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題名 民族分離運動的比較研究--以俄羅斯聯邦之韃靼共和國與車臣共和國為例
作者 曾靖芳
貢獻者 吳玉山
Wu, Yu-shan
曾靖芳
關鍵詞 民族分離運動
韃靼
車臣
俄羅斯聯邦
三角(邊)關係
日期 2002
上傳時間 17-Sep-2009 17:43:01 (UTC+8)
摘要 本論文以隸屬於俄羅斯聯邦架構中的韃靼共和國和車臣共和國作為分離運動比較研究的兩個案例,進行民族分離運動相關問題的探討,包括民族分離意識興起的原因以及影響分離運動往不同路徑發展的因素。由於俄羅斯屬於前社會主義國家,國家體制曾經歷轉型的過程,因此除了具有一般民族問題的特質外,還必須將多重轉型的特殊性列入考量。
除了原生差異與政經利益考量的工具性訴求外,社會主義國家特有的聯邦制與本土化政策也促使民族意識興起,創造了潛在的民族分離團體。當中央的控制力有了鬆懈的跡象,分離意識便有了發揮的空間,分離運動隨之爆發。
韃靼共和國與車臣共和國分離運動的比較研究證明,作為動員基礎的原生性條件以及工具性訴求僅是影響分離運動發展的次要因素,由於領導人的動員可以決定分離運動發展的方向,因此領導人的策略抉擇才是影響分離運動發展的關鍵因素。而在蘇聯末期政治不穩定的局勢中,由誰來主導分離運動的發展相當程度受到莫斯科、原共和國執政者與民族主義力量三角關係的影響。
韃靼共和國的分離運動由立場溫和的夏米耶夫主導,在不斷的妥協談判後,最終以雙邊條約的方式界定與俄羅斯聯邦的關係,創造了「韃靼模式」,分離運動得到平息。相較之下,車臣共和國的分離運動在杜達耶夫激進的領導風格下一步步朝向完全獨立與脫離俄羅斯聯邦的方向發展。如此極端的立場當然不容於莫斯科。為了維護俄羅斯聯邦領土的完整性,莫斯科最後發動戰爭來解決車臣問題。在整個分離運動的發展過程中,領導者的策略決定了分離運動的發展,可見領導者的路線抉擇才是影響分離運動發展最關鍵的因素。
This thesis focuses on national separatism in former socialist countries and takes Tatarstan and Chechnya for a case study. My research seeks to answer several questions, such as where did the separatist group originate from? Why did nationalist movements explode? How to explain different attitudes towards secession?
I argue that primordial attachment and instrumental consideration about interests are the important causes shaping separatist groups. In the cases of former socialist countries, however, it is necessary to take the institutional factor into consideration, that is-ethnic federalism and korenizatsiya. All these elements combined to create the potential secessionist groups. Once the coercive controls formerly imposed by the central authority were removed, the previously repressed national groups inevitably reemerged and led the secessionist movement.
The comparative analysis of the secessionist movements in Tatarstan and Chechnya proves that primordial and instrumental factors can only explain the emergence of secessionist movements, however they are of little significance when it comes to explaining the divergent paths of the movements. What matters more is the leadership’s strategy. The crucial problem is who will lead the secessionist movements? In the chaotic years leading up to the collapse of the Soviet Union, it was the triangular relations among Moscow, republican leadership and secessionist movement that determined the exact leader of the secessionist movement.
In our cases, the moderate Shamiev led Tatarstan’s separatism by negotiation and was able to reach agreement with Moscow on a new Sovereignty Treaty. This pattern later came to be called the “Tatarstan Model”. After that, the secession in Tatarstan quieted down. In sharp contrast, Dudaev pursued a radical strategy and sought Chechnya’s complete independence from the Russian Federation. To defend his integrity of territory, Moscow dispatched Russian troops to quell this separatist republic. Leadership strategy thus determined the outcome of secessionist movements, and the choice of leaders proved crucial in the whole process.
參考文獻 《參考書目》
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Gleason, Gregory. 1990. Federalism and Nationalism: The Struggle for Republican Rights in the USSR. Boulder, Colo.: Westview.
