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題名 環保政策與廠商生產效率關係之研究
The relationship between environmental policy and production efficiency of firms
作者 季彥達
Chi, Yen Ta
貢獻者 陳坤銘
季彥達
Chi, Yen Ta
關鍵詞 環保政策
生產效率
隨機邊界
environmental policy
production efficiency
stochastic frontier
日期 2011
上傳時間 24-Oct-2012 16:07:01 (UTC+8)
摘要 Michael Porter於1991年首先對於以往環保政策會傷害廠商營運的論點提出反對的觀點，Porter認為環保政策可以刺激廠商進行創新及研發，最終將使廠商的營運情況提升，變得更有競爭力。Porter hypothesis(PH)提出之後，許多學者便針對PH的主張進行實證研究，然而至今學者間對於PH的存在與否仍無明確的共識。然而PH的主張對於像是中國大陸等發展中的國家尤為重要，而中國近期的十二五計畫亦將經濟發展及環境保護放在同等重要的位置，因此驗證PH是否成立以了解環保政策對於廠商及至國家經濟發展的影響則有助於政策的制定。本研究以實證分析的方式研究PH的主張是否存在於廠商的生產效率之中，並試圖找出造成過去實證研究矛盾的可能因素。本研究使用中國大陸的面板資料，分析模型對環保政策及廠商生產效率進行分析。
參考文獻 一、 中文文獻
     中國環境年鑑編委會編，『中國環境年鑑』(2001-2006)，北京市:中國環境環境 科學。
     中華人民共和國年鑑編輯部，『中國年鑑』(2001-2006)，北京:中國年鑑社。
     二、 英文文獻
     Aigner, D.J., C. A. K. Lovell, and P. Schmidt (1977), “Formulation and Estimation of Stochastic Frontier Production Function Models,” Journal of Econometrics, 6, 21-37.
     Alpay, E., S. Buccola, and J. Kerkvliet (2002), “Productivity Growth and Environmental Regulation in Mexican and U.S. Food Manufacturing,” American Journal of Agricultural Economics, 84, 887-901.
     Ambec, S. and P. Barla (2006), “Can Environmental Regulations Be Good for Business? An Assessment of the Porter Hypothesis,” Energy Studies Review, 14, 42-62.
     Ambec, S., M.A. Cohen, S. Elgie, and P. Lanoie (2011), “The Porter Hypothesis at 20: Can Environmental Regulation Enhance Innovation and Competitiveness?”Discussion Paper dp-11-01, Resources for the Future, Washington, D.C.
     Andre, J.F., P. Gonzalez, and N. Portiero (2009), “Strategic Quality Competition and the Porter Hypothesis,” Journal of Environmental Economics and Management, 57, 182-194.
     Barbera, A.J. and V.D. McConnell (1990), “The Impact of Environmental Regulations on Industry Productivity: Direct and Indirect Effects,” Journal of Environmental Economics and Management, 18, 50-65.
     Battese, G.E. and T.J. Coelli (1992), “Frontier Production Functions, Technical Efficiency and Panel Data: With Application to Paddy Farmers in India,” Journal of Productivity Analysis, 3, 153-169.
     Battese, G.E. and T.J. Coelli (1995), ”A Model for Technical Inefficiency Effects in a Stochastic Frontier Production Function for Panel Data,” Empirical Economics, 20, 325-332.
     Bauer, P.W. (1990), “Recent Developments in the Econometric Estimation of Frontiers,” Journal of Econometrics, 46, 39-56.
     Berman, E. and L.T.M. Bui (2001), “Environmental Regulation and Productivity: Evidence from Oil Refineries,” The Review of Economics and Statistics, 83, 498-510.
     Brannlund, R., R. Fare, and S. Grosskopf (1995), “Environmental Regulation and Profitability: An Application to Swedish Pulp and Paper Mills,” Environmental and Resources Economics, 6, 23-36.
     Brunnermeier, S.B. and M.A. Cohen (2003), “Determinants of Environmental Innovation in US Manufacturing Industries,” Journal of Environmental Economics and Management, 45, 278-293.
     Charnes, A., W.W. Cooper, and E. Rhodes (1978), “Measuring the Efficiency of Decision-Making Units,” European Journal of Operational Research, 2, 429-444.
     Cornwell, C., P. Schmidt, and R.C. Sickles (1990), “Production Frontiers with Cross-Sectional and Time-Series Variation in Efficiency Levels,” Journal of Econometrics, 46, 185-200.
