| dc.contributor.advisor | 張新平 | zh_TW |
| dc.contributor.author (Authors) | 馬翠吟 | zh_TW |
| dc.creator (作者) | 馬翠吟 | zh_TW |
| dc.date (日期) | 2009 | en_US |
| dc.date.accessioned | 8-Dec-2010 17:38:10 (UTC+8) | - |
| dc.date.available | 8-Dec-2010 17:38:10 (UTC+8) | - |
| dc.date.issued (上傳時間) | 8-Dec-2010 17:38:10 (UTC+8) | - |
| dc.identifier (Other Identifiers) | G0095651024 | en_US |
| dc.identifier.uri (URI) | http://nccur.lib.nccu.edu.tw/handle/140.119/49728 | - |
| dc.description (描述) | 碩士 | zh_TW |
| dc.description (描述) | 國立政治大學 | zh_TW |
| dc.description (描述) | 法律學研究所 | zh_TW |
| dc.description (描述) | 95651024 | zh_TW |
| dc.description (描述) | 98 | zh_TW |
| dc.description.abstract (摘要) | 國際貿易實務上，「信用狀」係往來銀行提供信用狀擔保付款之模式，確保跨國貿易之順利完成、加速貿易進行，為當今世界重要付款方式。「信用狀統一慣例（UCP）」係國際商會（ICC）制定之信用狀交易實務慣例，自1933年首次頒布以來，目前已成為全世界公認遵行之信用狀標準處理方針。2007年，國際商會公佈最新修訂版本之第600號出版物“UCP 600”，明定因應銀行及航運實務發展、檢討UCP 500之規範文字及語體、抑制銀行拒絕付款率等為主要修訂目標。鑑於UCP 600對於未來國際貿易發展之影響力，實有全面且深入研究UCP 600條款內容及規範目的之必要。本文以UCP 600新增定義解釋條款、審查單據條款、及運送單據條款為研究主題，透過闡釋條文涵義、比較與UCP 500之差異、探究新條款影響、檢討修訂目標之成效等，俾使信用狀當事人及相關銀行正確理解及適用UCP 600條款內容。本文首先介紹信用狀之特性、經濟功能及信用狀統一慣例之定位適用等基本概念；其次從文義解釋、法律性質及當事人間法律關係等觀點切入，闡釋UCP 600本次新增之定義及解釋條款；並研究銀行實務最常發生爭議之審查單據程序，詳盡分析UCP 600規定之審單標準、符合提示、拒付瑕疵單據等重要條款。此外，本文探討UCP 600所規定國際航運常見之提單、多式運送單據、不可轉讓海運單及傭船提單等運送單據條款。最後，本文針對UCP 600條款之重要修訂內容予以彙整，嘗試提出該等條款之修正趨勢及未來發展。 | zh_TW |
| dc.description.abstract (摘要) | In international trade practice, “letter of credit”which is the most important type of payment in the world is the means of settlement that an issuing bank independently undertake to honour a complying presentation , and that ensures international trade to successfully completed, and speeded up the transactions.“ICC Uniform Customs and Practice for Documentary Credit(UCP)”is the rules of international letter of credit practice promulgated by the Commission on Banking Technique and Practice of the International Chamber of Commerce(ICC).The 2007 Revision, UCP 600, is the latest of a series of revisions of these ICC rules that date from 1933 and have in their evolution become the universal norm for commercial letter of credit. The introduction of UCP 600 expressly indicated the main revised objective was to address developments in banking and transport industries, to look at the language and style used in UCP 500, and to reduce the rejections of the documents presented under letter of credit.In consideration of the influence of UCP 600 for the development of international trade in the future, it was necessary to generally and deeply research the clauses and provisions of UCP 600 and the revised objective. This paper’s research subjects include the formal definitions and interpretations of UCP 600, the provision regarding examination of documents, and the provisions regarding transport documents. In order to make the parties of letter of credit and the relevant banks correctly understand and apply the UCP 600 clauses, this paper interprets the meaning of UCP 600 clauses, compares the differences between UCP 600 and UCP 500, analyses the influence of new provisions, and look at the achievements of this revision.This paper first introduces the fundamental conceptsincluded the characteristic of letter of credit, the economic functions of letter of credit, and the position and application of UCP 600.The second part is to discuss the formal definitions and interpretations that UCP 600 new formulated from the perspectives of language interpretation, quality of law, and the law relationship of the parties. Then this paper discusses the rules for the examination of documents that most controversial in banking