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題名 永續轉型歷程中創新類型與社會科技體制的互動與變遷─以丹麥能源轉型與風機產業為例
The Interactions and Changes of Innovation Types and Socio-technical Regime in Sustainability Transitions Process: A Case Study of Danish Energy Transition and Wind Turbine Industry作者 王政憲
Wang, Jeng-Shian貢獻者 許牧彥
Hsu, Mu-Yen
王政憲
Wang, Jeng-Shian關鍵詞 波特假說
永續轉型
社會科技體制
創新類型
創新政策
Porter hypothesis
Sustainability transitions
Socio-technical regime
Innovation types
Innovation policies日期 2021 上傳時間 2-Sep-2021 18:11:24 (UTC+8) 摘要 產業在經歷永續轉型如何同時兼顧環境保護與經濟競爭力？這是 Michael Porter 與 Claas van der Linde 於 1995 年所發表的論文的探討核心，後繼學者將其整理歸納為著名的「波特假說」。然而遺憾的是，如此理想性的期待，近三十年來卻少有實質性的內容補充。對此，本研究認為基進式創新是達成雙贏局面的關鍵。本研究的貢獻之一在於，以社會科技轉型的理論模型來彌補此文獻空缺，藉此重新檢視波特假說中所探討的幾個問題。同時我也發現轉型研究中缺乏對於「創新類型」的關照，因此本研究的另一貢獻在於釐清創新的類型，並探討產業在經歷永續轉型的過程中，創新類型、轉型路徑與雙贏局面之間的關聯。這些貢獻能適度彌補波特假說與社會科技轉型在理論上的不足。為了探究環境保護與經濟競爭力的雙贏局面如何發生，本研究選擇一個成功的歷史個案：以丹麥自 1972-2019 年間推動的能源產業轉型和風電設備產業發展為例。透過彙整大量的質性次級文獻，本研究將呈現此段期間所發生的關鍵事件、政策轉變、以及參與者互動等；接著使用多種量化數據來源，分析丹麥的電力產業的雙贏局面如何達成，以及風電設備產業在先行者優勢的建立。本研究得到的結果如下：首先，本研究發現創新類型中的基進式／分隔式創新為促成雙贏局面的關鍵。其次，永續轉型往往是以社會科技體制的根本翻轉為目標，進行逐步的調整──以轉型路徑來看，便是以「體制破壞」為最終目標，進行「體制延展」。由於任何轉型都會涉及既得利益的變動，因此一個穩定、可預測、逐步調整的轉型過程，似乎是造就產業在轉型後仍能保有經濟競爭力、同時達到環境保護的關鍵。最後，政府所提供的支持政策依照創新類型而有所差異。此外本研究也補充了先行者優勢的形成機制，並說明科技推力與需求拉力政策的併用對於延續先行者優勢的重要性，藉此指出波特假說中狹義強版本的論述瑕疵。
How the industry make great balance on the environmental protection and economic competitiveness during the sustainability transitions is a core question that was explored by Michael Porter and Claas van der Linde in Journal of Economic Perspective, 1995; and it has come to be known as the "Porter hypothesis.” Such ideal expectancy, however, have unfortunately not been substantively complemented in the past 30 years. This study stresses that radical innovation is a critical point for achieving the win-win situation. One of the contributions of this study is to fill the research gap with socio-technical transitions theory, thereby revisiting several issues discussed in Porter hypothesis. I also find that there are a handful of discussions among the “innovation types” in the transition studies. So the other contribution of this study is to clarify the innovation types, and explore the relationship between innovation types, transition pathways and win-win situations in sustainability transitions process. These contributions can moderately make up for the theoretical shortcomings of both Porter hypothesis and socio-technical transitions theory.In order to explore how the win-win situation of environmental protection and economic competitiveness occurred, this study selects a successful historical case: the Danish energy transitions and wind power equipment industry development from 1972 to 2019. By compiling a large number of qualitative secondary literature, this research will try to present the key events, policy changes, and interactions among actors that occurred during this period; then, using a variety of quantitative data sources, analyze how Danish electricity sector achieve the win-win situation, and the establishment of the “first-mover advantage” in the wind power equipment industry. Here are pieces of our findings: First, we find that radical/segmenting innovation in the innovation types is a key to achieve a win-win situation. Secondly, sustainability transitions are often aimed at the fundamentally transition, and gradual adjustments are carried out. By the words of transition pathway, industries would conduct the “regime extension” with the ultimate goal of “regime disruption.” Any transition will involve