     Dufour, C., P. Lanoie, and M. Patry (1998), “Regulation and Productivity,” Journal of Productivity Analysis, 9, 233-247.
     Farrell, M.J. (1957), “The Measurement of Productive Efficiency,” Journal of the Royal Statistical Society, 120, 253-290.
     Feichtinger, G., R.F. Hartl, P.M. Kort, and V.M. Veliov (2005), “Environmental Policy, the Porter Hypothesis and the Composition of Capital: Effects of Learning and Technological Progress,” Journal of Environmental Economics and Management, 50, 434-446.
     Filbeck, G. and R.F. Gorman (2004), “The Relationship Between the Environmental and Financial Performance of Public Utilities,” Environmental and Resource Economics, 29, 137-157.
     Gollop, F.M. and M.J. Roberts (1983), “Environmental Regulations and Productivity Growth: The Case of Fossil-fuelled Electric Power Generation,” Journal of Political Economy, 91, 654-674.
     Gray, W.B. (1987), “The Cost of Regulation: OSHA, EPA and the Productivity Slowdown,” The American Economic Review, 77, 998-1006.
     Gray, W.B. and R.J. Shadbegian (1998), “Environmental Regulation Investment Timing, and Technology Choice,” The Journal of Industrial Economics, XLVI, 235-256.
     Gray, W.B. and R.J. Shadbegian (2003), “Plant Vintage, Technology, and Environmental Regulation,” Journal of Environmental Economics and Management, 46, 384-402.
     Greaker, M. (2003), “Strategic Environmental Policy; Eco-dumping or a Green Strategy?” Journal of Environmental Economics and Management, 45, 692-707.
     Hamamoto, M. (2006), “Environmental Regulation and the Productivity of Japanese Manufacturing Industries,” Resource and Energy Economics, 28, 299-312.
     Jaffe, A.B. and K. Palmer (1997), “Environmental Regulation and Innovation: A Panel Data Study,” The Review of Economics and Statistics, 79, 610-619.
     Jaffe, A.B., S.R. Peterson, P.R. Portney, and R.N. Stavins (1995), “Environmental Regulation and the Competitiveness of U.S. Manufacturing: What Does the Evidence Tell Us?” Journal of Economic Literature 33, 132-163.
     Kemp, R. and Serena P. (2011), “The Innovation Effects of Environmental Policy Instruments-A Typical Case of the Blind Men and the Elephant?”Ecological Economics, 72, 28-36
     King, A.A. and M.J. Lenox (2001), “Does It Really Pay to Be Green?” Journal of Industrial Ecology, 5, 105-116.
     Kumbhakar, S.C. (1990), “Production Frontiers, Panel Data, and Time-Varing Technical Inefficiency,” Journal of Econometrics, 46, 201-212.
     Lanoie, P., M. Patry, and R. Lajeunesse (2008), “Environmental Regulation and Productivity: New Findings on the Porter Hypothesis,” Journal of Productivity Analysis, 30, 121-128.
     Meeusen, W. and J. van den Broeck (1977), “Efficiency Estimation from Cobb-Douglas Production Functions with Composed Error,” International Economic Review, 18, 435-444.
     Mohr, R.D. (2002), “Technical Change, External Economies, and the Porter Hypothesis,” Journal of Environmental Economics and Management, 43, 158-168.
     Nelson, R.A., T. Tietenberg, and M.R. Donihue (1993), “Differential Environmental Regulation: Effects on Electric Utility Capital Turnover and Emissions,” The Review of Economics and Statistics, 75, 368-373.
     Palmer, K., W.E. Oates, and P.R. Portney (1995), “Tightening Environmental Standards: The Benefit-Cost or the No-Cost Paradigm?”Journal of Economic Perspectives, 9, 119-132.
     Popp, D. (2005), “Lessons from Patents: Using Patents to Measure Technological Change in Environmental Models,” Ecological Economics, 54, 209-226.
     Popp, D. (2006), “International Innovation and Diffusion of Air Pollution Control Technologies: The Effects of NOX and SO2 Regulation in the US, Japan, and Germany,” Journal of Environmental Economics and Management, 51, 46-71.
     Porter, M.E. (1991), “America’s Green Strategy,” Scientific American, 264, 168.
     Porter, M.E. and C. van der Linde(1995), “Toward a New Conception of the Environment-Competitiveness Relationship,” Journal of Economic Perspectives, 9, 97-118.
