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題名 半總統制中準內閣制與內閣制政治運作比較
A Comparison of Quasi-Parlimentarism in Semi- Presidentialism and Parlimentarism in Political Practice
作者 石鵬翔
Shih, Peng Hsiang
貢獻者 王業立
Wang , Yeh Lih
石鵬翔
Shih, Peng Hsiang
關鍵詞 內閣制
準內閣制
總理任期
無黨籍總理
有效政黨數目
總統總理同黨
衣尾效應
總統權力
Parlimentarism
Quasi-parlimentarism
Duration of Prime Minister
Non-party prime minister
Effective number of parties
President and prime minister in the same party
Coattail Effect of Presidential Election
Presidential Power
日期 2016
上傳時間 1-Apr-2016 10:45:06 (UTC+8)
摘要 半總統制的運作特色是行政權力分別由總統和總理掌握,當半總統制的總統權力較小,就會由總理主導行政權力,此時半總統制的運作模式趨近於內閣制。但過去較少有文獻比較總統權力較小的半總統制國家,與內閣制國家的實際政治運作,是否有顯著的差異。本文先參照Wu(2012)的分類,選擇準內閣制做為總統權力較小的半總統制次類型,再與內閣制國家做比較。
本文的研究結果,發現準內閣制與內閣制之間,在國會的有效政黨數目、無黨籍總理出現的機率、總統總理同黨的機率沒有顯著的差異。顯示準內閣制的總統如同Wu分類的定義,不會介入任命過程,另外,總統選舉的衣尾效應也無法使大黨的席次增加。在總理任期的比較方面,雖然兩種制度的總理任期沒有顯著的差異,不過準內閣制的總理遭遇提前選舉下台的風險,低於內閣制,且準內閣制的總理連任機率也低於內閣制。這些結果皆表示,準內閣制的總統雖然不會介入組閣過程,但有可能對於國會的選舉時程產生影響,使總理無法在最佳時機發動國會提前選舉,進一步降低總理的連任機率。
綜合本文的研究發現,再對照過去的相關理論。半總統制與內閣制在實際運作上,仍然有一些差異。近年來,學界認為總統權力不是半總統制的重要條件,實際上,即使在總統權力較小的國家,總統權力可能還是有重要的影響。
The executive power in semi-presidentialism is shared by the president and prime minister where the prime minister will control executive power with a weak president, and the political practice will be like those found in parlimentarism. There are very few articles examining the difference between parlimentarism and semi-presidentialism with a weak president. This paper compares the political practice of semi-presidentialism with a weak president and parlimentarism in different countries. The case selection criteria of a weak president is based on Wu(2012). In his research, quasi-parlimentarism is a subtype of semi-presidentialism, that the president has weak power.
The result of this research demonstrates that effective number of parties in parliamentary, probability of non-party prime minister, president and prime minister in the same party have no significant difference between two institutions. This means that in the quasi-parlimentarism the coattail effect of a presidential election does not ensure more seats for a large party, and the president has a weak power to appoint the cabinet. Although the duration of the term of a prime minister has no significant difference, the hazard of early election, and probability of prime minister renewal in quasi-parlimentarism is less than parlimentarism. This means that a president in quasi-parlimentarism has blocked dissolution of parliamentary, and the prime minister cannot call for an early election at his or her favorable time.
In summary, the political practice of semi-presidentialism is different than parlimentarism. Presidential power is an important feature of semi-presidentialism, even in small presidential power, a semi-presidentialism country, and its president have great influence on politics.
參考文獻 一、英文文獻

Alt, James, and Gary King. 1994. "Transfers of Governmental Power: The Meaning of Time Dependence". Comparative Political Studies, 27, 2: 190-210.
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Cheibub, Jose, and Svitlana Chernykh. 2009. "Are Semi-Presidential Constitutions Bad for Democratic Preformance?". Constitutional Political Economy, 20: 202-229.
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Cox, Gary. 1997. Making Votes Count : strategic coordination in the world`s electoral system. NY: Cambridge University Press.
Damgaard, Erik. 2008. "Cabinet Termination". in Kaare Strom, Wolfgang Muller and Bergman Torbjorn (eds.), Cabinets and Coalition Bargaining: The Democratic Life Cycle in Western Europe: 301-326 New York: Oxford University Press.
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Elgie, Robert. 1999. "The Politics of Semi-presidentialism". in Robert Elgie (Ed.), Semi-presidentialism in Europe: 1-21 New York: Oxford University Press.
Elgie, Robert. 2005. "A Fresh Look at Semipresidentialism: Variations On a Theme". Journal of Democracy, 16, 3: 98-112.
Elgie, Robert. 2007. "What Is Semi-presidentialism and Where Is It Found?". in Robert Elgie and Sophia Moestrup (Ed.), Semi-presidentialism Outside Europe: A Comparative Study: 1-13 Oxon: Routledge.
Elgie, Robert. 2008. "The Perils of Semi-Presidentialism: Are They Exaggerated?". Democratization, 15, 1: 49-66.
