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題名 中國智權之技術移轉與資本化研究
The Study of Technology Transfer and Capitalization of Intellectual Property Right in China作者 柳茜瑜
Liu, Chien-Yu貢獻者 黃仁德
Hwang, Jen-Te
柳茜瑜
Liu, Chien-Yu關鍵詞 技術移轉
智慧財產權
資本化
高科園區
Technology Transfer
Intellectual Property
Capitalization
HTIZ (High-Tech Industrial Zone)日期 2012 上傳時間 9-Mar-2023 18:54:13 (UTC+8) 摘要 中國已從開發中國家躍為世界第二大經濟體，本研究藉由一些實證性及分析指標監測背後的技術發展及資本化發展如專利版圖、全球競爭性、政府系統架構、高科園區設立以及其他科技和經濟成長力影響要素方面予以分析。從相關的資料收集及分析，自智慧財產權及技術移轉角度切入析論本研究。 研究顯示，某些與資本化商業模式息息相關的資源引領中國佳績展現。此外，不同市場導向的平台或系統之運用已提高中國技術輸出及商業交易。再者，中國智慧財產權申請及資本化的逐年穩定成長，其表現信息可看出協同致力之潛在成長提升。本研究結果建議中國仍需在智權保護措施、系統管理平台以及資本化過程予以改進以因應國際化挑戰。
China has merged from one of the under developing country to become the second-largest economy entity in the world. China has been continuously ahead of other countries and ranking top in development. The research utilize empirical and analytical indicators to explain the study subjects, including technology transfer and capitalization developments, like overall patent portfolio, official statistics and database, competitiveness in the world, government constitutional infrastructure, high technology industries zone establishment and other essences which reflect and influence growth of the technology and economic development. Given the data collection and analysis, this thesis cut edge from IP right and technology transfer to analyze the subject. The outcomes are indicated as follows. There are some resources associated with China’s capitalization business model to demonstrate a significant performance. Besides, it is observed that platforms or systems by diversity market sectors have been applied to enable commercial transaction in China and enhance China’s technology export advantage. Furthermore, China’s performance on Intellectual Property application and capitalization process have been steadily developed. China’s performance turn to be signaled that concerted efforts are likely to boost the growth. The study suggests that there are IP Protection Initiatives, system management platform and capitalization processes required to be improved to meet the future international challenges.參考文獻 Abernathy, W. and K. B. Clark (1985), “Mapping the Winds of Creative Destruction,” Research Policy, 1:14, pp. 3-22. Abernathy, W. T. and J. M. Utterback (1978), “Patterns of Industrial Innovation,” Technology Review, 80:7, pp. 40-47. Afuah, A. (1998), Innovation Management: Strategies, Implementation, and Profits. NY: Oxford University Press, 6:1, pp. 90-91. Amabile, T. M. (1997), “Entrepreneurial Creativity through Motivational Synergy,” Journal of Creativity Behavior, 31:1, pp. 18-26. Ambrosio, E. M. (1995), “Technological Management and Transfer of Technology,” Technology Management, 10:7, pp. 665-675. Baechtold, F. and T. Miyamoto (2007), “National Strategies and Policies for Innovation: A View from China and India,” WIPO Magazine, 4, pp. 16-17. Baker, N. R., S. G. Green, and A. S. Bean (1986), “The Need for Strategic Balance in R&D Project Portfolios,” Research Management, 2, pp. 38-43. Bala, S. M. H. (2005), “Pattern of Technological Innovations in Small Enterprises: A Comparative Perspective of Bangalore and Northeast England,” Technovation, 25:3, pp. 269-280. Barboza, D (2010), China Passes Japan as Second-Largest Economy. NY: New York Times, https://www.nytimes.com/2010/08/16/business/global/16yuan.html. Barczak, G. (1995), “New Product Strategy, Structure, Process, and Performance in the Telecommunications Industry,” Journal of Product Innovation Management, 12:2, pp. 224-234. Bernard, F. (2006), “Patents to the EPO at National Level,” Statistics in Focus – Science and Technology, 3, pp. 1-8. Betz, F. (1994), “Basic Research and Technology Transfer,” International Journal of Technology Management, 9:5, pp. 784-797. Betz, F. (2003), Managing Technological Innovation: Comparative Advantage from Change, 2, pp. 171-191. Bird, C. P. and D. W. Beechler (1995), “Links Between Business Strategy and Human Resource Management Strategy in US Based Japanese