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題名 銀行如何偵測政治人物金流？新聞文本應用於人脈萃取之可行性研究
How do banks detect money flow from PEPs? A Feasibility Study on News Archives Applied to Network Extraction作者 黃邦平
Huang, Pang-Ping貢獻者 陳百齡
Chen, Pai-Lin
黃邦平
Huang, Pang-Ping關鍵詞 社會網絡分析
資訊視覺化
政治人物洗錢風險
Social Network Analysis
Information Visualization
Money Laundering Risk of Politicians日期 2023 上傳時間 6-Apr-2023 18:09:54 (UTC+8) 摘要 法令遵循是金融業永續發展的根本，而在金融業務走向國際化的同時，將持續面臨到更高強度之防制洗錢及打擊資恐、反武器擴散與遵循要求。政治人物其政治影響力可能被濫用，故具一定之貪腐與洗錢疑慮，而此類型之客戶需要在建立業務關係時進行客戶識別，並施以相關強化管控。金融機構要防範政治人物洗錢並不容易，政治人物的名單持續動態調整，且瞬息萬變，金融機構難以定義出完整名單與明確界定範圍，造成實務上相關資訊收集挑戰。不但相關資料有限，且金融機構要如何取得相關資訊相當具有挑戰性。，通常會透過持續監控政治人物之金流以檢視是否有異常交易，若能掌握政治人物之人脈是否可有效掌握其不法所得之去向。人際關係難以界定，其社會資本之資訊不易蒐集，本研究欲透過公開資訊管道探究政治人物之人際關係，並使用新聞資料庫中的新聞資料事件，萃取各新聞事件之政治人物進行連結與量化，並探討政治人物間的互動與社會網絡分析若以視覺化圖形之樣貌為何?又透過曾有相關負面新聞或已知有貪腐洗錢事實之政治人物之新聞關聯網絡中密切往來者，是否其貪腐洗錢之風險亦為較高?
Compliance is the foundation for financial sustainability in the financial industry. While financial businesses are going international, more internal measures are needed such as higher-intensity prevention and control requirements of AML/CFT (Anti-Money Laundering and Combating the Financing of Terrorism). Politicians may abuse their political power, raising concerns about corruption and money laundering. This type of customer needs to be identified when establishing business relationships with them.It is not easy for financial institutions to prevent politicians from laundering money. The list of politicians is dynamic and changes rapidly. It is difficult for financial institutions to define the complete list and to measure the scope, which poses challenges in collecting relevant information. Not only is the relevant information limited, but it is also quite challenging to obtain. Financial institutions usually monitor the cash flows of politicians to check for abnormal transactions on a regular basis. If the politicians’ connections can be mapped out, the whereabouts of their illegal gains can be tracked down more effectively.An interpersonal relationship is difficult to trace, and social capital information is hard to collect. This study intends to explore the interpersonal relationship of politicians through public information channels, and to use a news database to extract politicians from each news event to link and quantify their connections in order to answer the following questions: what does the interaction between politicians and social network analysis look like in visual graphics? 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國立政治大學
傳播學院碩士在職專班
109941008資料來源 http://thesis.lib.nccu.edu.tw/record/#G0109941008 資料類型 thesis dc.contributor.advisor 陳百齡 zh_TW dc.contributor.advisor Chen, Pai-Lin en_US dc.contributor.author (Authors) 黃邦平 zh_TW dc.contributor.author (Authors) Huang, Pang-Ping en_US dc.creator (作者) 黃邦平 zh_TW dc.creator (作者) Huang, Pang-Ping en_US dc.date (日期) 2023 en_US dc.date.accessioned 6-Apr-2023 18:09:54 (UTC+8) - dc.date.available 6-Apr-2023 18:09:54 (UTC+8) - dc.date.issued (上傳時間) 6-Apr-2023 18:09:54 (UTC+8) - dc.identifier (Other Identifiers) G0109941008 en_US dc.identifier.uri (URI) http://nccur.lib.nccu.edu.tw/handle/140.119/144070 - dc.description (描述) 碩士 zh_TW dc.description (描述) 國立政治大學 zh_TW dc.description (描述) 傳播學院碩士在職專班 zh_TW dc.description (描述) 109941008 zh_TW dc.description.abstract (摘要) 法令遵循是金融業永續發展的根本，而在金融業務走向國際化的同時，將持續面臨到更高強度之防制洗錢及打擊資恐、反武器擴散與遵循要求。政治人物其政治影響力可能被濫用，故具一定之貪腐與洗錢疑慮，而此類型之客戶需要在建立業務關係時進行客戶識別，並施以相關強化管控。金融機構要防範政治人物洗錢並不容易，政治人物的名單持續動態調整，且瞬息萬變，金融機構難以定義出完整名單與明確界定範圍，造成實務上相關資訊收集挑戰。不但相關資料有限，且金融機構要如何取得相關資訊相當具有挑戰性。，通常會透過持續監控政治人物之金流以檢視是否有異常交易，若能掌握政治人物之人脈是否可有效掌握其不法所得之去向。人際關係難以界定，其社會資本之資訊不易蒐集，本研究欲透過公開資訊管道探究政治人物之人際關係，並使用新聞資料庫中的新聞資料事件，萃取各新聞事件之政治人物進行連結與量化，並探討政治人物間的互動與社會網絡分析若以視覺化圖形之樣貌為何?