Elgie, Robert. 2011a. "Semi-Presidentialism in Western Europe". in Robert Elgie, Sophia Moestrup and Wu Yu-shan (eds.), Semi-Presidentialism and Democracy: 81-97 New Work: Palgrave Macmillan.
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Elgie, Robert. 2015. "Three Waves of Semi-Presidential Studies". Democratization: 1-22.
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Hicken, Allen, and Heather Stoll. 2012. "Are All Presidents Created Equal? Presidential Powers and the Shadow of Presidential Elections". Comparative Political Studies, 46, 3: 291-319.
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Linz, Juan. 1994. "Presidential or Parliamentary Democracy". in Juan Linz and Arturo Valenzuela (Ed.), The Failure of Presidential Democracy: 3-87 Baltimore: Johns Hopkins University Press.
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Muller, Wofgang, Torbjorn Bergman, and Kaare Strom. 2008. "Coalition Theory and Cabinet Governance: An Introduction". in Kaare Strom, Wofgang Muller and Torbjorn Bergman (eds.), Cabinets and Coalition Bargaining: The Democratic Life Cycle in Western Europe New York: Oxford University Press.
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李宜芳、石鵬翔。2015。〈半總統制的總統任命權與免職權對於總理任期的影響〉。《東吳政治學報》32:3:1-55。
沈有忠。2009。〈威瑪憲政變奏曲-半總統制憲法的生命史〉。台北:五南圖書出版股份有限公司。
沈有忠。2011。〈半總統制下行政體系二元化之內涵〉。《政治科學論叢》47:33-64。
吳玉山,2002,〈半總統制下的內閣組成與政治穩定比較俄羅斯、波蘭與中華民國〉,《俄羅斯學報》,2:229-265。
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三、網路資料
Inter-Parliamentary Union. 2015. "PARLINE database on national parliaments" in http://www.ipu.org/parline-e/parlinesearch.asp . Lastest Update 02 December 2015 .
Political Science and Public Administration, University Amsterdam. 2007. “Party Government Data Set” in http://www.fsw.vu.nl/en/departments/political-science-and-public-administration/staff/woldendorp/party-government-data-set/index.aspx . Lastest Update 29 November 2015 .
描述 博士
國立政治大學
政治學系
99252506
資料來源 http://thesis.lib.nccu.edu.tw/record/#G0099252506
資料類型 thesis
dc.contributor.advisor 王業立zh_TW
dc.contributor.advisor Wang , Yeh Lihen_US
dc.contributor.author (Authors) 石鵬翔zh_TW
dc.contributor.author (Authors) Shih, Peng Hsiangen_US
dc.creator (作者) 石鵬翔zh_TW
dc.creator (作者) Shih, Peng Hsiangen_US
dc.date (日期) 2016en_US
dc.date.accessioned 1-Apr-2016 10:45:06 (UTC+8)-
dc.date.available 1-Apr-2016 10:45:06 (UTC+8)-
dc.date.issued (上傳時間) 1-Apr-2016 10:45:06 (UTC+8)-
dc.identifier (Other Identifiers) G0099252506en_US
dc.identifier.uri (URI) http://nccur.lib.nccu.edu.tw/handle/140.119/83558-
dc.description (描述) 博士zh_TW
dc.description (描述) 國立政治大學zh_TW
dc.description (描述) 政治學系zh_TW
dc.description (描述) 99252506zh_TW
dc.description.abstract (摘要) 半總統制的運作特色是行政權力分別由總統和總理掌握,當半總統制的總統權力較小,就會由總理主導行政權力,此時半總統制的運作模式趨近於內閣制。但過去較少有文獻比較總統權力較小的半總統制國家,與內閣制國家的實際政治運作,是否有顯著的差異。本文先參照Wu(2012)的分類,選擇準內閣制做為總統權力較小的半總統制次類型,再與內閣制國家做比較。
本文的研究結果,發現準內閣制與內閣制之間,在國會的有效政黨數目、無黨籍總理出現的機率、總統總理同黨的機率沒有顯著的差異。顯示準內閣制的總統如同Wu分類的定義,不會介入任命過程,另外,總統選舉的衣尾效應也無法使大黨的席次增加。在總理任期的比較方面,雖然兩種制度的總理任期沒有顯著的差異,不過準內閣制的總理遭遇提前選舉下台的風險,低於內閣制,且準內閣制的總理連任機率也低於內閣制。這些結果皆表示,準內閣制的總統雖然不會介入組閣過程,但有可能對於國會的選舉時程產生影響,使總理無法在最佳時機發動國會提前選舉,進一步降低總理的連任機率。
綜合本文的研究發現,再對照過去的相關理論。半總統制與內閣制在實際運作上,仍然有一些差異。近年來,學界認為總統權力不是半總統制的重要條件,實際上,即使在總統權力較小的國家,總統權力可能還是有重要的影響。
zh_TW
dc.description.abstract (摘要) The executive power in semi-presidentialism is shared by the president and prime minister where the prime minister will control executive power with a weak president, and the political practice will be like those found in parlimentarism. There are very few articles examining the difference between parlimentarism and semi-presidentialism with a weak president. This paper compares the political practice of semi-presidentialism with a weak president and parlimentarism in different countries. The case selection criteria of a weak president is based on Wu(2012). In his research, quasi-parlimentarism is a subtype of semi-presidentialism, that the president has weak power.