Subsidiaries: An Empirical Investigation ,” Journal of International Business Studies, 26:1, pp. 23-46. Bordogna, J. (1997), “Innovation and Creative Transformation in the Knowledge Age: Critical Trajectories,” paper presented at 1997 Portland International Conference on Management of Engineering and Technology, July 29, Portland, US, https://www.nsf.gov/news/speeches/bordogna/jboregon.htm. Branson, J. (1966), “Transfer Technology Knowledge by International Corporation to Developing Countries,” American Economics Review, 5, pp. 259-267. Brignal, T. J. and R. J. Fitzgerald (1991), “Performance Measurement in Service Business,” Management Accounting-London, 69:10, pp. 34-36. Bhartesh K.R. and A. K. Bandyopadhyay (2005), “Intellectual Capital: Concept and its Measurement,” Finance India, 19:4, pp. 1365-1374. Calantone, R., S. Vickery, and C. Dorge (1995), “Business Performance and Strategy new Product Development Activities: An Empirical Investigation,” Journal of Product Innovation Management, 12:3, pp. 214-323. Fei, L. P. (2005), “The Development of Foreign High-tech Industrial Development Zones and its Inspiration to the National High-tech Industrial Development,” Coastal Enterprises and Science & Technology. (In Chinese) Granstrand, O. (2005), “Innovation and Intellectual Property Right,” in J. Fagerberg and D. Mowery (eds.), Oxford Handbook of Innovation, (London: Oxford University Press), pp. 266-290. Gu, H. T. (1995), How to Establish Intellectual Property System. Taipei: Intellectual Property Quarterly Press. (In Chinese) Hall R and P. Andriani (2003), “Managing Knowledge Associated with Innovation,” Journal of Business Research, 56:2, pp. 145-152. Hsia, H. C. (2001), The Road of Development for Chinese High-tech Industrial Development Zones. Beijing: Citic Press Corporation. (In Chinese) Huang, C. Y. (1995), Attack is the Best Strategy: Discussion on Hitachi’s Intellectual Property Strategy, Taipei: Intellectual Property Quarterly Press. (In Chinese) Huang, C. Y. and C. B. Liu (1998), Law and Management of Intellectual Property. Taipei: Hua Tai Press. (In Chinese) IPR in China (2009), Chinese Companies’ Patenting Abroad in First Half Year. http://www.chinaipr.gov.cn/newsarticle/news/government/200909/540817_1.html. Jennewein, K. (2005), Intellectual Property Management-the Role of Technology-Brands in the Appropriation of Technological Innovation. Heidelberg: Physica-Verlag. 1, pp. 195-227. Kearney, A. T. (2010), Investing in a Rebound. Virginia: The 2010 FDI Confidence Index, https://www.areadevelopment.com/studiesresearchpapers/8-31-2010/at-kearney-investing-rebound94002.shtml. Lin, H. C. (1995), “Research on the Primary Problems and Strategies of the High-Tech Industrial Development Zones,” Social Scientist, 5, pp. 34-43. (In Chinese) Linden, G (2004), “China Standard Time: A Study in Strategic Industrial Policy,” Business and Politics, 6:3, pp. 1-26 Liu, B. W. (2002), Protection and Management of Intellectual Property. Taipei: Yang Chih Press. (In Chinese) Morin, J. (1988), L’ Excellence Technologique, Paris: Public-Union, 2, pp. 240-253 Smith, S. C. (1994), “Innovation and Market Strategy in Italian Industrial Cooperatives: Econometric Evidence on Organizational Comparative Advantage,” Journal of Economic Behavior and Organization, 23:3, pp. 303-320. Solow, R. M. (1957), “Technical Change and the Aggregate Production Function,” Review of Economics and Statistics, 3:39, pp. 312-320. United Nations Population Division (2010), World Population Prospects: The Revision Population Database. Utterback, J. M. (1994), Mastering the Dynamics of Innovation: How Companies Can Seize Opportunities in the Face of Technological Change. Boston: Harvard University Press Yen, W. S. (2006), “Discussions Regarding the Management System and the Construction of the Supporting Structure,” Beijing: China University of Mining and Technology Press. (In Chinese) Yu, H. Y. (2000), Strategy and Management of Intellectual Property. Taipei: Yuan Chao Press. (In Chinese) 描述 碩士
國立政治大學
亞太研究英語碩士學位學程(IMAS)
