學術產出-Theses

題名 專利之品質與價值評量方法—以TFT-LCD產業為例
The Evaluation Method of Patent Quality and Value-Center on the Industry of TFT-LCD
作者 潘治良
Pan ,Chih Liang
貢獻者 劉江彬
潘治良
Pan ,Chih Liang
關鍵詞 專利
品質
價值
評量
Patent
Quality
Value
Evaluation
日期 2005
上傳時間 18-Sep-2009 09:38:00 (UTC+8)
摘要 近年來,提昇專利品質的觀念已在企業間蔓延開來,而擁有一套能夠有效衡量的分析評量工具,為企業評估專利價值的先決條件。目前坊間評估專利價值較普遍的方式為CHI Research所發展,以「專利引證資訊」及「專利數量」作為公式的計算基礎。然而專利之品質要素並非現行專利分析公式及其指標所能完全涵蓋及內化,與商業價值亦無直接對應關係。為了改善上述之問題,本研究試圖從實務的觀點出發,找出並分析品質優良之專利說明書,其共通之特色為何,以及如何評估專利實際替企業創造的利益。本研究擬就下列問題進行討論:

問題一:目前常用的以「專利引證資訊」及「專利說明書可量化數據」為基礎之專利價值評量模式是否可靠?
問題二:專利的品質與價值如何定義與區分開來評估?
問題三:影響專利說明書品質之指標因子及流程為何?
問題四:評估專利價值之流程應為何?
問題五:由產業結構切入之專利評量模型可行性?

本研究之架構乃由現有理論基礎配合產業實務,首先將專利之評估方式分成「品質」及「價值」兩階段。接著以TFT-LCD產業之著名訴訟專利及廣視角技術作為研究對象,討論擁有優良品質之專利其特色為何。再連結產業結構、價值鏈、供應鏈、產品結構、技術結構、營收結構等市場面議題以實證專利之價值,並分析探討本研究之專利評量模型可行性。最後,針對提出之問題歸納出研究結論,給予學界及產業界一個專利評量之方法參考。
In recent years, the concept of improving patent quality is spread over companies and cooperations. Analysis system, as a tool for effectively measuring patent quality, is the prerequisite of patent evaluation. The most general way of patent evaluation is developed by CHI Research, which bases on the information of “patent citation” and “patent quantity” for formulas. However, the essential factor of the patent quality can not be suitably presented by the foregoing indices and formulas. Furthermore, there is no direct relationship between the commercial value and such evaluation process. In order to improve the evaluation process, this research focuses on analyzing the common characteristics of high quality patents and how to value the actual commercial profit earned by patents, form the points of views of practice. Therefore, the objects of the research were to answer the questions as the follows:

1. Are the existing patent evaluation methodology which base on the information of “patent citation” and “countable indices in patent disclosure” dependable.
2. How to define and evaluate “patent quality” and “patent value” respectively.
3. What is the essential factors and evaluation process of patent quality.
4. What is the evaluation process of patent value.
5. The feasibility of patent evaluation model initialed from the industrial structure.
This method of the research combines current theory and industry practice. First, the evaluation process is devided into two steps: “quality” and “value”. Then it takes TFT-LCD industry for example, by analyzing a famous litigation patent and VA technology to discuss the common characteristics of high quality patents. Then, from the business point of view, the research links with several indices such as industry structure, value chain, supply chain, product structure, technology structure and revenue structure to derive the patent value. The feasibility of patent evaluation model by this research will also be discussed. At last, the research summarize the result to present an evaluation methodology of patent quality and value, which may be a useful reference to industry and the academia.