     Rassier, D.G. and D. Earnhart (2010), “The Effect of Clean Water Regulation on Profitability: Testing the Porter Hypothesis,” Land Economics, 86, 329-344.
     Schmidt, P. and R.C. Sickles (1984), “Production Frontiers and Panel Data,” Journal of Business and Economic Statistics, 2, 367-374.
     Simpson, D., R.L. Bradford (1996), “Taxing Variable Cost: Environmental Regulation as Industrial Policy,” Journal of Environmental Economics and Management, 30, 282-300.
     Smith, J.B. and W.A. Sims (1985), “The Impact of Pollution Charges on Productivity Growth in Canadian Brewing,” The Rand Journal of Economics, 16, 410-423.
     Xepapadeas, A. and A. de Zeeuw (1999), “Environmental Policy and Competitiveness: The Porter Hypothesis and the Composition of Capital,” Journal of Environmental Economics and Management, 37, 165-182.
描述 碩士
國立政治大學
國際經營與貿易研究所
98351025
100
資料來源 http://thesis.lib.nccu.edu.tw/record/#G0098351025
資料類型 thesis
dc.contributor.advisor 陳坤銘zh_TW
dc.contributor.author (Authors) 季彥達zh_TW
dc.contributor.author (Authors) Chi, Yen Taen_US
dc.creator (作者) 季彥達zh_TW
dc.creator (作者) Chi, Yen Taen_US
dc.date (日期) 2011en_US
dc.date.accessioned 24-Oct-2012 16:07:01 (UTC+8)-
dc.date.available 24-Oct-2012 16:07:01 (UTC+8)-
dc.date.issued (上傳時間) 24-Oct-2012 16:07:01 (UTC+8)-
dc.identifier (Other Identifiers) G0098351025en_US
dc.identifier.uri (URI) http://nccur.lib.nccu.edu.tw/handle/140.119/54008-
dc.description (描述) 碩士zh_TW
dc.description (描述) 國立政治大學zh_TW
dc.description (描述) 國際經營與貿易研究所zh_TW
dc.description (描述) 98351025zh_TW
dc.description (描述) 100zh_TW
dc.description.abstract (摘要) Michael Porter於1991年首先對於以往環保政策會傷害廠商營運的論點提出反對的觀點，Porter認為環保政策可以刺激廠商進行創新及研發，最終將使廠商的營運情況提升，變得更有競爭力。Porter hypothesis(PH)提出之後，許多學者便針對PH的主張進行實證研究，然而至今學者間對於PH的存在與否仍無明確的共識。然而PH的主張對於像是中國大陸等發展中的國家尤為重要，而中國近期的十二五計畫亦將經濟發展及環境保護放在同等重要的位置，因此驗證PH是否成立以了解環保政策對於廠商及至國家經濟發展的影響則有助於政策的制定。本研究以實證分析的方式研究PH的主張是否存在於廠商的生產效率之中，並試圖找出造成過去實證研究矛盾的可能因素。本研究使用中國大陸的面板資料，分析模型對環保政策及廠商生產效率進行分析。zh_TW
dc.description.tableofcontents 第一章 緒論 1
     第一節 研究動機與目的 1
     第二節 研究內容與方法 2
     第三節 研究架構 3
     第二章 文獻回顧 4
     第一節 Porter Hypothesis的主張 4
     第二節 從理論面對Porter Hypothesis的研究 6
     第三節 從實證面對Porter Hypothesis的研究 10
     第三章 研究方法與資料分析 17
     第一節 效率的估計方法 17
     第二節 實證模型的建構 20
     第三節 資料來源及分析 22
     第四章 實證研究結果 29
     第一節 整體廠商之迴歸分析 29
     第二節 個別產業之迴歸分析 32
     第三節 以污染排放高低分類之迴歸分析 41
     第四節 實證結果綜合分析 42
     第五章 結論與建議 46
     第一節 研究結論 46
     第二節 本研究於學術與政策面之意涵 47
     第三節 限制與建議 48
     參考文獻 50		zh_TW
dc.language.iso en_US-
dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#G0098351025en_US
dc.subject (關鍵詞) 環保政策zh_TW
dc.subject (關鍵詞) 生產效率zh_TW
dc.subject (關鍵詞) 隨機邊界zh_TW
dc.subject (關鍵詞) environmental policyen_US
dc.subject (關鍵詞) production efficiencyen_US
dc.subject (關鍵詞) stochastic frontieren_US
dc.title (題名) 環保政策與廠商生產效率關係之研究zh_TW
dc.title (題名) The relationship between environmental policy and production efficiency of firmsen_US
dc.type (資料類型) thesisen
dc.relation.reference (參考文獻) 一、 中文文獻
     中國環境年鑑編委會編，『中國環境年鑑』(2001-2006)，北京市:中國環境環境 科學。
     中華人民共和國年鑑編輯部，『中國年鑑』(2001-2006)，北京:中國年鑑社。
     二、 英文文獻
     Aigner, D.J., C. A. K. Lovell, and P. Schmidt (1977), “Formulation and Estimation of Stochastic Frontier Production Function Models,” Journal of Econometrics, 6, 21-37.