industries, and analyses the important provisions regarding standard for examination of documents, complying presentation, and rejection of discrepant documents. Moreover, this paper is referring to the general transport documents clauses stipulated in UCP 600, including bill of lading, multimodal transport document, non-negotiable sea waybill, and charter party bill of lading. Finally, this paper synthesizes the significant revised provisions, and recommends several suggestions about modifying the relevant provisions in UCP 600 and development in the future. | en_US |
| dc.description.tableofcontents | 第一章 緒論...............................................1第一節 研究題目之說明......................................1第二節 研究動機與研究目的...................................1一、研究動機.............................................. 2二、研究目的.............................................. 3第三節 研究方法與範圍.......................................3第四節 研究架構............................................4第二章 信用狀與信用狀統一慣例................................7第一節 信用狀之基本問題.....................................7第一款 信用狀之定義........................................ 8第二款 信用狀之特性........................................ 9第三款 信用狀之經濟功能.....................................11第四款 信用狀之交易流程.....................................12第二節 信用狀統一慣例之基本問題............................. 15第一款 信用狀統一慣例之制定與沿革............................15第二款 信用狀統一慣例之定位.................................16第三款 UCP 600之適用......................................16第三節 UCP 600之修訂重點...................................17第三章 定義與解釋條款......................................21第一節 定義條款之釋義......................................21第一款 通知銀行...........................................22第二款 申請人.............................................22第三款 銀行營業日..........................................24第四款 受益人.............................................25第五款 符合之提示..........................................26第六款 保兌...............................................27第七款 保兌銀行............................................28第八款 信用狀.............................................29第九款 兌付...............................................30第十款 開狀銀行............................................32第十一款 讓購.............................................34第十二款 指定銀行..........................................38第十三款 提示.............................................39第十四款 提示人............................................40第二節 解釋條款之釋義......................................40第一款 單數與複數 .......................................41第二款 不可撤銷性..........................................41第三款 簽署...............................................43第四款 公證與證明..........................................44第五款 銀行之分行..........................................45第六款 說明單據簽發人之含糊用語..............................46第七款 關於適時行動之含糊用語...............................46第八款 期日之容許限度......................................47第九款 裝運期間之介系詞.....................................48第十款 到期日之介系詞......................................49第十一款 一個月之部分......................................49第四章 信用狀項下之單據審查.................................51第一節 銀行審查單據原則....................................51第一款 審查單據表面記載之基本責任............................51第二款 單據審查期間與正本運送單據提示期間.....................54第三款 單據符合性之標準.....................................59第四款 單據之內容..........................................62一、其他單據之貨物說明......................................62二、未規定單據內容..........................................63三、受益人與申請人之聯絡細節.................................64四、單據之發貨人或託運人.....................................65第五款 非信用狀要求之單據與未單據化條件.......................65第六款 國際標準銀行時物之釋義...............................68第二節 符合之提示與瑕疵單據.................................69第一款 