片面分離問題、片面宣布獨立合法性等問題都逐漸進入司法議程。出於對以上司法實踐脈絡之認識,本文進一步觀察2019年查戈斯群島諮詢意見,發現該諮詢意見具繼往開來之六大創新特點,此六大特點為:跨越程序障礙之努力於查島諮詢意見達到高峰、非殖民化問題於查島諮詢意見再成焦點、民族意願與表達問題於查島諮詢意見成為核心、民族自決規範法律化進程於查島諮詢意見持續推進、聯合國大會在民族自決議題上之功能於查島諮詢意見更加明確、民族自決與領土完整之糾葛於查島諮詢意見再現。本文以此六大特點出發,就各案與學說作一綜合研討,指出民族自決司法實踐所存在之問題並給予細節建議,最後本文從宏觀角度認為,國際法院應更勇於為民族發聲,各法庭應注意國際法與國內法之連動性,而結合法律與政治、理論與實踐乃研究廣義民族自決議題所必需。 參考文獻 一、中文部分(一)書籍丘宏達、陳純一(2014)。《現代國際法》,3版。台北:三民。丘宏達、陳純一(2019)。《現代國際法參考文件》,2版。台北:三民。邵津(2008)。《國際法》,3版。北京:北京大學出版社。姜皇池(2012)。《國際公法導論》,2版。台北:新學林。(二)期刊論文王佳,〈國際法院查戈斯群島咨詢意見案述評〉,《大連海事大學學報(社會科學版)》,第4期,2019年,12-18頁。王淑敏、朱曉晗,〈“查戈斯群島咨詢意見案”的國際法問題研究〉,《大連海事大學學報(社會科學版)》,第3期,2018年,9-12頁。王淑敏、吳昊南,〈國際法院關于“查戈斯群島從毛里求斯分裂案”的咨詢管轄權研究〉,《法律適用》,第17期,2018年,98-104頁。王淑敏、何悅涵,〈國際法院對于民族自決權問題的咨詢意見法理分析及實證研究〉,《政治與法律》,第4期,2018年,91-101頁。朱利江,〈在能動與克制之間──“查戈斯群島案”中的國際司法政策探析〉,《當代法學》,第2期,2020年,140-151頁。任虎,〈國際強行法和普遍義務關系之爭論及其辨析〉,《中國政法大學學報》,第1期,2021年,66-80頁。何志鵬、鮑墨爾根,〈主權與職權之爭——國際法院咨詢管轄權與當事國同意原則關系的爭議與解決〉,《北方法學》,第6期,2018年,125-135頁。何海榕,〈論“適當顧及”的國際法義務及其對中國的啟示〉,《武大國際法評論》,第4期,2020年,34-52頁。宋岩,〈國家同意原則對國際法院行使諮詢管轄權的限制——兼論“查戈斯群島諮詢意見案”的管轄權問題〉,《國際法研究》,第1期,2018年,3-13頁。周明園,〈試論國際強行法對國家同意原則的沖擊〉,《長春大學學報》,第3期,2021年,67-72頁。徐奇,〈貨幣黃金案原則在國際司法實踐中的可適用性問題研究〉,《武大國際法評論》,第6期,2019年,51-71頁。黃影,〈聯合國框架下非殖民化問題的最新進展——國際法院“查戈斯群島諮詢意見案”述評〉,《國際法研究》,第6期,2019年,28-40頁。葉強,〈國際法院就"查戈斯案"發表諮詢意見〉,《世界知識》,第8期,2019年,38-39頁。葉強,〈同意原則在國際法院咨詢程序中的地位再考〉,《中國海洋大學學報(社會科學版)》,第2期,2020年,124-134頁。鄧華,〈國際法院認定習慣國際法之實證考察——對“兩要素”說的堅持抑或背離?〉,《武大國際法評論》,第1期,2020年,20-34頁。盧婧,〈從“查戈斯群島咨詢案”看國家主權權益的維護問題〉,《法治社會》,第1期,2020年,31-38頁。羅國強、于敏娜,〈國際法庭咨詢管轄權的擴張傾向與中國策略〉,《學術界》,第10期,2019年,133-147頁。二、英文部分(一)書籍Gideon Boas (2012). 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Partition, Max Planck Encyclopedia of Public International Law (online edn.). Retrieved 9 May 2021, from: https://opil-ouplaw-com.autorpa.lib.nccu.edu.tw/view/10.1093/law-epil/9780199231690/law-9780199231690-e2189?rskey=o9fSc0&result=3&prd=MPIL(六)網際網路Bloomberg (2020). U.K. Faces Court Fight as Islanders Want Their Home Back. Retrieved 6 May 2021, from: https://www.bloomberg.com/news/articles/2020-07-31/u-k-faces-supreme-court-fight-as-islanders-want-their-home-backGoogle Map (2021). Chagos Archipelago. Retrieved 3 April 2021, from: https://www.google.com.tw/maps/place/%E6%9F%A5%E6%88%88%E6%96%AF%E7%BE%A4%E5%B3%B6/@-16.6714687,48.1224246,5z/data=!4m5!3m4!1s0x249403cb572dda01:0x780c3c63f9d4fb9c!8m2!3d-6.3365899!4d71.8564808?hl=zh-TWReuters (2019). African Union urges Britain to cede Chagos Islands, end `colonial` rule. Retrieved 6 May 2021, from: https://www.reuters.com/article/uk-britain-mauritius/african-union-urges-britain-to-cede-chagos-islands-end-colonial-rule-idUKKBN1XW1GN 描述 碩士
國立政治大學
法律學系
107651050資料來源 http://thesis.lib.nccu.edu.tw/record/#G0107651050 資料類型 thesis dc.contributor.advisor 陳純一 zh_TW dc.contributor.author (Authors) 陳芃叡 zh_TW dc.creator (作者) 陳芃叡 zh_TW dc.date (日期) 2021 en_US dc.date.accessioned 2-Sep-2021 17:03:58 (UTC+8) - dc.date.available 2-Sep-2021 17:03:58 (UTC+8) - dc.date.issued (上傳時間) 2-Sep-2021 17:03:58 (UTC+8) - dc.identifier (Other Identifiers) G0107651050 en_US dc.identifier.uri (URI) http://nccur.lib.nccu.edu.tw/handle/140.119/136985 - dc.description (描述) 碩士 zh_TW dc.description (描述) 國立政治大學 zh_TW dc.description (描述) 法律學系 zh_TW dc.description (描述) 107651050 zh_TW dc.description.abstract (摘要) 國際法院於2019年發布以民族自決為重點之查戈斯群島諮詢意見,距離美國總統Woodrow Wilson於1918年十四點和平計畫中提出民族自決概念約為百年。在百年民族自決司法實踐史上,出現許多重要的代表性案例,如法學家委員會1921年亞蘭島案、國際法院1971年西南非諮詢意見、國際法院1975年西撒哈拉諮詢意見、國際法院1995年東帝汶案、加拿大最高法院1998年魁北克諮詢意見、國際法院2004年巴勒斯坦圍牆案諮詢意見、國際法院2010年科索沃諮詢意見等,而近年與查戈斯群島相關之案件則有歐洲人權法院2012年查戈斯島民訴英國案、常設仲裁法院2015年查戈斯海洋保護區仲裁案、國際海洋法法庭2021年關於模里西斯與馬爾地夫就印度洋海洋邊界劃界之爭端案、以及一系列英國法院對查戈斯島民作成之判決。本論文之研究目的,乃欲從事實、程序與實體面扼要考察上開廣義民族自決議題相關司法決定發展脈絡,復從查戈斯群島諮詢意見之特點出發,與前後各案及學說見解作一綜合觀察、比較、歸納、推理,基此指出待決問題,由個案切入整體,觀察民族自決司法實踐整體發展走向,最終以查島諮詢意見為核心,指出本文所發現之民族自決司法實踐發展特點、問題、看法與建議。 本文發現,民族自決司法實踐在近百年來大有進展,其事實背景橫跨分離、非殖民化、其他爭取獨立之民族等議題,且各法庭多半選擇跨越民族自決爭議伴隨之典型程序障礙以盡可能積極行使管轄,而實體爭議重心更是不斷轉換,民族自決法律性質爭議、民族意願與表達、領土主權完整、大會職能、自決權對世性、國內法下片面分離問題、片面宣布獨立合法性等問題都逐漸進入司法議程。