Graney, Katherine. 2001. “Engaging Orientalism in the ‘Sovereign State of Tatarstan’: New Versions on a Very Old Them.” From: www.pro.harvard.edu/papers/013/013005GraneyKath.pdf
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三、 網站資料
(一) 官方網站
車臣共和國:www.chechnya.gov.ru
俄羅斯聯邦:www.gov.ru
俄羅斯聯邦中央選舉委員會:ww.fci.ru/
俄羅斯聯邦土地資源委員會:www.goscomzem.ru
獨立國協:www.cis.minsk.by
韃靼共和國:www.tatar.ru
(二) 資料庫、學術機構及其他
日本北海道大學斯拉夫研究中心:www.src-h.slav.hokudai.ac.jp
車臣共和國(非官方):www.amina.com
車臣共和國-馬斯哈多夫:www.chechen.org
俄羅斯NNS新聞:www.nns.ru
俄羅斯世界地理:www.wgeo.ru
俄羅斯區域研究資料庫:www.isn.ethz.ch/researchpub/publihouse/rrr/
俄羅斯區域新聞:www.regions.ru
美國車臣和平委員會:www.peaceinchechnya.org
美國科學聯盟軍事分析網-車臣戰爭:http://fas.org/man/dod-101/ops/war/chechnya.htm
美國德州大學地圖資料庫:www.lib.utexas.edu/maps/
哥倫比亞國際事務研究線上資料庫:www.ciaonet.org
馬克斯、恩格斯、列寧、史達林、毛澤東研究:www.marx2mao.org
喀山大學:www.kcn.ru
斯拉夫歐亞研究資料庫:www.slavweb.com
線上「時代雜誌」-車臣戰爭追蹤報導:http://www.time.com/time/europe/chechnyatrail/trail2.html
蘇聯資料:cccp.narod.ru
描述 碩士
國立政治大學
俄羅斯研究所
89263002
91
資料來源 http://thesis.lib.nccu.edu.tw/record/#G0089263002
資料類型 thesis
dc.contributor.advisor 吳玉山zh_TW
dc.contributor.advisor Wu, Yu-shanen_US
dc.contributor.author (Authors) 曾靖芳zh_TW
dc.creator (作者) 曾靖芳zh_TW
dc.date (日期) 2002en_US
dc.date.accessioned 17-Sep-2009 17:43:01 (UTC+8)-
dc.date.available 17-Sep-2009 17:43:01 (UTC+8)-
dc.date.issued (上傳時間) 17-Sep-2009 17:43:01 (UTC+8)-
dc.identifier (Other Identifiers) G0089263002en_US
dc.identifier.uri (URI) https://nccur.lib.nccu.edu.tw/handle/140.119/33621-
dc.description (描述) 碩士zh_TW
dc.description (描述) 國立政治大學zh_TW
dc.description (描述) 俄羅斯研究所zh_TW
dc.description (描述) 89263002zh_TW
dc.description (描述) 91zh_TW
dc.description.abstract (摘要) 本論文以隸屬於俄羅斯聯邦架構中的韃靼共和國和車臣共和國作為分離運動比較研究的兩個案例,進行民族分離運動相關問題的探討,包括民族分離意識興起的原因以及影響分離運動往不同路徑發展的因素。由於俄羅斯屬於前社會主義國家,國家體制曾經歷轉型的過程,因此除了具有一般民族問題的特質外,還必須將多重轉型的特殊性列入考量。
除了原生差異與政經利益考量的工具性訴求外,社會主義國家特有的聯邦制與本土化政策也促使民族意識興起,創造了潛在的民族分離團體。當中央的控制力有了鬆懈的跡象,分離意識便有了發揮的空間,分離運動隨之爆發。
韃靼共和國與車臣共和國分離運動的比較研究證明,作為動員基礎的原生性條件以及工具性訴求僅是影響分離運動發展的次要因素,由於領導人的動員可以決定分離運動發展的方向,因此領導人的策略抉擇才是影響分離運動發展的關鍵因素。而在蘇聯末期政治不穩定的局勢中,由誰來主導分離運動的發展相當程度受到莫斯科、原共和國執政者與民族主義力量三角關係的影響。
韃靼共和國的分離運動由立場溫和的夏米耶夫主導,在不斷的妥協談判後,最終以雙邊條約的方式界定與俄羅斯聯邦的關係,創造了「韃靼模式」,分離運動得到平息。相較之下,車臣共和國的分離運動在杜達耶夫激進的領導風格下一步步朝向完全獨立與脫離俄羅斯聯邦的方向發展。如此極端的立場當然不容於莫斯科。為了維護俄羅斯聯邦領土的完整性,莫斯科最後發動戰爭來解決車臣問題。在整個分離運動的發展過程中,領導者的策略決定了分離運動的發展,可見領導者的路線抉擇才是影響分離運動發展最關鍵的因素。
zh_TW
dc.description.abstract (摘要) This thesis focuses on national separatism in former socialist countries and takes Tatarstan and Chechnya for a case study. My research seeks to answer several questions, such as where did the separatist group originate from? Why did nationalist movements explode? How to explain different attitudes towards secession?