參考文獻 一、中文部分
1. PIDA,「2006 PIDA成果發表暨記者聯誼會新聞稿全球光電市場與台灣光電產業回顧與展望」http://www.pida.org.tw/pida/060118-newsrelease.doc
瀏覽日期:2006/6/12
2. 王信陽(2004/5),「TFT-LCD關鍵材料及零組件供需現況」,光連雙月刊
3. 友達光電首頁:http://www.auo.com
瀏覽日期:2006/6/15
4. 未來產研,「日本三重縣Crystal Valley計劃」光電科技第71期(2005年6月)
5. 沈耀華、陳錚詒,「15個新台灣大王」,商業週刊(2005年10月號)
6. 周延鵬(2006),「虎與狐的智慧力」,天下文化
7. 紀國鐘、鄭晃忠,「液晶顯示器技術手冊」(民國91年10月)
8. 科技產業資訊室網頁:USPTO公布2005年美國專利核准數前十名(2006/01)
http://cdnet.stpi.org.tw/techroom/pclass/pclass_A027.htm
瀏覽日期:2006/3/28
9. 科技產業資訊室網頁:專利引證(citing)與專利被引證(cited),http://cdnet.stpi.org.tw/techroom/pclass/pclass013.htm
瀏覽日期:2006/5/1
10. 科技產業資訊室網頁:關於專利家族,http://cdnet.stpi.org.tw/techroom/pclass/pclass006.htm
瀏覽日期:2006/5/3
11. 徐玉娟(2006/02),「Evaluate the players and prospective analysis」, DisplaySearch Taiwan
12. 陳達仁、黃慕萱、楊牧民(2004)「從美國專利看台灣企業科技創新競爭力」,政大智慧財產評論
13. 陳玉萍(2004),「專利權運用情境對專利價值因子之影響—以專利權融資、入股及訴訟情境為例」,碩士論文,國立政治大學科技管理研究所
14. 陳慶逸、白尉芬,「液晶顯示器技術手冊」(民國91年10月)
15. 麥怡平(2005),「專利侵害判斷與民事審判實務之研究」,碩士論文,世新大學法學研究所
16. 張孟元(2001),「無形資產中技術價值影響因素與評估模式之研究」,博士論文,國立政治大學資訊管理研究所
17. 經濟部智慧財產局,http://www.tipo.gov.tw/patent/專利侵害鑑定要點.doc
瀏覽日期:2006/5/25
18. 楊瑪利、楊方儒,「專利多,常得獎,台灣已是世界專利大國」,遠見雜誌(2006年3月號)
19. 葉仰哲(2005/12),「ITIS產業觀察:日本廠商仍主導LCD材料市場」
20. 劉怡君、李政道,「廣視角液晶模式與材料技術發展」,電子材料第7期
21. 田山鳥善造,「在大尺寸液晶電視應用上發展優勢性的IPS液晶」,平面顯示器技術及未來發展趨勢—戰略篇(2005年9月),龍璟文化
22. 簡兆良(2003),「專利資產評估方法研究」,碩士論文,國立政治大學科技管理研究所
23. 謝榮峻(2004),「TFT-LCD專利的科學關連性分析」,國立中興大學科技管理研究所,碩士論文
24. 謝勤益(2006/02),「2006 TFT LCD Market Outlook」,DisplaySearch Taiwan
25. 蕭萬長、蔡清彥,「從日合縱連橫,看台灣LCD業未來」光電科技(2005年6月)
二、外文部分
1. “The Value Chain”, http://www.netmba.com/strategy/value-chain
瀏覽日期:2006/5/25
2. Aratani. S., Klausmann. H., Ohta. M., Ashizawa. K., and Yanagawa. K. (1996), “Complete Suppression of Color Shift in In-Plane Switching Mode LCDs with a Multidomain Structure Obtained by Unidirectional Rubbing”
3. Breitzman, Anthony F., Narin, and Francis. (2001), “Method and apparatus for choosing a stock portfolio, based on patent indicators”, United States Patent, 6,175,824
4. Display Search, “Quarterly Large-Area TFT LCD Shipment Report”, Q1’06 Table
5. Emmett J. Murtha and Robert A. Myers, “Increasing the Value of a Patent Portfolio”, LesNouvelles Decmber
6. Eric Lin (2006), “Live large with big screen LCD TVs”, Yuanta Research Center Report
7. Ernst, H. (1998), “Patent portfolios for strategic R&D planning”, Journal of Engineering and Technology Management