     Alpay, E., S. Buccola, and J. Kerkvliet (2002), “Productivity Growth and Environmental Regulation in Mexican and U.S. Food Manufacturing,” American Journal of Agricultural Economics, 84, 887-901.
     Ambec, S. and P. Barla (2006), “Can Environmental Regulations Be Good for Business? An Assessment of the Porter Hypothesis,” Energy Studies Review, 14, 42-62.
     Ambec, S., M.A. Cohen, S. Elgie, and P. Lanoie (2011), “The Porter Hypothesis at 20: Can Environmental Regulation Enhance Innovation and Competitiveness?”Discussion Paper dp-11-01, Resources for the Future, Washington, D.C.
     Andre, J.F., P. Gonzalez, and N. Portiero (2009), “Strategic Quality Competition and the Porter Hypothesis,” Journal of Environmental Economics and Management, 57, 182-194.
     Barbera, A.J. and V.D. McConnell (1990), “The Impact of Environmental Regulations on Industry Productivity: Direct and Indirect Effects,” Journal of Environmental Economics and Management, 18, 50-65.
     Battese, G.E. and T.J. Coelli (1992), “Frontier Production Functions, Technical Efficiency and Panel Data: With Application to Paddy Farmers in India,” Journal of Productivity Analysis, 3, 153-169.
     Battese, G.E. and T.J. Coelli (1995), ”A Model for Technical Inefficiency Effects in a Stochastic Frontier Production Function for Panel Data,” Empirical Economics, 20, 325-332.
     Bauer, P.W. (1990), “Recent Developments in the Econometric Estimation of Frontiers,” Journal of Econometrics, 46, 39-56.
     Berman, E. and L.T.M. Bui (2001), “Environmental Regulation and Productivity: Evidence from Oil Refineries,” The Review of Economics and Statistics, 83, 498-510.
     Brannlund, R., R. Fare, and S. Grosskopf (1995), “Environmental Regulation and Profitability: An Application to Swedish Pulp and Paper Mills,” Environmental and Resources Economics, 6, 23-36.
     Brunnermeier, S.B. and M.A. Cohen (2003), “Determinants of Environmental Innovation in US Manufacturing Industries,” Journal of Environmental Economics and Management, 45, 278-293.
     Charnes, A., W.W. Cooper, and E. Rhodes (1978), “Measuring the Efficiency of Decision-Making Units,” European Journal of Operational Research, 2, 429-444.
     Cornwell, C., P. Schmidt, and R.C. Sickles (1990), “Production Frontiers with Cross-Sectional and Time-Series Variation in Efficiency Levels,” Journal of Econometrics, 46, 185-200.
     Dufour, C., P. Lanoie, and M. Patry (1998), “Regulation and Productivity,” Journal of Productivity Analysis, 9, 233-247.
     Farrell, M.J. (1957), “The Measurement of Productive Efficiency,” Journal of the Royal Statistical Society, 120, 253-290.
     Feichtinger, G., R.F. Hartl, P.M. Kort, and V.M. Veliov (2005), “Environmental Policy, the Porter Hypothesis and the Composition of Capital: Effects of Learning and Technological Progress,” Journal of Environmental Economics and Management, 50, 434-446.
     Filbeck, G. and R.F. Gorman (2004), “The Relationship Between the Environmental and Financial Performance of Public Utilities,” Environmental and Resource Economics, 29, 137-157.
     Gollop, F.M. and M.J. Roberts (1983), “Environmental Regulations and Productivity Growth: The Case of Fossil-fuelled Electric Power Generation,” Journal of Political Economy, 91, 654-674.