96925007資料來源 http://thesis.lib.nccu.edu.tw/record/#G0096925007 資料類型 thesis dc.contributor.advisor 黃仁德 zh_TW dc.contributor.advisor Hwang, Jen-Te en_US dc.contributor.author (Authors) 柳茜瑜 zh_TW dc.contributor.author (Authors) Liu, Chien-Yu en_US dc.creator (作者) 柳茜瑜 zh_TW dc.creator (作者) Liu, Chien-Yu en_US dc.date (日期) 2012 en_US dc.date.accessioned 9-Mar-2023 18:54:13 (UTC+8) - dc.date.available 9-Mar-2023 18:54:13 (UTC+8) - dc.date.issued (上傳時間) 9-Mar-2023 18:54:13 (UTC+8) - dc.identifier (Other Identifiers) G0096925007 en_US dc.identifier.uri (URI) http://nccur.lib.nccu.edu.tw/handle/140.119/143902 - dc.description (描述) 碩士 zh_TW dc.description (描述) 國立政治大學 zh_TW dc.description (描述) 亞太研究英語碩士學位學程(IMAS) zh_TW dc.description (描述) 96925007 zh_TW dc.description.abstract (摘要) 中國已從開發中國家躍為世界第二大經濟體，本研究藉由一些實證性及分析指標監測背後的技術發展及資本化發展如專利版圖、全球競爭性、政府系統架構、高科園區設立以及其他科技和經濟成長力影響要素方面予以分析。從相關的資料收集及分析，自智慧財產權及技術移轉角度切入析論本研究。 研究顯示，某些與資本化商業模式息息相關的資源引領中國佳績展現。此外，不同市場導向的平台或系統之運用已提高中國技術輸出及商業交易。再者，中國智慧財產權申請及資本化的逐年穩定成長，其表現信息可看出協同致力之潛在成長提升。本研究結果建議中國仍需在智權保護措施、系統管理平台以及資本化過程予以改進以因應國際化挑戰。 zh_TW dc.description.abstract (摘要) China has merged from one of the under developing country to become the second-largest economy entity in the world. China has been continuously ahead of other countries and ranking top in development. The research utilize empirical and analytical indicators to explain the study subjects, including technology transfer and capitalization developments, like overall patent portfolio, official statistics and database, competitiveness in the world, government constitutional infrastructure, high technology industries zone establishment and other essences which reflect and influence growth of the technology and economic development. Given the data collection and analysis, this thesis cut edge from IP right and technology transfer to analyze the subject. The outcomes are indicated as follows. There are some resources associated with China’s capitalization business model to demonstrate a significant performance. Besides, it is observed that platforms or systems by diversity market sectors have been applied to enable commercial transaction in China and enhance China’s technology export advantage. Furthermore, China’s performance on Intellectual Property application and capitalization process have been steadily developed. China’s performance turn to be signaled that concerted efforts are likely to boost the growth. The study suggests that there are IP Protection Initiatives, system management platform and capitalization processes required to be improved to meet the future international challenges. en_US dc.description.tableofcontents Acknowledgment i 摘要 ii Abstract iii TABLE OF CONTENTS iv LIST OF TABLES vii LIST OF FIGURES viii Chapter 1 Introduction 1 1.1 Research Background 1 1.2 Research Motivation and Purpose 2 1.3 Research Methodology 3 1.4 Research Framework 5 Chapter 2 Statutory Bases with Regard to the Technology Transfer and Capitalization 7 2.1 Constitution Phase of China`s “Company Law” on Technology and Capitalization 7 2.2 Constitutional Phase of China`s “Partnership Enterprise Law” on Technology and Capitalization 8 2.3 Government Policies Initiatives 9 2.3.1 Personnel Dimension 9 2.3.2 Government Policies Dimension 10 2.4 Comparison with US Policies Promotion on Technology Transfer 11 2.5 Summary 11 Chapter 3 The Development of Intellectual Property Activity in China 13 3.1 Patent Portfolio Overview and Potentiality 13 3.2 The Driving Forces Behind China’s Patent Boom 16 3.3 China’s Patents in Foreign Regions 17 3.4 Change Phase of Technology Focus 19 3.5 China’s Top Five Areas of Technical Focus ―1998 ~ 2008 21 3.6 Summary 23 Chapter 4 Technology Transfer with IP Right Protection in China 25 4.1 Intellectual Property Management and Technological Innovation in Taiwan 26 4.2 Implications of Technology Transfer of Intellectual Property 28 4.2.1 Literature Review 28 4.3 Operation Significance of Intellectual Property Management 33 4.4 Tactics in Intellectual Property Management and Funding Process 37 4.5 Creating Intellectual