又透過曾有相關負面新聞或已知有貪腐洗錢事實之政治人物之新聞關聯網絡中密切往來者，是否其貪腐洗錢之風險亦為較高? zh_TW dc.description.abstract (摘要) Compliance is the foundation for financial sustainability in the financial industry. While financial businesses are going international, more internal measures are needed such as higher-intensity prevention and control requirements of AML/CFT (Anti-Money Laundering and Combating the Financing of Terrorism). Politicians may abuse their political power, raising concerns about corruption and money laundering. This type of customer needs to be identified when establishing business relationships with them.It is not easy for financial institutions to prevent politicians from laundering money. The list of politicians is dynamic and changes rapidly. It is difficult for financial institutions to define the complete list and to measure the scope, which poses challenges in collecting relevant information. Not only is the relevant information limited, but it is also quite challenging to obtain. Financial institutions usually monitor the cash flows of politicians to check for abnormal transactions on a regular basis. If the politicians’ connections can be mapped out, the whereabouts of their illegal gains can be tracked down more effectively.An interpersonal relationship is difficult to trace, and social capital information is hard to collect. This study intends to explore the interpersonal relationship of politicians through public information channels, and to use a news database to extract politicians from each news event to link and quantify their connections in order to answer the following questions: what does the interaction between politicians and social network analysis look like in visual graphics? Do the people who have closer ties to corrupted politicians have higher risks of corruption and money laundering? en_US dc.description.tableofcontents 目次第一章 緒論 1第一節 研究背景 2一、 洗錢防制與法令遵循的崛起 2二、 洗錢防制以風險為本之精神 3三、 洗錢防制之客戶盡職調查 4四、 重要政治性職務之人的洗錢風險 4五、 管控政治人物的挑戰 6第二節 研究問題 7第二章 文獻探討 8第一節 金融業之洗錢風險與洗錢防制 8一、 洗錢 8二、 洗錢防制 13三、 洗錢防制組織 14四、 小結 16第二節 政治人物洗錢風險與風險防制 17一、 政治人物之定義 17二、 政治人物洗錢風險 20三、 現行金融業政治人物之洗錢防制相關規範 23四、 小結 29第三節 金融業法令遵循現況與挑戰 30一、 政治人物之客戶審查作業與執行步驟 30二、 透過人脈圖形偵查金流 32三、 金融機構面臨的挑戰與困難 36四、 小結 41第四節 新聞資料庫於洗錢防制之應用 42一、 新聞資料庫的演變—從類比到數位 42二、 文本中政治活動與社會網絡 44三、 政治人物的人脈與金流 45四、 視覺化社會網絡分析方法 48五、 從新聞文本萃取政治人物社會關係線索 49第五節 小結 57第三章 研究方法 59第一節 取樣考量 59第二節 關聯資料之萃取與網絡分析 61一、 關聯資料之萃取與文字探勘 63二、 關聯資料之清理與結構化 63三、 網絡分析與關聯圖視覺化呈現 64第三節 研究步驟 67第四節 小結 68第四章 政治人物關聯網絡分析 69第一節 整體網絡概觀 69第二節 自我中心網絡概觀 74第三節 案例比較 83第五章 結論與研究建議 85第一節 研究發現 85第二節 研究建議 89參考文獻 90附錄……………………………………101附錄 1本研究縮寫表 101附錄 2 FATF第12項建議與管控重點 102附錄 3本研究政治人物關聯分析類型 104附錄 4本研究Gephi政治人物關聯網絡分析 107附錄4- 1整體網絡之度數排名（不分職務） 107附錄4- 2整體網絡之度數排名（立法委員） 108附錄4- 3整體網絡之度數排名（案例1） 113附錄4- 4自我中心網絡之度數排名（案例1） 115附錄4- 5自我中心網絡之度數排名（案例2） 116附錄4- 6整體網絡-度（Degree） 117附錄4- 7權重度（Weighted Degree） 118附錄4- 8圖距離（Graph Distance） 119附錄4- 9圖形密度（Graph Density） 122附錄4- 10 HITS度量（Metric） 122附錄4- 11頁面排名（PageRank） 124附錄4- 12連結元件（Connected Components） 125附錄4- 13成熟度（Modularity） 126附錄4- 14統計推斷報告（Statistical Inference） 127附錄4- 15聚類係數度量（Clustering Coefficient Metric） 128附錄4- 16特徵向量中心性報告（Eigenvector Centrality） 129附錄4- 17圖形距離（Graph Distance） 130附錄4- 18自我中心網絡 – 度（Degree） 133附錄4- 19權重度（Weighted Degree） 134附錄4- 20圖距離（Graph Distance） 135附錄4- 21圖形密度（Graph Density） 138附錄4- 22 HITS度量（Metric） 138附錄4- 23 HITS度量（Metric） 140附錄4- 24頁面排名（PageRank） 142附錄4- 25連結元件（Connected Components） 143附錄4- 26成熟度（Modularity） 144附錄4- 27統計推斷報告（Statistical Inference） 145附錄4- 28聚類係數度量（Clustering Coefficient Metric） 146附錄4-29特徵向量中心性報告（Eigenvector Centrality） 147 zh_TW dc.format.extent 41478810 bytes - dc.format.mimetype application/pdf - dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#G0109941008 en_US dc.subject (關鍵詞) 社會網絡分析 zh_TW dc.subject (關鍵詞) 資訊視覺化 zh_TW dc.subject (關鍵詞) 政治人物洗錢風險 zh_TW dc.subject (關鍵詞) Social Network Analysis en_US dc.subject (關鍵詞) Information Visualization en_US dc.subject (關鍵詞) Money Laundering Risk of Politicians en_US dc.title (題名) 銀行如何偵測政治人物金流？新聞文本應用於人脈萃取之可行性研究 zh_TW dc.title (題名) How do banks detect money flow from PEPs? 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