符合之提示..........................................70第二款 瑕疵單據之拒付......................................71第三款 拒絕付款之通知......................................73第四款 銀行拒付後之權利.....................................80第三節 正本單據與副本單據...................................82第一款 正本單據之提示......................................83第二款 正本單據之判斷標準...................................84第三款 副本單據............................................86第四節 信用狀項下主要單據-商業發票與保險單據.................87第一款 商業發票............................................87一、商業發票之定義與功能.....................................88二、商業發票之各項記載內容...................................88三、商業發票金額之誤差......................................91四、關於貨物、勞務或履約行為之說明............................91第二款 保險單據............................................93一、保險單據之概說..........................................93二、保險單據之簽發與提示.....................................95三、承保範圍...............................................97四、保險金額...............................................98五、其他保險單據條款.......................................100第五章 運送單據...........................................103第一節 海運相關單據.......................................103第一款 提單..............................................106一、提單之概說............................................106二、UCP 600第20條之適用範圍................................107三、提單應記載事項.........................................108四、運送單據之裝載註記.....................................116五、唯一或全部正本運送單據之提示.............................119六、提單得記載事項.........................................120七、提單不應記載事項.......................................122八、提單項下之轉運.........................................122九、提單之其他規定.........................................126第二款 涵蓋至少兩種不同運送方式之運送單據....................129一、「涵蓋至少兩種不同運送方式之運送單據」之意義...............129二、UCP 600第19條之適用範圍................................129三、多式運送單據應記載事項..................................131四、第19條多式運送單據之其他規定............................134五、多式運送單據項下之轉運..................................135第三款 不可轉讓之海運單....................................136第四款 傭船提單...........................................137第五款 承攬運送人簽發之運送單據.............................140第二節 其他種類運送單據-以航空運送單據為中心.................142第一款 航空運送單據之概說..................................142第二款 UCP 600第23條航空運送單據之規範.....................143第三節 常見之運送單據條款..................................147第一款 甲板上、自行裝貨點數、據託運人稱內裝、運費以外費用......148第二款 清潔運送單據.......................................150第六章 結論與建議.........................................152第一節 結論..............................................152第二節 建議..............................................162參考文獻.................................................166 | zh_TW |
| dc.format.extent | 11798323 bytes | - |
| dc.format.mimetype | application/pdf | - |
| dc.language.iso | en_US | - |
| dc.source.uri (資料來源) | http://thesis.lib.nccu.edu.tw/record/#G0095651024 | en_US |
| dc.subject (關鍵詞) | 信用狀 | zh_TW |
| dc.subject (關鍵詞) | 信用狀統一慣例 | zh_TW |
| dc.subject (關鍵詞) | 定義 | zh_TW |
| dc.subject (關鍵詞) | 解釋 | zh_TW |
| dc.subject (關鍵詞) | 單據 | zh_TW |
| dc.subject (關鍵詞) | 審查單據 | zh_TW |
| dc.subject (關鍵詞) | 瑕疵 | zh_TW |
| dc.subject (關鍵詞) | 拒絕付款 | zh_TW |
| dc.subject (關鍵詞) | 運送單據 | zh_TW |
| dc.subject (關鍵詞) | letter of credit | en_US |
| dc.subject (關鍵詞) | ICC Uniform Customs and Practice for Documentary Credit | en_US |
| dc.subject (關鍵詞) | UCP 600 | en_US |
| dc.subject (關鍵詞) | definitions | en_US |
| dc.subject (關鍵詞) | interpretations | en_US |
| dc.subject (關鍵詞) | document | en_US |
| dc.subject (關鍵詞) | examination of documents | en_US |
| dc.subject (關鍵詞) | discrepancy | en_US |
| dc.subject (關鍵詞) | refuse to honour or negotiate | en_US |
