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題名 關稅遊說與跨國廠商進入模式
Lobbying for Tariff and the Optimal Entry Mode of the Multinational Firm
作者 曾閏瑋
Tseng, Jun-Wei
貢獻者 王智賢<br>Wang, Jue-Shyan
曾閏瑋
Tseng, Jun-Wei
關鍵詞 關稅
遊說
進入模式
tariff
lobbying
entry mode
日期 2009
上傳時間 9-Dec-2010 16:01:52 (UTC+8)
摘要 在全球化趨勢下,擁有較佳技術的跨國廠商開始以不同方式跨足海外市場,面對國際競爭,本國廠商亦會利用政治獻金干預政府的貿易決策。本文藉由政治獻金遊說模型討論跨國廠商、本國廠商與政府三方的互動關係。本國廠商一方面運用政治獻金遊說政府,政府一方面則在政治獻金與人民福祉的抉擇中做出決策,最後跨國廠商就在給定遊說的關稅水準之下,選擇對其最有利的方式進入國內市場。本文發現除了政府制訂的關稅水準、兩國廠商成本差異外,社會福利權數亦是影響跨國廠商進入模式的重要因素。不同的社會福利權數可以對應出不同的政府政策,而不同的政府政策亦會牽動跨國廠商進入模式的選擇。此時,政府必須要相當重視社會福利權數,則跨國廠商才會選擇使政府效用相對較大的進入模式。
In the trend of globalization, the multinational firm with superior technologies intend to employ various strategies for entering the foreign markets. Confronting these international competitions, then the host country firm usually utilize the political contribution to sway the policy. In this paper, we examine the relationships among the multinational firm, host country firm, and the domestic government by the political contribution model. Going with the political contribution from the host country firm, the domestic government usually works out the policy by considering the tradeoff between political contribution and social welfare. Eventually, the multinational firm selects an optimal entry mode with a given tariff to enter the markets which determined by lobby. Our result demonstrates that besides the tariff and cost difference, the social welfare is also crucial to the choice of entry mode. Different social welfare weight brings out various policies which will influence the entry mode of multinational firm. Only when the domestic government takes social welfare seriously, the multinational firm will choose the entry mode which makes the government’s utility larger.
參考文獻 蔡宜臻、邱俊榮 (2009),「跨國廠商的進入模式-直接投資、出口與授權決策」,經濟論文,第 37 卷 1 期,1-26。
Aidt, T. S. (1997) “Political Internalization of Economic Externalities and Environmental Policy,"Journal of Public Economics, 69, 1-16.
Belderbos, R. and L. Sleuwaegen (1998), “Tariff Jumping FDI and Export Substitution: Japanese Electronic Firms in Europe,” International Journal of Industrial Organization, 16, 601-638.
Buckley, P. J., Casson M. C., (1998). “Analyzing Foreign Market Entry Strategies: Extending the Internalization Approach,”Journal of International Business Studies, 29, 539-562.
Dixit, A., (1984), “International Trade Policy for Oligopolistic Industries,” Economic Journal, 94, 1-16.
Eicher, T. and J. W. Kang (2005), “Trade, Foreign Direct Investment or Acquisition: Optimal Entry Modes for Multinationals,” Journal of Development Economics, 77, 207-228.
Ethier, W. J. (1986), “The Multinational Firm,” Quarterly Journal of Economics, 80, 805-833.
Fosfuri, A. (2000), “Patent Protection, Imitation and The Mode of Technology Transfer,”International Journal of Industrial Organization, 18, 1129-1149.
Fosfuri, A., M. Motta and T. Ronde (2001), “Foreign Direct Investment and Spillovers through Workers’ Mobility,” Journal of Development Economics, 53, 205-222.
Gawande, K., P. Krishna and M. J. Robbins (2004), "Foreign Lobbies and US Trade Policy", NBER Working Paper, No. 10205.
Grossman, G. M. and E. Helpman (1994), “Protection for Sale,” American Economic Review, 84, 833-850.
