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題名 中國大陸的金融全球化戰略: 從新制度主義論述
A Study of China`s Financial Globalization Strategies: From the Viewpoints of New Institutionalism作者 伍向豪
WU, SHIANG-HAU貢獻者 郭建中
GUO, JIANN-JUNG
伍向豪
WU, SHIANG-HAU關鍵詞 金融全球化
路徑依賴
制度內捲化
制度遲滯
financial globalization
path dependence
institutional involution
institutional hysteresis日期 2005 上傳時間 14-Sep-2009 10:36:53 (UTC+8) 摘要 本論文擬探討中國大陸金融全球化戰略的形成，以及中國大陸金融全球化過程所產生的問題與現象。本論文擬以新制度主義論作為理論的切入點，探討中國大陸金融全球化戰略形成過程中所產生的現象。 本論文的理論發現在於下列諸項：（1）中國大陸在金融全球化的戰略形成有明顯的「路徑依賴」現象。這表現在中國歷史中的儒家文化及共產主義思想影響中國大陸政府及官僚和經理人在執行金融制度改革中的行為模式。儒家文化對中國大陸金融全球化的影響在於政府控制經濟體的交易模式及金融運作、注重經濟體內民眾的福祉及提供一個和諧發展的全球經濟新願景。共產主義對中國大陸金融全球化的影響在於經濟改革過程中政府及官僚及經理人仍以集體經濟的行為模式在金融制度改革過程中影響制度的運行。（2）中國大陸的金融全球化過程中有明顯的制度內捲化現象（institutional involution），造成金融制度在變革過程中受到原有非正式制度諸如行為模式及文化的影響，致使制度變革無法達到預期的結果，而形成一種發展遲滯的現象。 參考文獻 •English
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國立政治大學
東亞研究所
90260506
94資料來源 http://thesis.lib.nccu.edu.tw/record/#G0902605061 資料類型 thesis dc.contributor.advisor 郭建中 zh_TW dc.contributor.advisor GUO, JIANN-JUNG en_US dc.contributor.author (Authors) 伍向豪 zh_TW dc.contributor.author (Authors) WU, SHIANG-HAU en_US dc.creator (作者) 伍向豪 zh_TW dc.creator (作者) WU, SHIANG-HAU en_US dc.date (日期) 2005 en_US dc.date.accessioned 14-Sep-2009 10:36:53 (UTC+8) - dc.date.available 14-Sep-2009 10:36:53 (UTC+8) - dc.date.issued (上傳時間) 14-Sep-2009 10:36:53 (UTC+8) - dc.identifier (Other Identifiers) G0902605061 en_US dc.identifier.uri (URI) https://nccur.lib.nccu.edu.tw/handle/140.119/31467 - dc.description (描述) 博士 zh_TW dc.description (描述) 國立政治大學 zh_TW dc.description (描述) 東亞研究所 zh_TW dc.description (描述) 90260506 zh_TW dc.description (描述) 94 zh_TW dc.description.abstract (摘要) 本論文擬探討中國大陸金融全球化戰略的形成，以及中國大陸金融全球化過程所產生的問題與現象。本論文擬以新制度主義論作為理論的切入點，探討中國大陸金融全球化戰略形成過程中所產生的現象。 本論文的理論發現在於下列諸項：（1）中國大陸在金融全球化的戰略形成有明顯的「路徑依賴」現象。這表現在中國歷史中的儒家文化及共產主義思想影響中國大陸政府及官僚和經理人在執行金融制度改革中的行為模式。儒家文化對中國大陸金融全球化的影響在於政府控制經濟體的交易模式及金融運作、注重經濟體內民眾的福祉及提供一個和諧發展的全球經濟新願景。共產主義對中國大陸金融全球化的影響在於經濟改革過程中政府及官僚及經理人仍以集體經濟的行為模式在金融制度改革過程中影響制度的運行。（2）中國大陸的金融全球化過程中有明顯的制度內捲化現象（institutional involution），造成金融制度在變革過程中受到原有非正式制度諸如行為模式及文化的影響，致使制度變革無法達到預期的結果，而形成一種發展遲滯的現象。 zh_TW dc.description.tableofcontents Chapter 1: Introduction 1 Ⅰ.Abstract 1 Ⅱ. The purpose and goal of thisresearch 2 Ⅲ. Literature Survey 2 Ⅳ. China’s financial globalization strategies 11 Ⅴ. China’s challenges in financial globalization 13 Ⅵ. Research questions 17 Ⅶ.Methodology 17 Ⅷ. Content of thesis 24 Chapter 2: China’s financial globalization: Institutionalism’s explanation 27 Ⅰ. The Course of China’s financial globalization 27 Ⅱ. How Chinese government perceived the trend of financial globalization 47 Ⅲ.: Three Schools of institutionalism’s viewpoints of the policies’ shift of China’s financial globalization 52 Chapter 3: The formation of China’s financial globalization Strategies: from the views of path dependency and state involution 62 Ⅰ. “Path dependency” effect in the formation of China’s financial globalization Strategies 62 Ⅱ. “Institutional involution” effect in the formation of China’s financial globalization Strategies 81 Ⅲ.Conclusion 92 Chapter 4: The relationship between China’s Financial Globalization and International Economic System 93 Ⅰ.The impetus of China’s financial globalization: WTO 93 Ⅱ. Chinese government’s reaction on international pressure: from the views on global governance 107 Ⅲ. A comparison between China and other transitional economic entities: in the course of financial globalization 120 Ⅳ.Conclusion 126 Chapter 5: An Evaluation of the Role of Renminbi in the Asia Region: A China’s financial globalization strategies 128 Ⅰ. The policies’ shift in the course of the revaluation of Renminbi 128 Ⅱ. The role of Renminbi and its obstacles as “Asia Dollar” 142 Ⅲ. The revaluation policies’ shift: institutionalism’s view 153 Ⅳ. Conclusion 159 Chapter6:Conclusion 161 Ⅰ.Conclusion 161 Ⅱ. Major findings from this study 166 Ⅲ. Further study in the future 168 References 169 zh_TW dc.language.iso en_US - dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#G0902605061 en_US dc.subject (關鍵詞) 金融全球化 zh_TW dc.subject (關鍵詞) 路徑依賴 zh_TW dc.subject (關鍵詞) 制度內捲化 zh_TW dc.subject (關鍵詞) 制度遲滯 zh_TW dc.subject (關鍵詞) financial globalization en_US dc.subject (關鍵詞) path dependence en_US dc.subject (關鍵詞) institutional involution en_US dc.subject (關鍵詞) institutional hysteresis en_US dc.title (題名) 中國大陸的金融全球化戰略: 從新制度主義論述 zh_TW dc.title (題名) A Study of China`s Financial Globalization Strategies: From the Viewpoints of New Institutionalism en_US dc.type (資料類型) thesis en dc.relation.reference (參考文獻) •English zh_TW dc.relation.reference (參考文獻) Abbott, A., “Sequences of Social Events: Concepts and Methods for the Analysis of Order in Social Processes”, Historical Methods, Vol.16, 1983, pp.129-147. zh_TW dc.relation.reference (參考文獻) Axford, B., The Global System: Economics, Politics and Culture, New York: St. Martin’s Press, 1995. zh_TW dc.relation.reference (參考文獻) Aziz, J. and Duenwald, C., “Growth - Financial Intermediation Nexus in China”, IMF Working Paper WP/02/194, November 2002. zh_TW dc.relation.reference (參考文獻) Babson, F., “Why Has China Survived the Asian Crisis So Well? 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