8. F. Narin, F. Hamilton, K.S. and Olivastro, D. (1997), “The increasing linkage between U.S. Technology and Public Science”, Research Policy
9. F. Narin and D. Olivastro. (1998), “Linkage between Patents and Papers: an Interim EPO/US Comparison”, Scientometrics
10. Francis. Narin, Michael B. Albert, Peter Kroll, and Diana Hicks. (2000), “Inventing Our Future: The Link Between Australian Patenting and Basic Science”, Australian Research Council and Commonwealth Scientific and Industrial Research Organization
11. Gideon Parchmovsky and R. Polk Wagner (2004), “Patent Portfolios”, University of Pennsylvania Law School
12. Hall, R. et al. (1999). “Market value and patent citations: A first Look”, paper presented at a National Bureau of Economics Research meeting
13. Hall, R., Jaffe & Trajtenberg. (2001). “Innovation in Israel 1968-1997: A comparative analysis using patent data”, Research Policy
14. ipIQ公司首頁:http://www.ipiq.com
瀏覽日期:2006/3/27
15. John R. Allison, Mark A. Lemley, Kimberly A. Moore and R. D. Trunkey (2003), “Valuable Patents”, Boalt working Papers in Public Law, University of California, Berkeley
16. Jonathan A. Barney, “Comparative Patent Quality Analysis”
17. Jonathan A. Barney, NACV White Paper Lerner, Josh (1994). “The Importance of Patent Scope: An Empirical Analysis”, RAND Journal of Economics
18. McElroy, M.(2002), “Social innovation capital,” Journal of Intellectual Capital
19. Nakayoshi. Y (2003)., etc, “High Transmittance Pixel Design of IPS TFT LCD”, SID ’03
20. Patrick H. Sullivan(2001), “Profiting from Intellectual Capital”
21. Sam Khouy, Joe Daniele, and Paul Germeraad (2001), “Selection and Application of Intellectual Property Valuation Methods In Portfolio Management and Value Extraction”, Les Nouvelles September 2001
22. S. Kataoka, A. Takeda, H. Tsuda, and Y. Koike (2001), ”A New MVA-LCD with Jagged Shaped Pixel Electrodes”, SID 01
23. Sheldon and Mak, “DAMAGES IN PATENT SUITS”, http://www.usip.com/articles/dmgespat.htm
瀏覽日期:2006/6/29
24. The World Bank (2005), “States and Markets – Science and technology”, 05 World Development Indicators
25. Trajenberg, M. (1990). “A penny for your quotes: Patent citations and the value of innovations
26. Verbeek, A. Debackere, K., Luwel, M., Andries, P., Zimmermann, E., Deleus, F. (2002), ”Linkage Science to Technology: Using Bibliographic references in Patents to Build Linkage Schemes”, Scientometrics