出於對以上司法實踐脈絡之認識,本文進一步觀察2019年查戈斯群島諮詢意見,發現該諮詢意見具繼往開來之六大創新特點,此六大特點為:跨越程序障礙之努力於查島諮詢意見達到高峰、非殖民化問題於查島諮詢意見再成焦點、民族意願與表達問題於查島諮詢意見成為核心、民族自決規範法律化進程於查島諮詢意見持續推進、聯合國大會在民族自決議題上之功能於查島諮詢意見更加明確、民族自決與領土完整之糾葛於查島諮詢意見再現。本文以此六大特點出發,就各案與學說作一綜合研討,指出民族自決司法實踐所存在之問題並給予細節建議,最後本文從宏觀角度認為,國際法院應更勇於為民族發聲,各法庭應注意國際法與國內法之連動性,而結合法律與政治、理論與實踐乃研究廣義民族自決議題所必需。 zh_TW dc.description.tableofcontents 第壹章 緒論 1 第一節 研究動機 1 第二節 研究目的 3 第三節 研究方法 3 一、案例分析 3 二、文獻回顧與分析 4 第四節 研究範圍與限制 10 第五節 研究章節安排 12第貳章 民族自決司法實踐重點與評述 14 第一節 民族自決法律性質爭議:亞蘭島案重點與評述 16 一、事實與爭點 16 二、法學家委員會見解重點與評述 17 第二節 非殖民化爭議 18 一、西南非諮詢意見重點與評述 18 (一)事實與爭點 19 (二)法院見解重點與評述 20 二、西撒哈拉諮詢意見重點與評述 23 (一)事實與爭點 23 (二)法院見解重點與評述 24 三、東帝汶案重點與評述 31 (一)事實與爭點 31 (二)法院見解重點與評述 33 第三節 分離爭議 38 一、魁北克諮詢意見重點與評述 38 (一)事實與爭點 38 (二)法院見解重點與評述:國內法角度 39 (三)法院見解重點與評述:國際法角度 51 (四)法院見解重點與評述:有效原則 57 二、科索沃諮詢意見重點與評述 58 (一)事實與爭點 58 (二)法院見解重點與評述 60 第四節 其他尋求獨立之民族爭議:巴勒斯坦諮詢意見重點與評述 72 一、事實與爭點 72 二、法院見解重點與評述 73 第五節 小結 78第參章 查戈斯群島諮詢意見之背景、重點與相關重要決定 83 第一節 本案事實背景 83 第二節 諮詢意見程序重點 94 一、管轄權問題 95 二、裁量權問題 96 第三節 諮詢意見實體重點 100 一、模里西斯之非殖民化進程是否合法完成 101 (一)與本案相關之時間範圍 101 (二)可適用於本案之國際法規範 102 (三)聯大於非殖民化進程中所具之功能 107 (四)系爭割離行為是否合乎國際法 108 二、英國持續管理查戈斯群島之國際法後果 109 第四節 本案相關決定 111 一、英國法院判決 111 (一)Vencatessen案 111 (二)Bancoult案 112 (三)Hoareau與Bancoult案 113 二、歐洲人權法院決定:查戈斯島民訴英國案 115 三、常設仲裁法院仲裁判斷:查戈斯海洋保護區仲裁案 116 四、聯合國大會73/295號決議 118 五、國際海洋法法庭特別分庭判決:關於模里西斯與馬爾地夫就印度洋海洋邊界劃界之爭端案 119 第五節 小結 120第肆章 從查島諮詢意見特點出發評述民族自決司法實踐 122 第一節 跨越民族自決爭議伴隨之程序障礙 122 一、法院如何界定「法律問題」 122 二、「當事國同意原則」相關問題 124 (一)基本問題 124 (二)延伸問題 130 第二節 非殖民化軸線之發展與交錯 133 一、「非殖民化」與「分離」問題軸線交錯 133 二、非殖民化軸線之發展與法政互動關係 136 第三節 民族意願與表達問題愈形重要且複雜化 139 一、「民族意願與表達」逐漸發展為自決規範體系核心概念 139 二、「割離同意」相關問題 142 (一)不同法院之審查態度差異 142 (二)模里西斯內部權力安排與「恫嚇」問題 143 (三)英、模就割離一事是否締有「國際協議」 147 (四)同意免責問題 150 三、查島案之其他民族意願與表達問題 150 第四節 民族自決規範習慣國際法化 151 一、自決權之習慣法性質逐漸鞏固 152 二、自決規範法律性質爭議 155 三、英國法院如何面對自決權習慣國際法 158 第五節 聯合國大會在民族自決議題上之功能明朗化 159 一、聯大在自決議題上之功能內容與界限 159 二、聯大是否有必要舉行公投等諮商程序 161 第六節 領土完整與民族自決問題交互影響 162 一、「民族」定義與領土完整之扞格 163 二、占有保持原則與民族自決、領土完整之關係 167 三、「國家」與「非自治領土」領土完整之概念差異 