Harris, R. and N. Schmitt (2000), “Strategic Export Policy with Foreign Direct Investment and Import Substitution,” Journal of Development Economics, 62, 85-104.
Horstmann, I. and J. R. Markusen (1987a), “Strategic Investment and the Development of Multinationals,” International Economic Review, 28, 109-121.
Horstmann, I. and J. R. Markusen (1987b), “Licensing versus Direct Investment: A Modelof Internalization by the Multinational Enterprise,” Canadian Journal of Economics , 20,464-481.
Horstmann, I. and J. R. Markusen (1992), “Endogenous Market Structures in International Trade,” Journal of International Economics, 10, 361-368.
Kabiraj, T. and S. Marjit (2003), “Protecting Consumers through Protection: The Role of Tariff-Induced Technology Transfer,” European Economic Review, 47, 113-124.
Konishi, H., K. Saggi and S. Weber (1999), “Endogenous Trade Policy under Foreign Direct Investment,” Journal of International Economics, 49, 289-308.
Ludema, R. D. (2001), “Market Collusion and the Politics of Protection,” European Journal of Political Economy, 17(4), 817-833.
Magee, C. (2002), “Endogenous Trade Policy and Lobby Formation:An Application to the Free-Rider Problem, "Journal of International Economics, 57, 449-471.
Mitra, D. (2002), “Endogenous Political Organization and the Value of Trade Agreements, "Journal of International Economics, 57, 473-485.
Motta, M. (1992), “Multinational Firms and the Tariff-Jumping Argument,” European Economic Review, 36, 1557-1571.
Motta, M., J. F. Thisse and A. Cabrales (1997), “On the Persistence of Leadership and Leapfrogging in International Trade,” International Economic Review, 38, 809-824.
Mukheriee, A. and P. Enrico (2006), “Tariffs, Licensing and Market Structure,” European Economic Review, 50, 1699–1707.
Murakami, Y. (2005), “Are Multinational Enterprises more Productive: A Test of The Selection Hypothesis,” Journal of Asian Economics, 16, 327-339.
Qiu, L. D. and Z. Tao (2001), “Export, Foreign Direct Investment, and Local Content Requirement,” Journal of Development Economics, 66, 101-125.
Rob, R. and N. Vettas (2003), “Foreign Direct Investment and Exports with Growing Demand,” Review of Economic Studies , 69, 1-20.
Rostoker, M. (1984), “A Survey of Corporate Licensing,” The Journal of Law and Technology, 24, 59–92.
Rowthorn, R. E. (1992), “Intra-Industry Trade and Investment under Oligopoly: The Role of Market size,” Economic Journal, 102, 402-414.
Saggi, K. (1996), “Entry into a Foreign Market: Foreign Direct Investment versus Licensing,” Review of International Economics, 4, 99-104.
Saggi, K. (1999), “Foreign Direct Investment, Licensing, and Incentives for Innovation,” Review of international Economics, 7, 699-714.
Smith, A. (1987), “Strategic Investment, Multinational Corporations and Trade Policy,” European Economic Review, 31, 89-96.
Song, E. Y. (1996), “Voluntary Export Restraints and Strategic Technology Transfer,” Journal of International Economics, 40, 165-186.
Stähler, F. (2006), “Market Entry and Foreign Direct Investment,” International Journal of Industrial Organization, 24, 335-347.
Tang, M. J. and C. M. J. Yu (1990), “Foreign Market Entry: Production-Related Strategies,” Management Science, 36, 476-489.
Taylor, C.T. and Z. A. Silberston (1973), The Economic Impact of The Patent System: A Study of The British Experience, Cambridge University Press.
Teng, J. T., M. S. Chern and K. H. Kim (2001), “Entry Strategies for Multinational Enterprises and Host Countries,” European Journal of Operational Research, 133, 62-68.
Vishwasrao, S. (2007), “Royalties vs. Fees: How Do Firms Pay for Foreign Technology?” International Journal of Industrial Organization, 25, 741-759.