| dc.subject (關鍵詞) | transport document | en_US |
| dc.title (題名) | 信用狀統一慣例UCP 600相關問題之研究-以定義解釋及單據條款為中心 | zh_TW |
| dc.title (題名) | Studies on issues related to UCP 600 - Focusing on the articles regarding the definitions, interpretations, and documents | en_US |
| dc.type (資料類型) | thesis | en |
| dc.relation.reference (參考文獻) | 一、中文資料 | zh_TW |
| dc.relation.reference (參考文獻) | （一）書籍 | zh_TW |
| dc.relation.reference (參考文獻) | 1.余森林、楊安和，2007年信用狀統一慣例(UCP 600)逐條解說，余森林發行 弘揚圖書總經銷，2007年。 | zh_TW |
| dc.relation.reference (參考文獻) | 2.倪成彬主編，最新版信用狀統一慣例問題解析，財團法人金融人員訓練中心，1995年。 | zh_TW |
| dc.relation.reference (參考文獻) | 3.倪成彬主編，信用狀統一慣例(UCP 500)註釋，財團法人金融人員訓練中心，1993年。 | zh_TW |
| dc.relation.reference (參考文獻) | 4.張錦源，信用狀理論與實務─國際商業信用證實務，三民書局，2003年四版。 | zh_TW |
| dc.relation.reference (參考文獻) | 5.張錦源，國際貿易法，三民書局，2006年6月增訂七版。 | zh_TW |
| dc.relation.reference (參考文獻) | 6.張新平，海商法，2008年9月修訂三版。 | zh_TW |
| dc.relation.reference (參考文獻) | 7.陳正賢等編撰，信用狀統一慣例（UCP 600）註釋，財團法人台灣金融研訓院，2008年。 | zh_TW |
| dc.relation.reference (參考文獻) | 8.陳賢芬，信用狀交易糾紛解析─信用狀理論及UCP在信用狀作業之應用，財團法人台灣金融研訓院，1996年。 | zh_TW |
| dc.relation.reference (參考文獻) | 9.陳賢芬，UCP 600在進出口實務應用之解析─新版信用狀統一慣例對進出口實務之衝擊，宏典文化，2007年。 | zh_TW |
| dc.relation.reference (參考文獻) | 10.國際商會中華民國總會，信用狀統一慣例+電子信用狀統一慣例(UCP 600+eUCP1.1)，2007年。 | zh_TW |
| dc.relation.reference (參考文獻) | 11.國際商會中華民國總會，國際標準銀行實務─跟單信用狀項下單據之審查，2007年。 | zh_TW |
| dc.relation.reference (參考文獻) | 12.國際商會中華民國總會，UCP 500問答篇─國際商會銀行委員會之見解(1998-1999)，台灣金融研訓院，2002年。 | zh_TW |
| dc.relation.reference (參考文獻) | 13.國際商會中華民國總會，UCP 500問答篇─國際商會銀行委員會之見解(1995-1996)，台灣金融研訓院，1999年。 | zh_TW |
| dc.relation.reference (參考文獻) | 14.國際商會中華民國總會，信用狀統一慣例+電子信用狀統一慣例(UCP 500+eUCP)，1993年。 | zh_TW |
| dc.relation.reference (參考文獻) | 15.蔡緣，融資貿易，華泰文化總經銷，2007年第十三版。 | zh_TW |
| dc.relation.reference (參考文獻) | （二）期刊文章 | zh_TW |
| dc.relation.reference (參考文獻) | 1.張新平，信用狀統一慣例中運送條款之新規定及其影響─以UCP600第一九條至第二二條為中心，台灣法學第116期，2008年11月。 | zh_TW |
| dc.relation.reference (參考文獻) | 2.康蕙芬，論信用狀的Negotiation，台北大學法學論叢第六十四期。 | zh_TW |
| dc.relation.reference (參考文獻) | (三)學生論文 | zh_TW |
| dc.relation.reference (參考文獻) | 1.林世緯，一九九三年信用狀統一慣例中海運單據及空運單據之研究，國立海洋大學海洋法律研究所碩士論文，1995年。 | zh_TW |
| dc.relation.reference (參考文獻) | 2.張正忠，信用狀交易下銀行拒絕付款之研究，國立海洋大學海洋法律研究所碩士論文，1994年。 | zh_TW |
| dc.relation.reference (參考文獻) | 3.陳賢芬，信用狀統一慣例與信用狀交易爭議解決之研究，東吳大學國際經營與貿易學系碩士論文，2008年6月。 | zh_TW |
| dc.relation.reference (參考文獻) | 二、英文資料 | zh_TW |
| dc.relation.reference (參考文獻) | （一）書籍 | zh_TW |
| dc.relation.reference (參考文獻) | 1.Byrne, James E. THE COMPARISON OF UCP 600&UCP 500, ICC Publication No.600(2007). | zh_TW |
| dc.relation.reference (參考文獻) | 2.Busto,Charles del, DOCUMENTARY CREDITS UCP500&400 COMPARD, INTERNATIONAL CHAMBER OF COM(1995). | zh_TW |
| dc.relation.reference (參考文獻) | 3.Collyer,Gary, FREQUENTLY ASKED QUESTIONS UNDER UCP 600 VOLUME IV, （Collyer Consulting 2009). | zh_TW |
| dc.relation.reference (參考文獻) | 4.Collyer,Gary, FREQUENTLY ASKED QUESTIONS UNDER UCP 600 VOLUME I,II&III（Collyer Consulting 2008). | zh_TW |
| dc.relation.reference (參考文獻) | 5.Collyer,Gary edited; Katz, Ron edited, COLLECTED DOCDEX DECISIONS 2004-2008 , ICC Publication No.696 (2008). | zh_TW |
| dc.relation.reference (參考文獻) | 6.Collyer,Gary, COLLECTED DOCDEX DECISIONS 1997-2003 (ICC PUBLISHING S.A. 2004). | zh_TW |
| dc.relation.reference (參考文獻) | 7.Collyer,Gary, MORE QUERIES AND RESPONSES ON UCP 500 (INTERNATIONAL CHAMBER OF COM 1998). | zh_TW |
| dc.relation.reference (參考文獻) | 8.Fung,King Tak , UCP 600 LEGAL ANALYSIS AND CASE STUDIES (P.E.E.R Consultancy Ltd 2008). | zh_TW |
| dc.relation.reference (參考文獻) | 9.Fung,King Tak, LEADING COURT CASES ON LETTER OF CREDIT (International Chamber of Commerce 2004). | zh_TW |