Property Right and Other Considerations 40 4.6 From Technology Innovation to Transfer 42 4.6.1 Functional Analysis of Technology Transfer 42 4.6.2 Micro-Level Linkage of Both 48 Chapter 5 Intellectual Property Capitalization in China 57 5.1 The Characteristics of the Intellectual Property Capitalization 57 5.2 Variation of International Competitiveness 59 5.3 World Competitive Index 60 5.4 Ranking of Global Competitiveness Index by World Economic Forum 61 5.5 Ranking of Investor Confidence Index 62 5.6 Ranking of Strength of E11 Enterprises 65 5.7 International Bank Ranking of “The Banker” 65 5.8 Overall Economic Performance of E11 70 5.9 Total Economic Volume and Growth 74 5.10 Per Capita Nominal GDP Performance 75 5.11 Output Rate Per Unit Energy Consumption 76 5.12 International Investment 78 5.13 Summary 79 Chapter 6 Incubation Centers of Technology Transfer Capitalization 81 6.1 The Development and Management of High-Tech Industrial Zone (HTIZ) 82 6.2 Comparison Between Main Global Areas on HTIZ Development 82 6.2.1 United States 82 6.2.2 Europe 84 6.2.3 Asia 86 6.2.4 The Pacific 86 6.2.5 Overall Status 86 6.3 The Coming and Development of China HTIZ 87 6.3.1 The Process of Preparation, Creation, Growth and Development — 1980~1988 88 6.3.2 Birth and Growing Phase —1988~1991 89 6.3.3 Grow and Development —1992 ~ 2009 89 6.3.4 The Development Process of One-Time Entrepreneur, Two-Time Entrepreneur and Strive for the Best 90 6.3.5 Steadily Development — 2005 ~ 2009 92 6.4 The Economic Development of HTIZ 93 6.5 Summary 100 Chapter 7 Conclusions and Suggestions 103 7.1 Conclusions 103 7.2 Suggestions 106 Reference 109 zh_TW dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#G0096925007 en_US dc.subject (關鍵詞) 技術移轉 zh_TW dc.subject (關鍵詞) 智慧財產權 zh_TW dc.subject (關鍵詞) 資本化 zh_TW dc.subject (關鍵詞) 高科園區 zh_TW dc.subject (關鍵詞) Technology Transfer en_US dc.subject (關鍵詞) Intellectual Property en_US dc.subject (關鍵詞) Capitalization en_US dc.subject (關鍵詞) HTIZ (High-Tech Industrial Zone) en_US dc.title (題名) 中國智權之技術移轉與資本化研究 zh_TW dc.title (題名) The Study of Technology Transfer and Capitalization of Intellectual Property Right in China en_US dc.type (資料類型) thesis en_US dc.relation.reference (參考文獻) Abernathy, W. and K. B. Clark (1985), “Mapping the Winds of Creative Destruction,” Research Policy, 1:14, pp. 3-22. Abernathy, W. T. and J. M. Utterback (1978), “Patterns of Industrial Innovation,” Technology Review, 80:7, pp. 40-47. Afuah, A. (1998), Innovation Management: Strategies, Implementation, and Profits. NY: Oxford University Press, 6:1, pp. 90-91. Amabile, T. M. (1997), “Entrepreneurial Creativity through Motivational Synergy,” Journal of Creativity Behavior, 31:1, pp. 18-26. Ambrosio, E. M. (1995), “Technological Management and Transfer of Technology,” Technology Management, 10:7, pp. 665-675. Baechtold, F. and T. Miyamoto (2007), “National Strategies and Policies for Innovation: A View from China and India,” WIPO Magazine, 4, pp. 16-17. Baker, N. R., S. G. Green, and A. S. Bean (1986), “The Need for Strategic Balance in R&D Project Portfolios,” Research Management, 2, pp. 38-43. Bala, S. M. H. (2005), “Pattern of Technological Innovations in Small Enterprises: A Comparative Perspective of Bangalore and Northeast England,” Technovation, 25:3, pp. 269-280. Barboza, D (2010), China Passes Japan as Second-Largest Economy. NY: New York Times, https://www.nytimes.com/2010/08/16/business/global/16yuan.html. Barczak, G. (1995), “New Product Strategy, Structure, Process, and Performance in the Telecommunications Industry,” Journal of Product Innovation Management, 12:2, pp. 224-234. Bernard, F. (2006), “Patents to the EPO at National Level,” Statistics in Focus – Science and Technology, 3, pp. 1-8. Betz, F. (1994), “Basic Research and Technology Transfer,” International Journal of Technology Management, 9:5, pp. 784-797. Betz, F. (2003), Managing Technological Innovation: Comparative Advantage from Change, 2, pp. 171-191. Bird, C. P. and D. W. Beechler (1995), “Links Between Business Strategy and Human Resource