27. Yoshio Koike and Kenji Okamoto (1999), “Super High Quality MVA-TFT Liquid Crystal Displays”, Fujitsu Sci. Tech.
28. Wikipedia website:http://en.wikipedia.org/wiki/Quality and http://en.wikipedia.org/wiki/Value
瀏覽日期:2006/5/14
29. World Economic Forum.(2005)“Global Competitiveness Report 2005-2006”
30. 日本特許廳http://www.jpo.go.jp/torikumi/hiroba/pdf/tt1212-035.pdf
瀏覽日期:2006/4/18
描述 碩士
國立政治大學
科技管理研究所
92359039
94
資料來源 http://thesis.lib.nccu.edu.tw/record/#G0923590391
資料類型 thesis
dc.contributor.advisor 劉江彬zh_TW
dc.contributor.author (Authors) 潘治良zh_TW
dc.contributor.author (Authors) Pan ,Chih Liangen_US
dc.creator (作者) 潘治良zh_TW
dc.creator (作者) Pan ,Chih Liangen_US
dc.date (日期) 2005en_US
dc.date.accessioned 18-Sep-2009 09:38:00 (UTC+8)-
dc.date.available 18-Sep-2009 09:38:00 (UTC+8)-
dc.date.issued (上傳時間) 18-Sep-2009 09:38:00 (UTC+8)-
dc.identifier (Other Identifiers) G0923590391en_US
dc.identifier.uri (URI) https://nccur.lib.nccu.edu.tw/handle/140.119/34372-
dc.description (描述) 碩士zh_TW
dc.description (描述) 國立政治大學zh_TW
dc.description (描述) 科技管理研究所zh_TW
dc.description (描述) 92359039zh_TW
dc.description (描述) 94zh_TW
dc.description.abstract (摘要) 近年來,提昇專利品質的觀念已在企業間蔓延開來,而擁有一套能夠有效衡量的分析評量工具,為企業評估專利價值的先決條件。目前坊間評估專利價值較普遍的方式為CHI Research所發展,以「專利引證資訊」及「專利數量」作為公式的計算基礎。然而專利之品質要素並非現行專利分析公式及其指標所能完全涵蓋及內化,與商業價值亦無直接對應關係。為了改善上述之問題,本研究試圖從實務的觀點出發,找出並分析品質優良之專利說明書,其共通之特色為何,以及如何評估專利實際替企業創造的利益。本研究擬就下列問題進行討論:

問題一:目前常用的以「專利引證資訊」及「專利說明書可量化數據」為基礎之專利價值評量模式是否可靠?
問題二:專利的品質與價值如何定義與區分開來評估?
問題三:影響專利說明書品質之指標因子及流程為何?
問題四:評估專利價值之流程應為何?
問題五:由產業結構切入之專利評量模型可行性?

本研究之架構乃由現有理論基礎配合產業實務,首先將專利之評估方式分成「品質」及「價值」兩階段。接著以TFT-LCD產業之著名訴訟專利及廣視角技術作為研究對象,討論擁有優良品質之專利其特色為何。再連結產業結構、價值鏈、供應鏈、產品結構、技術結構、營收結構等市場面議題以實證專利之價值,並分析探討本研究之專利評量模型可行性。最後,針對提出之問題歸納出研究結論,給予學界及產業界一個專利評量之方法參考。
zh_TW
dc.description.abstract (摘要) In recent years, the concept of improving patent quality is spread over companies and cooperations. Analysis system, as a tool for effectively measuring patent quality, is the prerequisite of patent evaluation. The most general way of patent evaluation is developed by CHI Research, which bases on the information of “patent citation” and “patent quantity” for formulas. However, the essential factor of the patent quality can not be suitably presented by the foregoing indices and formulas. Furthermore, there is no direct relationship between the commercial value and such evaluation process. In order to improve the evaluation process, this research focuses on analyzing the common characteristics of high quality patents and how to value the actual commercial profit earned by patents, form the points of views of practice. Therefore, the objects of the research were to answer the questions as the follows:

1. Are the existing patent evaluation methodology which base on the information of “patent citation” and “countable indices in patent disclosure” dependable.
2. How to define and evaluate “patent quality” and “patent value” respectively.
3. What is the essential factors and evaluation process of patent quality.
4. What is the evaluation process of patent value.
5. The feasibility of patent evaluation model initialed from the industrial structure.
This method of the research combines current theory and industry practice. First, the evaluation process is devided into two steps: “quality” and “value”. Then it takes TFT-LCD industry for example, by analyzing a famous litigation patent and VA technology to discuss the common characteristics of high quality patents. Then, from the business point of view, the research links with several indices such as industry structure, value chain, supply chain, product structure, technology structure and revenue structure to derive the patent value. The feasibility of patent evaluation model by this research will also be discussed. At last, the research summarize the result to present an evaluation methodology of patent quality and value, which may be a useful reference to industry and the academia.