changes in vested interests, so a stable, predictable, and gradual adjustment process seems to be the key to maintaining the economic competitiveness and environmental protection. Finally, the support policies provided by the government vary according to the innovation types. Moreover, this study also supplements the formation mechanism of the first-mover advantage, and explains the importance of the combined use of technology-push and demand-pull policies for the continuation of the first mover advantage, thereby pointing out the flaws in the narrowly strong version of the Porter hypothesis.參考文獻 1. Abernathy, W. J., Clark, K. B., 1985. Innovation: mapping the winds of creative destruction. Research Policy 14(1), 3–22.2. Acemoglu, D., Aghion, P., Bursztyn, L., Hemous, D., 2012. The Environment and Directed Technical Change. 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國立政治大學
科技管理與智慧財產研究所
107364123資料來源 http://thesis.lib.nccu.edu.tw/record/#G0107364123 資料類型 thesis dc.contributor.advisor 許牧彥 zh_TW dc.contributor.advisor Hsu, Mu-Yen en_US dc.contributor.author (Authors) 王政憲 zh_TW dc.contributor.author (Authors) Wang, Jeng-Shian en_US dc.creator (作者) 王政憲 zh_TW dc.creator (作者) Wang, Jeng-Shian en_US dc.date (日期) 2021 en_US dc.date.accessioned 2-Sep-2021 18:11:24 (UTC+8) - dc.date.available 2-Sep-2021 18:11:24 (UTC+8) - dc.date.issued (上傳時間) 2-Sep-2021 18:11:24 (UTC+8) - dc.identifier (Other Identifiers) G0107364123 en_US dc.identifier.uri (URI) http://nccur.lib.nccu.edu.tw/handle/140.119/137144 - dc.description (描述) 碩士 zh_TW dc.description (描述) 國立政治大學 zh_TW dc.description (描述) 科技管理與智慧財產研究所 zh_TW dc.description (描述) 107364123 zh_TW dc.description.abstract (摘要) 產業在經歷永續轉型如何同時兼顧環境保護與經濟競爭力？這是 Michael Porter 與 Claas van der Linde 於 1995 年所發表的論文的探討核心，後繼學者將其整理歸納為著名的「波特假說」。然而遺憾的是，如此理想性的期待，近三十年來卻少有實質性的內容補充。對此，本研究認為基進式創新是達成雙贏局面的關鍵。本研究的貢獻之一在於，以社會科技轉型的理論模型來彌補此文獻空缺，藉此重新檢視波特假說中所探討的幾個問題。同時我也發現轉型研究中缺乏對於「創新類型」的關照，因此本研究的另一貢獻在於釐清創新的類型，並探討產業在經歷永續轉型的過程中，創新類型、轉型路徑與雙贏局面之間的關聯。這些貢獻能適度彌補波特假說與社會科技轉型在理論上的不足。為了探究環境保護與經濟競爭力的雙贏局面如何發生，本研究選擇一個成功的歷史個案：以丹麥自 1972-2019 年間推動的能源產業轉型和風電設備產業發展為例。透過彙整大量的質性次級文獻，本研究將呈現此段期間所發生的關鍵事件、政策轉變、以及參與者互動等；接著使用多種量化數據來源，分析丹麥的電力產業的雙贏局面如何達成，以及風電設備產業在先行者優勢的建立。本研究得到的結果如下：首先，本研究發現創新類型中的基進式／分隔式創新為促成雙贏局面的關鍵。其次，永續轉型往往是以社會科技體制的根本翻轉為目標，進行逐步的調整──以轉型路徑來看，便是以「體制破壞」為最終目標，進行「體制延展」。由於任何轉型都會涉及既得利益的變動，因此一個穩定、可預測、逐步調整的轉型過程，似乎是造就產業在轉型後仍能保有經濟競爭力、同時達到環境保護的關鍵。最後，政府所提供的支持政策依照創新類型而有所差異。此外本研究也補充了先行者優勢的形成機制，並說明科技推力與需求拉力政策的併用對於延續先行者優勢的重要性，藉此指出波特假說中狹義強版本的論述瑕疵。 zh_TW dc.description.abstract (摘要) How the industry make great balance on the environmental protection and economic competitiveness during the sustainability transitions is a core question that was explored by Michael Porter and Claas van der Linde in Journal of Economic Perspective, 1995; and it has come to be known as the "Porter hypothesis.” Such ideal expectancy, however, have unfortunately not been substantively complemented in the past 30 years. This study stresses that radical innovation is a critical point for achieving the win-win situation. One of the contributions of this study is to fill the research gap with socio-technical transitions theory, thereby revisiting several issues discussed in Porter hypothesis. I also find that there are a handful of discussions among the “innovation types” in the transition studies. So the other contribution of this study is to clarify the innovation types, and explore the relationship between innovation types, transition pathways and win-win situations in sustainability transitions process. These contributions can moderately