168 四、「割讓」與「兼併」問題 172 第七節 小結 176第伍章 結論 179 第一節 研究發現 179 一、跨越程序障礙之努力於查島諮詢意見達到高峰 179 二、非殖民化問題於查島諮詢意見再成焦點 182 三、民族意願與表達問題於查島諮詢意見成為核心 183 四、民族自決規範法律化進程於查島諮詢意見持續推進 186 五、聯大在民族自決議題上之功能於查島諮詢意見更加明確 187 六、民族自決與領土完整之糾葛於查島諮詢意見再現 188 第二節 未來展望 190參考文獻 197 zh_TW dc.format.extent 7712279 bytes - dc.format.mimetype application/pdf - dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#G0107651050 en_US dc.subject (關鍵詞) 查戈斯群島諮詢意見 zh_TW dc.subject (關鍵詞) 民族自決 zh_TW dc.title (題名) 從查戈斯群島諮詢意見觀察民族自決之司法實踐 zh_TW dc.title (題名) Reviewing Judiciary Practices of Self-Determination in Light of the International Court of Justice’s Advisory Opinion in the Chagos Case en_US dc.type (資料類型) thesis en_US dc.relation.reference (參考文獻) 一、中文部分(一)書籍丘宏達、陳純一(2014)。《現代國際法》,3版。台北:三民。丘宏達、陳純一(2019)。《現代國際法參考文件》,2版。台北:三民。邵津(2008)。《國際法》,3版。北京:北京大學出版社。姜皇池(2012)。《國際公法導論》,2版。台北:新學林。(二)期刊論文王佳,〈國際法院查戈斯群島咨詢意見案述評〉,《大連海事大學學報(社會科學版)》,第4期,2019年,12-18頁。王淑敏、朱曉晗,〈“查戈斯群島咨詢意見案”的國際法問題研究〉,《大連海事大學學報(社會科學版)》,第3期,2018年,9-12頁。王淑敏、吳昊南,〈國際法院關于“查戈斯群島從毛里求斯分裂案”的咨詢管轄權研究〉,《法律適用》,第17期,2018年,98-104頁。王淑敏、何悅涵,〈國際法院對于民族自決權問題的咨詢意見法理分析及實證研究〉,《政治與法律》,第4期,2018年,91-101頁。朱利江,〈在能動與克制之間──“查戈斯群島案”中的國際司法政策探析〉,《當代法學》,第2期,2020年,140-151頁。任虎,〈國際強行法和普遍義務關系之爭論及其辨析〉,《中國政法大學學報》,第1期,2021年,66-80頁。何志鵬、鮑墨爾根,〈主權與職權之爭——國際法院咨詢管轄權與當事國同意原則關系的爭議與解決〉,《北方法學》,第6期,2018年,125-135頁。何海榕,〈論“適當顧及”的國際法義務及其對中國的啟示〉,《武大國際法評論》,第4期,2020年,34-52頁。宋岩,〈國家同意原則對國際法院行使諮詢管轄權的限制——兼論“查戈斯群島諮詢意見案”的管轄權問題〉,《國際法研究》,第1期,2018年,3-13頁。周明園,〈試論國際強行法對國家同意原則的沖擊〉,《長春大學學報》,第3期,2021年,67-72頁。徐奇,〈貨幣黃金案原則在國際司法實踐中的可適用性問題研究〉,《武大國際法評論》,第6期,2019年,51-71頁。黃影,〈聯合國框架下非殖民化問題的最新進展——國際法院“查戈斯群島諮詢意見案”述評〉,《國際法研究》,第6期,2019年,28-40頁。葉強,〈國際法院就"查戈斯案"發表諮詢意見〉,《世界知識》,第8期,2019年,38-39頁。葉強,〈同意原則在國際法院咨詢程序中的地位再考〉,《中國海洋大學學報(社會科學版)》,第2期,2020年,124-134頁。鄧華,〈國際法院認定習慣國際法之實證考察——對“兩要素”說的堅持抑或背離?〉,《武大國際法評論》,第1期,2020年,20-34頁。盧婧,〈從“查戈斯群島咨詢案”看國家主權權益的維護問題〉,《法治社會》,第1期,2020年,31-38頁。羅國強、于敏娜,〈國際法庭咨詢管轄權的擴張傾向與中國策略〉,《學術界》,第10期,2019年,133-147頁。二、英文部分(一)書籍Gideon Boas (2012). 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