en_US
dc.description.tableofcontents 第一章 緒論 1
第一節 研究背景 1
第二節 研究動機 5
第三節 研究目的與研究問題 7
第四節 研究流程 8
第二章 文獻回顧與分析 9
第一節 專利之特性 9
第二節 智慧資本理論之專利價值評估文獻 16
第三節 專利量化指標之專利價值評估文獻 20
第四節 專利說明書內容與專利價值關係之文獻 30
第五節 專利衡量表之專利價值評估文獻 34
第六節 專利侵權賠償金計算因子之文獻 38
第七節 文獻探討小結 40
第三章 研究設計與方法 41
第一節 研究架構 41
第二節 研究範圍 44
第三節 研究限制 46
第四章 TFT-LCD產業實務分析 47
第一節 TFT-LCD產業發展 47
第二節 TFT-LCD產業市場分析 67
第三節 廣視角與消除莫瑞(Moiré)技術介紹 73
第四節 TFT-LCD之智財交易及侵害訴訟 88
第五章 專利評量之指標與方法論 97
第一節 專利品質與價值之定義 97
第二節 專利之品質評估 99
第三節 專利之價值評估 122
第四節 專利評量方法探討 141
第六章 結論與建議 149
第一節 研究結論 149
第二節 研究貢獻 155
第三節 後續研究建議 156

參考文獻 157
附錄一 日本特許廳專利評價指標—移轉版 163
附錄二 US 5,280,371號專利內容 166
附錄三 US 5,280,371號專利同年度公告之專利被引用次數排名 168
附錄四 US 5,280,371專利申請文件之原始申請權利項 169
附錄五 Samsung之PVA技術關鍵專利 172
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dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#G0923590391en_US
dc.subject (關鍵詞) 專利zh_TW
dc.subject (關鍵詞) 品質zh_TW
dc.subject (關鍵詞) 價值zh_TW
dc.subject (關鍵詞) 評量zh_TW
dc.subject (關鍵詞) Patenten_US
dc.subject (關鍵詞) Qualityen_US
dc.subject (關鍵詞) Valueen_US
dc.subject (關鍵詞) Evaluationen_US
dc.title (題名) 專利之品質與價值評量方法—以TFT-LCD產業為例zh_TW
dc.title (題名) The Evaluation Method of Patent Quality and Value-Center on the Industry of TFT-LCDen_US
dc.type (資料類型) thesisen
dc.relation.reference (參考文獻) 一、中文部分zh_TW
dc.relation.reference (參考文獻) 1. PIDA,「2006 PIDA成果發表暨記者聯誼會新聞稿全球光電市場與台灣光電產業回顧與展望」http://www.pida.org.tw/pida/060118-newsrelease.doczh_TW
dc.relation.reference (參考文獻) 瀏覽日期:2006/6/12zh_TW
dc.relation.reference (參考文獻) 2. 王信陽(2004/5),「TFT-LCD關鍵材料及零組件供需現況」,光連雙月刊zh_TW
dc.relation.reference (參考文獻) 3. 友達光電首頁:http://www.auo.comzh_TW
dc.relation.reference (參考文獻) 瀏覽日期:2006/6/15zh_TW
dc.relation.reference (參考文獻) 4. 未來產研,「日本三重縣Crystal Valley計劃」光電科技第71期(2005年6月)zh_TW
dc.relation.reference (參考文獻) 5. 沈耀華、陳錚詒,「15個新台灣大王」,商業週刊(2005年10月號)zh_TW
dc.relation.reference (參考文獻) 6. 周延鵬(2006),「虎與狐的智慧力」,天下文化zh_TW
dc.relation.reference (參考文獻) 7. 紀國鐘、鄭晃忠,「液晶顯示器技術手冊」(民國91年10月)zh_TW
dc.relation.reference (參考文獻) 8. 科技產業資訊室網頁:USPTO公布2005年美國專利核准數前十名(2006/01)zh_TW
dc.relation.reference (參考文獻) http://cdnet.stpi.org.tw/techroom/pclass/pclass_A027.htmzh_TW
dc.relation.reference (參考文獻) 瀏覽日期:2006/3/28zh_TW
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