make up for the theoretical shortcomings of both Porter hypothesis and socio-technical transitions theory.In order to explore how the win-win situation of environmental protection and economic competitiveness occurred, this study selects a successful historical case: the Danish energy transitions and wind power equipment industry development from 1972 to 2019. By compiling a large number of qualitative secondary literature, this research will try to present the key events, policy changes, and interactions among actors that occurred during this period; then, using a variety of quantitative data sources, analyze how Danish electricity sector achieve the win-win situation, and the establishment of the “first-mover advantage” in the wind power equipment industry. Here are pieces of our findings: First, we find that radical/segmenting innovation in the innovation types is a key to achieve a win-win situation. Secondly, sustainability transitions are often aimed at the fundamentally transition, and gradual adjustments are carried out. By the words of transition pathway, industries would conduct the “regime extension” with the ultimate goal of “regime disruption.” Any transition will involve changes in vested interests, so a stable, predictable, and gradual adjustment process seems to be the key to maintaining the economic competitiveness and environmental protection. Finally, the support policies provided by the government vary according to the innovation types. Moreover, this study also supplements the formation mechanism of the first-mover advantage, and explains the importance of the combined use of technology-push and demand-pull policies for the continuation of the first mover advantage, thereby pointing out the flaws in the narrowly strong version of the Porter hypothesis. en_US dc.description.tableofcontents 中文摘要 1Abstract 2目錄 4圖目錄 6表目錄 8第壹章 緒論 9一、研究背景與動機 9二、研究目的與問題 12三、論文架構 14第貳章 文獻回顧 15一、環境保護與經濟競爭力的雙贏局面 15(一) 環境政策的工具選擇 17(二) 資源重分配還是生產力增長？ 20(三) 先行者優勢 22(四) 小結 25二、產業如何發生基進式創新？ 27(一) 產業動態、科技體制與社會科技體制 27(二) 社會科技轉型與創新類型 31(三) 轉型路徑 39三、邁向雙贏局面的政策設計 52(一) 政策的「科技推力」與「需求拉力」 53(二) 轉型政策與創新政策：朋友還是敵人？ 58四、研究缺口 60第參章 研究方法 62一、研究方法 62二、個案選擇 62三、資料來源 64第肆章 個案研究 66一、多層次視角下的丹麥能源轉型之路 66(一) 形成期（1972-2000） 681. 從石油體制轉型為燃煤與熱電共生 702. 風電利基的形成 753. 小結 79(二) 成長期（2001-2019） 801. 再生能源逐步替換以燃煤和天然氣為主的體制 832. 擴展中的風電利基 843. 小結 91二、丹麥的電力產業與風電設備產業 92(一) 電力產業 931. 既存體制的科技變遷 942. 環境目標：碳排放 963. 經濟目標：成本與產能競爭力 98(二) 風電設備產業 1091. 國際貿易 1122. 經濟貢獻 119第伍章 個案分析與討論 122一、雙贏局面、創新類型與永續轉型 122(一) 1970-1980 年代 124(二) 1990 年代 128(三) 2000-2010 年代 131(四) 小結 135二、轉型路徑與經濟競爭力 137三、先行者優勢的建立 139第陸章 結論與建議 143一、結論 143(一) 學術意涵 145(二) 實務意涵 145二、研究限制 147三、未來研究 148參考文獻 149附錄 175 zh_TW dc.format.extent 8763618 bytes - dc.format.mimetype application/pdf - dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#G0107364123 en_US dc.subject (關鍵詞) 波特假說 zh_TW dc.subject (關鍵詞) 永續轉型 zh_TW dc.subject (關鍵詞) 社會科技體制 zh_TW dc.subject (關鍵詞) 創新類型 zh_TW dc.subject (關鍵詞) 創新政策 zh_TW dc.subject (關鍵詞) Porter hypothesis en_US dc.subject (關鍵詞) Sustainability transitions en_US dc.subject (關鍵詞) Socio-technical regime en_US dc.subject (關鍵詞) Innovation types en_US dc.subject (關鍵詞) Innovation policies en_US dc.title (題名) 永續轉型歷程中創新類型與社會科技體制的互動與變遷─以丹麥能源轉型與風機產業為例 zh_TW dc.title (題名) The Interactions and Changes of Innovation Types and Socio-technical Regime in Sustainability Transitions Process: A Case Study of Danish Energy Transition and Wind Turbine Industry en_US dc.type (資料類型) thesis en_US dc.relation.reference (參考文獻) 1. 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