Management Strategy in US Based Japanese Subsidiaries: An Empirical Investigation ,” Journal of International Business Studies, 26:1, pp. 23-46. Bordogna, J. (1997), “Innovation and Creative Transformation in the Knowledge Age: Critical Trajectories,” paper presented at 1997 Portland International Conference on Management of Engineering and Technology, July 29, Portland, US, https://www.nsf.gov/news/speeches/bordogna/jboregon.htm. Branson, J. (1966), “Transfer Technology Knowledge by International Corporation to Developing Countries,” American Economics Review, 5, pp. 259-267. Brignal, T. J. and R. J. Fitzgerald (1991), “Performance Measurement in Service Business,” Management Accounting-London, 69:10, pp. 34-36. Bhartesh K.R. and A. K. Bandyopadhyay (2005), “Intellectual Capital: Concept and its Measurement,” Finance India, 19:4, pp. 1365-1374. Calantone, R., S. Vickery, and C. Dorge (1995), “Business Performance and Strategy new Product Development Activities: An Empirical Investigation,” Journal of Product Innovation Management, 12:3, pp. 214-323. Fei, L. P. (2005), “The Development of Foreign High-tech Industrial Development Zones and its Inspiration to the National High-tech Industrial Development,” Coastal Enterprises and Science & Technology. (In Chinese) Granstrand, O. (2005), “Innovation and Intellectual Property Right,” in J. Fagerberg and D. Mowery (eds.), Oxford Handbook of Innovation, (London: Oxford University Press), pp. 266-290. Gu, H. T. (1995), How to Establish Intellectual Property System. Taipei: Intellectual Property Quarterly Press. (In Chinese) Hall R and P. Andriani (2003), “Managing Knowledge Associated with Innovation,” Journal of Business Research, 56:2, pp. 145-152. Hsia, H. C. (2001), The Road of Development for Chinese High-tech Industrial Development Zones. Beijing: Citic Press Corporation. (In Chinese) Huang, C. Y. (1995), Attack is the Best Strategy: Discussion on Hitachi’s Intellectual Property Strategy, Taipei: Intellectual Property Quarterly Press. (In Chinese) Huang, C. Y. and C. B. Liu (1998), Law and Management of Intellectual Property. Taipei: Hua Tai Press. (In Chinese) IPR in China (2009), Chinese Companies’ Patenting Abroad in First Half Year. http://www.chinaipr.gov.cn/newsarticle/news/government/200909/540817_1.html. Jennewein, K. (2005), Intellectual Property Management-the Role of Technology-Brands in the Appropriation of Technological Innovation. Heidelberg: Physica-Verlag. 1, pp. 195-227. Kearney, A. T. (2010), Investing in a Rebound. Virginia: The 2010 FDI Confidence Index, https://www.areadevelopment.com/studiesresearchpapers/8-31-2010/at-kearney-investing-rebound94002.shtml. Lin, H. C. (1995), “Research on the Primary Problems and Strategies of the High-Tech Industrial Development Zones,” Social Scientist, 5, pp. 34-43. (In Chinese) Linden, G (2004), “China Standard Time: A Study in Strategic Industrial Policy,” Business and Politics, 6:3, pp. 1-26 Liu, B. W. (2002), Protection and Management of Intellectual Property. Taipei: Yang Chih Press. (In Chinese) Morin, J. (1988), L’ Excellence Technologique, Paris: Public-Union, 2, pp. 240-253 Smith, S. C. (1994), “Innovation and Market Strategy in Italian Industrial Cooperatives: Econometric Evidence on Organizational Comparative Advantage,” Journal of Economic Behavior and Organization, 23:3, pp. 303-320. Solow, R. M. (1957), “Technical Change and the Aggregate Production Function,” Review of Economics and Statistics, 3:39, pp. 312-320. United Nations Population Division (2010), World Population Prospects: The Revision Population Database. Utterback, J. M. (1994), Mastering the Dynamics of Innovation: How Companies Can Seize Opportunities in the Face of Technological Change. Boston: Harvard University Press Yen, W. S. (2006), “Discussions Regarding the Management System and the Construction of the Supporting Structure,” Beijing: China University of Mining and Technology Press. (In Chinese) Yu, H. Y. (2000), Strategy and Management of Intellectual Property. Taipei: Yuan Chao Press. (In Chinese) zh_TW
