dc.contributor.advisor | 李明 | zh_TW |
dc.contributor.advisor | Lee, Ming | en_US |
dc.contributor.author (Authors) | 葛傳宇 | zh_TW |
dc.contributor.author (Authors) | Ko, Chuan Yu | en_US |
dc.creator (作者) | 葛傳宇 | zh_TW |
dc.creator (作者) | Ko, Chuan Yu | en_US |
dc.date (日期) | 2009 | en_US |
dc.date.accessioned | 8-Dec-2010 11:00:01 (UTC+8) | - |
dc.date.available | 8-Dec-2010 11:00:01 (UTC+8) | - |
dc.date.issued (上傳時間) | 8-Dec-2010 11:00:01 (UTC+8) | - |
dc.identifier (Other Identifiers) | G0093253501 | en_US |
dc.identifier.uri (URI) | http://nccur.lib.nccu.edu.tw/handle/140.119/49424 | - |
dc.description (描述) | 博士 | zh_TW |
dc.description (描述) | 國立政治大學 | zh_TW |
dc.description (描述) | 外交研究所 | zh_TW |
dc.description (描述) | 93253501 | zh_TW |
dc.description (描述) | 98 | zh_TW |
dc.description.abstract (摘要) | 跨國公司與開發中國家官員之賄賂關係被稱為骯髒聯盟。非國家行為者是形塑與改變國際規範之重要參與者,本研究檢視重點在於國際透明組織為切斷骯髒聯盟之供需關係,如何運用其獨特之跨國倡議網絡模式,透過建立聯盟(coalition-building)途徑,促成國際公約並且改變簽署國之國家行為。該非政府組織影響國際關係之具體成果為1997年簽署之OECD反賄公約,該公約是第一個從供應方(supply-side)切斷跨國商業賄賂鏈之國際規範,其立法歷程與會員國之國家偏好改變足以證明國際透明組織之影響力。 主流學派之結構現實主義者主張國際關係是結構決定論,以強權國家為主要的、具決定性之行為者,國家偏好是外生給定的利益排序。本研究主張以建構主義為基礎之全球反貪運動則是反其道而行,國際透明組織建構之跨國倡議網絡,擅用人氣政治與切身性政治,以合作取代對抗,有效促成已開發國家採取集體行動,簽署OECD反賄公約。當強權之間拒絕改變現狀時,非國家行為者之理念說服行動可以逐一改變國家偏好,進而改變國際規範。在倡議國際反貪議題上,國際透明組織的確是國際新規範之催生者。 本文採案例研究,主體為國際透明組織,客體為OECD反賄公約,交叉運用深度訪談與調查式過程追蹤研究,密集而深入取得相關當事人提供之第一手資料,彌補既有文獻靜態分析之不足。 | zh_TW |
dc.description.abstract (摘要) | Non-state actors are essential participants in shaping and changing international norms. There has been a long-standing practice of a tacit “dirty alliance” between multinational corporations and developing countries officials. This research focuses on Transparency International(TI), which seeks to sever the supply and demand chain relationships of the dirty alliance by mobilizing a unique model of transnational advocacy network (TAN), engaging coalition-building, lobbying for a new set of international norms and persuading the changes of signatory states’ behavior. The fruits are the adoption of the 1997 OECD Anti-Bribery Convention, which is the first supply-side norm to cut off transnational business bribery chain. Both the key events of the legislative process and the changes of state preferences among the signatories validify the argument for the TI’s significant influence. Contrary to mainstream international relations theories such as structural realism claiming structural determinism, predominant role of powerful states, and exogenously given nature of state preferences, this research proves constructivism prevails. TI’s TAN model artistically exercises popularity politics as well as proximity politics, advocates cooperation instead of confrontation against bribe-givers and bribe-takers, and effectively persuades developed countries to take collective actions by adopting and ratifying the OECD Anti-Bribery Convention. While powerful states resist changing the status quo, non-state actors indeed demonstrate their capability of persuading states to change their preferences. TI is entitled to be the midwife in formulating new international norms against transnational corruption. This research applies case study methodology, making TI as the subject and the OECD Anti-Bribery Convention as the object. Diligent analysis and interpretations are based on the cross-references of in-depth interviews and investigative process-tracing method to extract the primary data from relevant parties so as to supplement the deficiencies of the available literatures. | en_US |