I argue that primordial attachment and instrumental consideration about interests are the important causes shaping separatist groups. In the cases of former socialist countries, however, it is necessary to take the institutional factor into consideration, that is-ethnic federalism and korenizatsiya. All these elements combined to create the potential secessionist groups. Once the coercive controls formerly imposed by the central authority were removed, the previously repressed national groups inevitably reemerged and led the secessionist movement.
The comparative analysis of the secessionist movements in Tatarstan and Chechnya proves that primordial and instrumental factors can only explain the emergence of secessionist movements, however they are of little significance when it comes to explaining the divergent paths of the movements. What matters more is the leadership’s strategy. The crucial problem is who will lead the secessionist movements? In the chaotic years leading up to the collapse of the Soviet Union, it was the triangular relations among Moscow, republican leadership and secessionist movement that determined the exact leader of the secessionist movement.
In our cases, the moderate Shamiev led Tatarstan’s separatism by negotiation and was able to reach agreement with Moscow on a new Sovereignty Treaty. This pattern later came to be called the “Tatarstan Model”. After that, the secession in Tatarstan quieted down. In sharp contrast, Dudaev pursued a radical strategy and sought Chechnya’s complete independence from the Russian Federation. To defend his integrity of territory, Moscow dispatched Russian troops to quell this separatist republic. Leadership strategy thus determined the outcome of secessionist movements, and the choice of leaders proved crucial in the whole process.
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dc.description.tableofcontents 論文目次
摘要
Abstract
第一章 緒論 1
第一節 研究動機與研究目的 3
第二節 研究範圍與研究方法 5
第三節 概念界定 7
一、 族群(ethnic group)與民族(nation)的區分 7
二、 民族國家化(nationalization) 9
第四節 文獻回顧 11
一、 有關民族分離意識的形成 11
二、 比較韃靼共和國與車臣共和國分離運動 17
第五節 研究假設與章節安排 25
第二章 民族分離運動興起與蘇聯的解體 28
第一節 蘇聯的解體 28
一、 戈巴契夫改革及其影響 29
二、 各加盟共和國求去-蘇聯的瓦解 32
第二節 俄羅斯聯邦民族分離運動的爆發 36
一、 當民族分離運動遇上民族分離運動 36
二、 分離運動的發展模式 39
第三章 韃靼共和國與車臣共和國的歷史背景 44
第一節 帝俄時期的兼併與統治 50
一、 帝俄對喀山韃靼的治理 50
二、 北高加索地區的領土擴張 52

第二節 共黨統治下的自治蘇維埃社會主義共和國 56
一、 少數民族政策:聯邦制與本土化政策 57
二、 韃靼、車臣-殷古什自治蘇維埃社會主義共和國 62
第三節 小結 71
第四章 韃靼共和國與車臣共和國分離運動發展比較 77
第一節 韃靼共和國分離運動的發展 80