| dc.relation.reference (參考文獻) | 10.ICC, COMMENTARY ON UCP 600 (International Chamber of Commerce 2007). | zh_TW |
| dc.relation.reference (參考文獻) | 11.ICC, ICC BANKING COMMISSION OPINIONS 2005-2008 (International Chamber of Commerce 2009). | zh_TW |
| dc.relation.reference (參考文獻) | 12.ICC, ICC BANKING COMMISSION UNPUBLISHED OPINIONS 1995-2004 (ICC PUBLISHING S.A. International Chamber of Commerce 2005). | zh_TW |
| dc.relation.reference (參考文獻) | 13.ICC, ICC BANKING COMMISSION COLLECTED OPINIONS 1995-2001 ((ICC PUBLISHING S.A. International Chamber of Commerce 2002). | zh_TW |
| dc.relation.reference (參考文獻) | 14.Katz,Ran ,INSIGHTS INTO UCP 600, ICC Publication No.682 (2008). | zh_TW |
| dc.relation.reference (參考文獻) | （二）期刊文章 | zh_TW |
| dc.relation.reference (參考文獻) | 1.Banker,Walter (Buddy), Dealing with Letter of Credit Discrepancies, Business Credit (Nov/Dec 2000), pp 42-47. | zh_TW |
| dc.relation.reference (參考文獻) | 2.Bergami,Roberto, Will the UCP 600 Provide Solutions to Letter of Credit Transactions? , International Review of Business Research Papers Vol.3 No.2 June 2007,pp 41─53. | zh_TW |
| dc.relation.reference (參考文獻) | 3.Byrne,James E. Negotiation in Letter of Credit Practice and Law：The Evolution of the Doctrine, TEXAS INTERNATIONAL LAW JOURNAL (Summer 2007). | zh_TW |
| dc.relation.reference (參考文獻) | 4.Cioares ,Vald, What forwarder and carriers should know about the UCP 600, Forwarder.com. | zh_TW |
| dc.relation.reference (參考文獻) | 5.Debattista,Charles, The New UCP600─Changes to the Tender of the Seller’s Shipping Documents under Letters of Credit, Journal of Business Law, June Issue(2007). | zh_TW |
| dc.relation.reference (參考文獻) | 6.Diana,Tom, New Rules Ahead for Letters of Credit, Business Credit (Mar 2007),pp 56-58. | zh_TW |
| dc.relation.reference (參考文獻) | 7.Jeffery,Steven, The New UCP 600, Banking&Finance Law Review(Oct 2007),pp 189─207. | zh_TW |
| dc.relation.reference (參考文獻) | 8.Kolko,Daniel M, Strict Compliance Applies to Letter of Credit Issuer,Too ,The Secured Lender(Sep/Oct 2007), pp 44. | zh_TW |
| dc.relation.reference (參考文獻) | 9.Lee,T.O., A Call for Consistency with Transport Conventions, ICC DC Insights Vol. 12 No.3 (2006 July-Sept Issue). | zh_TW |
| dc.relation.reference (參考文獻) | 10.Lee,T.O., The UCP 500 Transport Articles need to be revised, ICC DC Insights Vol.9 No.4 (2003 Oct-Dec Issue). | zh_TW |
| dc.relation.reference (參考文獻) | 11.Smith,Donald R, UCP 600 Takes Effect July 2007:What Is a Discrepancy? ,IOMA’s Report on Managing Credit, Receivables&Collections (May 2007), pp 4-5. | zh_TW |
| dc.relation.reference (參考文獻) | 12.Taneja,Pradeep, UCP600:A Document Restoring the Credibility of | zh_TW |
| dc.relation.reference (參考文獻) | LCs,Business Credit (Feb 2007). | zh_TW |
| dc.relation.reference (參考文獻) | 13.Ulph,Janet, The UCP600:Documentary Credit in the Twenty-first Century, Journal of Business Law, June Issue(2007). | zh_TW |
| dc.relation.reference (參考文獻) | 三、網站資料 | zh_TW |
| dc.relation.reference (參考文獻) | 1.全國法規資料庫入口網站 http://law.moj.gov.tw | zh_TW |
| dc.relation.reference (參考文獻) | 2.聯合知識庫 http://www.udn.com.tw | zh_TW |
| dc.relation.reference (參考文獻) | 3.Google Search http://www.google.com | zh_TW |
| dc.relation.reference (參考文獻) | 4.ILO website http://www.ilo.org | zh_TW |
| dc.relation.reference (參考文獻) | 5.CoastlineSolutions http://www.coastlinesolutions.com/ | zh_TW |
| dc.relation.reference (參考文獻) | 6.Letter of Credit Forum http://letterofcreditforum.com/ | zh_TW |
| dc.relation.reference (參考文獻) | 7.Westlaw Database | zh_TW |
| dc.relation.reference (參考文獻) | 8.Lexis-Nexis Database | zh_TW |