Wang, J. S., H. W. Koo and T. J. Chen (2006), “Resource Rivalry and Endogenous Lobby,” Japan and the World Economy, 18(4), 488-511.
描述 碩士
國立政治大學
財政研究所
97255015
98
資料來源 http://thesis.lib.nccu.edu.tw/record/#G0097255015
資料類型 thesis
dc.contributor.advisor 王智賢<br>Wang, Jue-Shyanzh_TW
dc.contributor.author (Authors) 曾閏瑋zh_TW
dc.contributor.author (Authors) Tseng, Jun-Weien_US
dc.creator (作者) 曾閏瑋zh_TW
dc.creator (作者) Tseng, Jun-Weien_US
dc.date (日期) 2009en_US
dc.date.accessioned 9-Dec-2010 16:01:52 (UTC+8)-
dc.date.available 9-Dec-2010 16:01:52 (UTC+8)-
dc.date.issued (上傳時間) 9-Dec-2010 16:01:52 (UTC+8)-
dc.identifier (Other Identifiers) G0097255015en_US
dc.identifier.uri (URI) http://nccur.lib.nccu.edu.tw/handle/140.119/50004-
dc.description (描述) 碩士zh_TW
dc.description (描述) 國立政治大學zh_TW
dc.description (描述) 財政研究所zh_TW
dc.description (描述) 97255015zh_TW
dc.description (描述) 98zh_TW
dc.description.abstract (摘要) 在全球化趨勢下,擁有較佳技術的跨國廠商開始以不同方式跨足海外市場,面對國際競爭,本國廠商亦會利用政治獻金干預政府的貿易決策。本文藉由政治獻金遊說模型討論跨國廠商、本國廠商與政府三方的互動關係。本國廠商一方面運用政治獻金遊說政府,政府一方面則在政治獻金與人民福祉的抉擇中做出決策,最後跨國廠商就在給定遊說的關稅水準之下,選擇對其最有利的方式進入國內市場。本文發現除了政府制訂的關稅水準、兩國廠商成本差異外,社會福利權數亦是影響跨國廠商進入模式的重要因素。不同的社會福利權數可以對應出不同的政府政策,而不同的政府政策亦會牽動跨國廠商進入模式的選擇。此時,政府必須要相當重視社會福利權數,則跨國廠商才會選擇使政府效用相對較大的進入模式。zh_TW
dc.description.abstract (摘要) In the trend of globalization, the multinational firm with superior technologies intend to employ various strategies for entering the foreign markets. Confronting these international competitions, then the host country firm usually utilize the political contribution to sway the policy. In this paper, we examine the relationships among the multinational firm, host country firm, and the domestic government by the political contribution model. Going with the political contribution from the host country firm, the domestic government usually works out the policy by considering the tradeoff between political contribution and social welfare. Eventually, the multinational firm selects an optimal entry mode with a given tariff to enter the markets which determined by lobby. Our result demonstrates that besides the tariff and cost difference, the social welfare is also crucial to the choice of entry mode. Different social welfare weight brings out various policies which will influence the entry mode of multinational firm. Only when the domestic government takes social welfare seriously, the multinational firm will choose the entry mode which makes the government’s utility larger.en_US
dc.description.tableofcontents 1. 前言...................................1
2. 模型設定...............................8
2.1 兩國廠商的生產決策....................10
2.2 本國政府訂定關稅的決策................15
2.3 跨國廠商進入模式......................20
3. 社會福利權數對跨國廠商進入模式之影響...30
4. 跨國廠商進入模式與本國政府效用.........34
參考文獻..................................39
zh_TW
dc.format.extent 1008773 bytes-
dc.format.mimetype application/pdf-
dc.language.iso en_US-
dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#G0097255015en_US
dc.subject (關鍵詞) 關稅zh_TW
dc.subject (關鍵詞) 遊說zh_TW
dc.subject (關鍵詞) 進入模式zh_TW
dc.subject (關鍵詞) tariffen_US
dc.subject (關鍵詞) lobbyingen_US
dc.subject (關鍵詞) entry modeen_US
dc.title (題名) 關稅遊說與跨國廠商進入模式zh_TW
dc.title (題名) Lobbying for Tariff and the Optimal Entry Mode of the Multinational Firmen_US
dc.type (資料類型) thesisen