     Gray, W.B. (1987), “The Cost of Regulation: OSHA, EPA and the Productivity Slowdown,” The American Economic Review, 77, 998-1006.
     Gray, W.B. and R.J. Shadbegian (1998), “Environmental Regulation Investment Timing, and Technology Choice,” The Journal of Industrial Economics, XLVI, 235-256.
     Gray, W.B. and R.J. Shadbegian (2003), “Plant Vintage, Technology, and Environmental Regulation,” Journal of Environmental Economics and Management, 46, 384-402.
     Greaker, M. (2003), “Strategic Environmental Policy; Eco-dumping or a Green Strategy?” Journal of Environmental Economics and Management, 45, 692-707.
     Hamamoto, M. (2006), “Environmental Regulation and the Productivity of Japanese Manufacturing Industries,” Resource and Energy Economics, 28, 299-312.
     Jaffe, A.B. and K. Palmer (1997), “Environmental Regulation and Innovation: A Panel Data Study,” The Review of Economics and Statistics, 79, 610-619.
     Jaffe, A.B., S.R. Peterson, P.R. Portney, and R.N. Stavins (1995), “Environmental Regulation and the Competitiveness of U.S. Manufacturing: What Does the Evidence Tell Us?” Journal of Economic Literature 33, 132-163.
     Kemp, R. and Serena P. (2011), “The Innovation Effects of Environmental Policy Instruments-A Typical Case of the Blind Men and the Elephant?”Ecological Economics, 72, 28-36
     King, A.A. and M.J. Lenox (2001), “Does It Really Pay to Be Green?” Journal of Industrial Ecology, 5, 105-116.
     Kumbhakar, S.C. (1990), “Production Frontiers, Panel Data, and Time-Varing Technical Inefficiency,” Journal of Econometrics, 46, 201-212.
     Lanoie, P., M. Patry, and R. Lajeunesse (2008), “Environmental Regulation and Productivity: New Findings on the Porter Hypothesis,” Journal of Productivity Analysis, 30, 121-128.
     Meeusen, W. and J. van den Broeck (1977), “Efficiency Estimation from Cobb-Douglas Production Functions with Composed Error,” International Economic Review, 18, 435-444.
     Mohr, R.D. (2002), “Technical Change, External Economies, and the Porter Hypothesis,” Journal of Environmental Economics and Management, 43, 158-168.
     Nelson, R.A., T. Tietenberg, and M.R. Donihue (1993), “Differential Environmental Regulation: Effects on Electric Utility Capital Turnover and Emissions,” The Review of Economics and Statistics, 75, 368-373.
     Palmer, K., W.E. Oates, and P.R. Portney (1995), “Tightening Environmental Standards: The Benefit-Cost or the No-Cost Paradigm?”Journal of Economic Perspectives, 9, 119-132.
     Popp, D. (2005), “Lessons from Patents: Using Patents to Measure Technological Change in Environmental Models,” Ecological Economics, 54, 209-226.
     Popp, D. (2006), “International Innovation and Diffusion of Air Pollution Control Technologies: The Effects of NOX and SO2 Regulation in the US, Japan, and Germany,” Journal of Environmental Economics and Management, 51, 46-71.
     Porter, M.E. (1991), “America’s Green Strategy,” Scientific American, 264, 168.
     Porter, M.E. and C. van der Linde(1995), “Toward a New Conception of the Environment-Competitiveness Relationship,” Journal of Economic Perspectives, 9, 97-118.
     Rassier, D.G. and D. Earnhart (2010), “The Effect of Clean Water Regulation on Profitability: Testing the Porter Hypothesis,” Land Economics, 86, 329-344.
     Schmidt, P. and R.C. Sickles (1984), “Production Frontiers and Panel Data,” Journal of Business and Economic Statistics, 2, 367-374.
     Simpson, D., R.L. Bradford (1996), “Taxing Variable Cost: Environmental Regulation as Industrial Policy,” Journal of Environmental Economics and Management, 30, 282-300.
     Smith, J.B. and W.A. Sims (1985), “The Impact of Pollution Charges on Productivity Growth in Canadian Brewing,” The Rand Journal of Economics, 16, 410-423.
     Xepapadeas, A. and A. de Zeeuw (1999), “Environmental Policy and Competitiveness: The Porter Hypothesis and the Composition of Capital,” Journal of Environmental Economics and Management, 37, 165-182.		zh_TW