dc.description.tableofcontents | 第壹章、緒論 1第一節 問題源起—心照不宣之「骯髒聯盟」 1第二節 研究動機與研究問題 6第三節 假設命題 9第四節 研究方法 14第五節 本文研究方法之貢獻 19第貳章、文獻探討與理論架構 23第一節 建構國際關係新議題 24第二節 貪污理論 27第三節 代理理論之解釋力不足 35第四節 博奕理論解釋貪污之侷限性 40第五節 反貪之跨國倡議網絡與本文研究架構 45第參章、內部動力—國際透明組織之反貪倡議 57第一節 環境動力 57第二節 國際透明組織之崛起 64第三節 從錯誤中學習—國際透明組織之定位與策略 65第四節 官逼民反—「如果我們不去行賄,就必須消除腐敗」 70第五節 反貪工具之開發運用 72第六節 國際透明組織之全球影響力—主觀數據與客觀數據之比較 78第肆章、外部動力—倡議網絡之跨國運作 83第一節 美歐強權間之競爭與合作 89第二節 建立夥伴關係—世界銀行 99第三節 商業貪污的供需鏈—已開發國家與跨國企業 102第四節 反貪工具之供給方—知識社群 105第五節 全球能見度之觸媒—國際媒體 108第六節 小結—擅用人氣政治與切身性政治之倡議者 109第伍章、跨國倡議集體行動—OECD反賄公約 111第一節 重要性—切斷賄賂供應鏈的第一部成文國際法 112第二節 關鍵事件歷程 115第三節 脫鉤現象 126第四節 民間與政府之監督機制 130第五節 功能對等原則之適用性 135第六節 小結—反貪成效檢定 139第陸章、全球反貪運動之反思 143第一節 國際透明組織之具體貢獻 143第二節 內部分裂與出走 145第三節 反思 154第四節 小結—出走影響理念實踐 162第柒章、結論 165第一節 國際透明組織之倡議與運作獨特性 166第二節 研究心得 172第三節 本文之侷限性 179第四節 研究展望 181附表一、本研究之深度訪談對象與回應表(2008年11月~2010年1月) 185附表二、2009年貪污認知指數(CORRUPTION PERCEPTIONS INDEX, CPI) 187附表三、全球反貪國際法立法進程表(2009年12月31 日止) 197附表四、2009年OECD反賄公約簽約國執法比較表 199參考書目 200圖目錄圖1、 建構國際規範之三構面-----------------------------------------------27圖2、 本文之核心基本理論—跨國倡議網絡(常見之基本回力鏢模式)----------------------------------------------------------------------------48圖3、 修正之回力鏢模式-----------------------------------------------------51圖4、 研究架構-----------------------------------------------------------------55圖5、 國際透明組織成長歷程—爭議、教訓以及成效-----------------67圖6、 國際透明組織尋求結盟之主體與運作策略-----------------------85圖7、 國際反貪公約立法歷程(1996-2009)-------------------------------114圖8、 國際透明組織影響OECD之重要歷程(1996-2009)-------------121表目錄表1、 代理理論在國際關係之解釋力--------------------------------------37表2、 解釋與詮釋國際反貪運動之路徑理論比較-----------------------44表3、 跨國倡議網絡之回力鏢模式比較表--------------------------------53表4、 非政府組織之特性與跨國運作比較---------------------------------69表5、國際透明組織共同創始人與初期工作人員對外建立聯盟之貢獻--------------------------------------------------------------------------------88表6、 美國1977年海外貪污行為法(FCPA)之立法效應爭論----------96表7、 知識社群對於全球反貪運動之貢獻表---------------------------107表8、 1998年12月31日最後期限前批准OECD反賄公約之國家------------------------------------------------------------------------------122表9、 OECD反賄公約與UN反貪公約比較表(2009年12月31日止)--------------------------------------------------------------------------126表10、 2005-2009年國際透明組織有關OECD反賄公約之進度報告摘要表---------------------------------------------------------------------133表11、 OECD反賄公約條文摘要表--------------------------------------137表12、 國際透明組織之全球反貪成效檢定表---------------------------141表13、 國際透明組織兩位主要創始人理念與路線之爭---------------150表14、 國際透明組織跨國運作之類型化策略---------------------------168表15、 跨國商業貪污之分類------------------------------------------------178 | zh_TW |
dc.format.extent | 1856635 bytes | - |
dc.format.mimetype | application/pdf | - |
dc.language.iso | en_US | - |
dc.source.uri (資料來源) | http://thesis.lib.nccu.edu.tw/record/#G0093253501 | en_US |
dc.subject (關鍵詞) | 貪污 | zh_TW |
dc.subject (關鍵詞) | 骯髒聯盟 | zh_TW |
dc.subject (關鍵詞) | 國際透明組織 | zh_TW |
dc.subject (關鍵詞) | 跨國倡議網絡 | zh_TW |
dc.subject (關鍵詞) | OECD反賄公約 | zh_TW |
dc.subject (關鍵詞) | 過程追蹤法 | zh_TW |
dc.subject (關鍵詞) | corruption | en_US |
dc.subject (關鍵詞) | dirty alliance | en_US |
dc.subject (關鍵詞) | Transparency International | en_US |
dc.subject (關鍵詞) | transnational advocacy network | en_US |
dc.subject (關鍵詞) | OECD Anti-Bribery Convention | en_US |
dc.subject (關鍵詞) | process-tracing | en_US |
dc.title (題名) | 非國家行為者之跨國運作--以國際透明組織之全球反貪運動為例 | zh_TW |
dc.title (題名) | Transnational Advocacy of Non-State Actors--A Case Study on Transparency International`s Global Anti-corruption Movement | en_US |
dc.type (資料類型) | thesis | en |
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