dc.relation.reference (參考文獻) 蔡宜臻、邱俊榮 (2009),「跨國廠商的進入模式-直接投資、出口與授權決策」,經濟論文,第 37 卷 1 期,1-26。zh_TW
dc.relation.reference (參考文獻) Aidt, T. S. (1997) “Political Internalization of Economic Externalities and Environmental Policy,"Journal of Public Economics, 69, 1-16.zh_TW
dc.relation.reference (參考文獻) Belderbos, R. and L. Sleuwaegen (1998), “Tariff Jumping FDI and Export Substitution: Japanese Electronic Firms in Europe,” International Journal of Industrial Organization, 16, 601-638.zh_TW
dc.relation.reference (參考文獻) Buckley, P. J., Casson M. C., (1998). “Analyzing Foreign Market Entry Strategies: Extending the Internalization Approach,”Journal of International Business Studies, 29, 539-562.zh_TW
dc.relation.reference (參考文獻) Dixit, A., (1984), “International Trade Policy for Oligopolistic Industries,” Economic Journal, 94, 1-16.zh_TW
dc.relation.reference (參考文獻) Eicher, T. and J. W. Kang (2005), “Trade, Foreign Direct Investment or Acquisition: Optimal Entry Modes for Multinationals,” Journal of Development Economics, 77, 207-228.zh_TW
dc.relation.reference (參考文獻) Ethier, W. J. (1986), “The Multinational Firm,” Quarterly Journal of Economics, 80, 805-833.zh_TW
dc.relation.reference (參考文獻) Fosfuri, A. (2000), “Patent Protection, Imitation and The Mode of Technology Transfer,”International Journal of Industrial Organization, 18, 1129-1149.zh_TW
dc.relation.reference (參考文獻) Fosfuri, A., M. Motta and T. Ronde (2001), “Foreign Direct Investment and Spillovers through Workers’ Mobility,” Journal of Development Economics, 53, 205-222.zh_TW
dc.relation.reference (參考文獻) Gawande, K., P. Krishna and M. J. Robbins (2004), "Foreign Lobbies and US Trade Policy", NBER Working Paper, No. 10205.zh_TW
dc.relation.reference (參考文獻) Grossman, G. M. and E. Helpman (1994), “Protection for Sale,” American Economic Review, 84, 833-850.zh_TW
dc.relation.reference (參考文獻) Harris, R. and N. Schmitt (2000), “Strategic Export Policy with Foreign Direct Investment and Import Substitution,” Journal of Development Economics, 62, 85-104.zh_TW
dc.relation.reference (參考文獻) Horstmann, I. and J. R. Markusen (1987a), “Strategic Investment and the Development of Multinationals,” International Economic Review, 28, 109-121.zh_TW
dc.relation.reference (參考文獻) Horstmann, I. and J. R. Markusen (1987b), “Licensing versus Direct Investment: A Modelof Internalization by the Multinational Enterprise,” Canadian Journal of Economics , 20,464-481.zh_TW
dc.relation.reference (參考文獻) Horstmann, I. and J. R. Markusen (1992), “Endogenous Market Structures in International Trade,” Journal of International Economics, 10, 361-368.zh_TW
dc.relation.reference (參考文獻) Kabiraj, T. and S. Marjit (2003), “Protecting Consumers through Protection: The Role of Tariff-Induced Technology Transfer,” European Economic Review, 47, 113-124.zh_TW
dc.relation.reference (參考文獻) Konishi, H., K. Saggi and S. Weber (1999), “Endogenous Trade Policy under Foreign Direct Investment,” Journal of International Economics, 49, 289-308.zh_TW
dc.relation.reference (參考文獻) Ludema, R. D. (2001), “Market Collusion and the Politics of Protection,” European Journal of Political Economy, 17(4), 817-833.zh_TW
dc.relation.reference (參考文獻) Magee, C. (2002), “Endogenous Trade Policy and Lobby Formation:An Application to the Free-Rider Problem, "Journal of International Economics, 57, 449-471.zh_TW