一、 民族主義勢力興起-全韃靼社會中心(VTOTs) 80
二、 八月政變及夏米耶夫的操作 84
三、 韃靼-莫斯科簽署雙邊協議 88
第二節 車臣共和國分離運動的發展 92
一、 民族主義勢力興起-車臣人民全體大會(OKChN) 92
二、 八月政變與札夫加耶夫下台 94
三、 杜達耶夫政權與車臣戰爭爆發 96
四、 車臣戰爭的後續發展 103
第三節 小結 109
第五章 結論 117
附錄一 英俄文音譯對照表 122
附錄二 韃靼共和國、車臣共和國歷史發展年表 123
附錄三 相關法令或條約 127
一、 韃靼共和國主權宣言 127
二、 韃靼共和國政權獨立宣言 129
三、 韃靼共和國加入獨立國協宣言 130
四、 俄羅斯聯邦與韃靼共和國雙邊分權條約 131
五、 莫斯科與車臣共和國簽訂之哈薩伏爾茲基停戰協定 138
六、 一九九二年車臣共和國憲法(第三章:政府體制) 139
七、 俄羅斯聯邦於二00三年三月二十三日進行公投的車臣共和國
憲法草案(第一章) 147
參考書目
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dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#G0089263002en_US
dc.subject (關鍵詞) 民族分離運動zh_TW
dc.subject (關鍵詞) 韃靼zh_TW
dc.subject (關鍵詞) 車臣zh_TW
dc.subject (關鍵詞) 俄羅斯聯邦zh_TW
dc.subject (關鍵詞) 三角(邊)關係zh_TW
dc.title (題名) 民族分離運動的比較研究--以俄羅斯聯邦之韃靼共和國與車臣共和國為例zh_TW
dc.type (資料類型) thesisen
dc.relation.reference (參考文獻) 《參考書目》zh_TW
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dc.relation.reference (參考文獻) 三、 網站資料zh_TW
dc.relation.reference (參考文獻) (一) 官方網站zh_TW
dc.relation.reference (參考文獻) 車臣共和國:www.chechnya.gov.ruzh_TW
dc.relation.reference (參考文獻) 俄羅斯聯邦:www.gov.ruzh_TW
dc.relation.reference (參考文獻) 俄羅斯聯邦中央選舉委員會:ww.fci.ru/zh_TW
dc.relation.reference (參考文獻) 俄羅斯聯邦土地資源委員會:www.goscomzem.ruzh_TW
dc.relation.reference (參考文獻) 獨立國協:www.cis.minsk.byzh_TW
dc.relation.reference (參考文獻) 韃靼共和國:www.tatar.ruzh_TW
dc.relation.reference (參考文獻) (二) 資料庫、學術機構及其他zh_TW
dc.relation.reference (參考文獻) 日本北海道大學斯拉夫研究中心:www.src-h.slav.hokudai.ac.jpzh_TW
dc.relation.reference (參考文獻) 車臣共和國(非官方):www.amina.comzh_TW
dc.relation.reference (參考文獻) 車臣共和國-馬斯哈多夫:www.chechen.orgzh_TW
dc.relation.reference (參考文獻) 俄羅斯NNS新聞:www.nns.ruzh_TW
dc.relation.reference (參考文獻) 俄羅斯世界地理:www.wgeo.ruzh_TW
dc.relation.reference (參考文獻) 俄羅斯區域研究資料庫:www.isn.ethz.ch/researchpub/publihouse/rrr/zh_TW
dc.relation.reference (參考文獻) 俄羅斯區域新聞:www.regions.ruzh_TW
dc.relation.reference (參考文獻) 美國車臣和平委員會:www.peaceinchechnya.orgzh_TW
dc.relation.reference (參考文獻) 美國科學聯盟軍事分析網-車臣戰爭:http://fas.org/man/dod-101/ops/war/chechnya.htmzh_TW
dc.relation.reference (參考文獻) 美國德州大學地圖資料庫:www.lib.utexas.edu/maps/zh_TW
dc.relation.reference (參考文獻) 哥倫比亞國際事務研究線上資料庫:www.ciaonet.orgzh_TW
dc.relation.reference (參考文獻) 馬克斯、恩格斯、列寧、史達林、毛澤東研究:www.marx2mao.orgzh_TW
dc.relation.reference (參考文獻) 喀山大學:www.kcn.ruzh_TW
dc.relation.reference (參考文獻) 斯拉夫歐亞研究資料庫:www.slavweb.comzh_TW
dc.relation.reference (參考文獻) 線上「時代雜誌」-車臣戰爭追蹤報導:http://www.time.com/time/europe/chechnyatrail/trail2.htmlzh_TW
dc.relation.reference (參考文獻) 蘇聯資料:cccp.narod.ruzh_TW