dc.relation.reference (參考文獻) Mitra, D. (2002), “Endogenous Political Organization and the Value of Trade Agreements, "Journal of International Economics, 57, 473-485.zh_TW
dc.relation.reference (參考文獻) Motta, M. (1992), “Multinational Firms and the Tariff-Jumping Argument,” European Economic Review, 36, 1557-1571.zh_TW
dc.relation.reference (參考文獻) Motta, M., J. F. Thisse and A. Cabrales (1997), “On the Persistence of Leadership and Leapfrogging in International Trade,” International Economic Review, 38, 809-824.zh_TW
dc.relation.reference (參考文獻) Mukheriee, A. and P. Enrico (2006), “Tariffs, Licensing and Market Structure,” European Economic Review, 50, 1699–1707.zh_TW
dc.relation.reference (參考文獻) Murakami, Y. (2005), “Are Multinational Enterprises more Productive: A Test of The Selection Hypothesis,” Journal of Asian Economics, 16, 327-339.zh_TW
dc.relation.reference (參考文獻) Qiu, L. D. and Z. Tao (2001), “Export, Foreign Direct Investment, and Local Content Requirement,” Journal of Development Economics, 66, 101-125.zh_TW
dc.relation.reference (參考文獻) Rob, R. and N. Vettas (2003), “Foreign Direct Investment and Exports with Growing Demand,” Review of Economic Studies , 69, 1-20.zh_TW
dc.relation.reference (參考文獻) Rostoker, M. (1984), “A Survey of Corporate Licensing,” The Journal of Law and Technology, 24, 59–92.zh_TW
dc.relation.reference (參考文獻) Rowthorn, R. E. (1992), “Intra-Industry Trade and Investment under Oligopoly: The Role of Market size,” Economic Journal, 102, 402-414.zh_TW
dc.relation.reference (參考文獻) Saggi, K. (1996), “Entry into a Foreign Market: Foreign Direct Investment versus Licensing,” Review of International Economics, 4, 99-104.zh_TW
dc.relation.reference (參考文獻) Saggi, K. (1999), “Foreign Direct Investment, Licensing, and Incentives for Innovation,” Review of international Economics, 7, 699-714.zh_TW
dc.relation.reference (參考文獻) Smith, A. (1987), “Strategic Investment, Multinational Corporations and Trade Policy,” European Economic Review, 31, 89-96.zh_TW
dc.relation.reference (參考文獻) Song, E. Y. (1996), “Voluntary Export Restraints and Strategic Technology Transfer,” Journal of International Economics, 40, 165-186.zh_TW
dc.relation.reference (參考文獻) Stähler, F. (2006), “Market Entry and Foreign Direct Investment,” International Journal of Industrial Organization, 24, 335-347.zh_TW
dc.relation.reference (參考文獻) Tang, M. J. and C. M. J. Yu (1990), “Foreign Market Entry: Production-Related Strategies,” Management Science, 36, 476-489.zh_TW
dc.relation.reference (參考文獻) Taylor, C.T. and Z. A. Silberston (1973), The Economic Impact of The Patent System: A Study of The British Experience, Cambridge University Press.zh_TW
dc.relation.reference (參考文獻) Teng, J. T., M. S. Chern and K. H. Kim (2001), “Entry Strategies for Multinational Enterprises and Host Countries,” European Journal of Operational Research, 133, 62-68.zh_TW
dc.relation.reference (參考文獻) Vishwasrao, S. (2007), “Royalties vs. Fees: How Do Firms Pay for Foreign Technology?” International Journal of Industrial Organization, 25, 741-759.zh_TW
dc.relation.reference (參考文獻) Wang, J. S., H. W. Koo and T. J. Chen (2006), “Resource Rivalry and Endogenous Lobby,” Japan and the World Economy, 18(4), 488-511.zh_TW