The result of this research demonstrates that effective number of parties in parliamentary, probability of non-party prime minister, president and prime minister in the same party have no significant difference between two institutions. This means that in the quasi-parlimentarism the coattail effect of a presidential election does not ensure more seats for a large party, and the president has a weak power to appoint the cabinet. Although the duration of the term of a prime minister has no significant difference, the hazard of early election, and probability of prime minister renewal in quasi-parlimentarism is less than parlimentarism. This means that a president in quasi-parlimentarism has blocked dissolution of parliamentary, and the prime minister cannot call for an early election at his or her favorable time.
In summary, the political practice of semi-presidentialism is different than parlimentarism. Presidential power is an important feature of semi-presidentialism, even in small presidential power, a semi-presidentialism country, and its president have great influence on politics.
en_US
dc.description.tableofcontents 第一章 緒論 1
第一節、研究動機 1
第二節、章節安排 4
第二章 準內閣制和內閣制 7
第一節、半總統制和內閣制的模糊界線 7
第二節、總統權力較小的半總統制是否等同於內閣制? 12
第三章 研究設計 21
第一節、研究範圍 21
第二節、分析架構 25
第三節、依變數與統計方法 27
第四節、資料來源 32
第肆章 總統直選與政黨體系 35
第一節、總統直選與政黨合作 35
第二節、控制變數 42
第三節、資料分析 45
第四節、小結 48
第伍章 總理任命和政府組成 51
第一節、任命總理的理論 51
第二節、控制變數 55
第三節、資料分析 57
第四節、小結 67
第陸章 總理任期的比較 69
第一節、總理任期 69
第二節、準內閣制和內閣制的提前選舉78
第三節、總理連任 90
第四節、控制變數 96
第五節、資料分析 101
第六節、小結 113
第柒章 結論 115
第一節、研究假設與結果 115
第二節、研究貢獻 117
第三節、研究限制和未來的研究方向 120
參考資料 122
zh_TW
dc.format.extent 2252453 bytes-
dc.format.mimetype application/pdf-
dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#G0099252506en_US
dc.subject (關鍵詞) 內閣制zh_TW
dc.subject (關鍵詞) 準內閣制zh_TW
dc.subject (關鍵詞) 總理任期zh_TW
dc.subject (關鍵詞) 無黨籍總理zh_TW
dc.subject (關鍵詞) 有效政黨數目zh_TW
dc.subject (關鍵詞) 總統總理同黨zh_TW
dc.subject (關鍵詞) 衣尾效應zh_TW
dc.subject (關鍵詞) 總統權力zh_TW
dc.subject (關鍵詞) Parlimentarismen_US
dc.subject (關鍵詞) Quasi-parlimentarismen_US
dc.subject (關鍵詞) Duration of Prime Ministeren_US
dc.subject (關鍵詞) Non-party prime ministeren_US
dc.subject (關鍵詞) Effective number of partiesen_US
dc.subject (關鍵詞) President and prime minister in the same partyen_US
dc.subject (關鍵詞) Coattail Effect of Presidential Electionen_US
dc.subject (關鍵詞) Presidential Poweren_US
dc.title (題名) 半總統制中準內閣制與內閣制政治運作比較zh_TW
dc.title (題名) A Comparison of Quasi-Parlimentarism in Semi- Presidentialism and Parlimentarism in Political Practiceen_US
dc.type (資料類型) thesisen_US
dc.relation.reference (參考文獻) 一、英文文獻

Alt, James, and Gary King. 1994. "Transfers of Governmental Power: The Meaning of Time Dependence". Comparative Political Studies, 27, 2: 190-210.
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二、中文文獻

王業立。2008。〈比較選舉制度〉。台北:五南圖書出版股份有限公司。
李宜芳。2012。〈半總統制總統權力與國會組成對於總理任期的影響〉。台北:國立台灣大學政治學研究所碩士論文。
李宜芳、石鵬翔。2015。〈半總統制的總統任命權與免職權對於總理任期的影響〉。《東吳政治學報》32:3:1-55。
沈有忠。2009。〈威瑪憲政變奏曲-半總統制憲法的生命史〉。台北:五南圖書出版股份有限公司。
沈有忠。2011。〈半總統制下行政體系二元化之內涵〉。《政治科學論叢》47:33-64。
吳玉山,2002,〈半總統制下的內閣組成與政治穩定比較俄羅斯、波蘭與中華民國〉,《俄羅斯學報》,2:229-265。
吳玉山。2011。〈半總統制:全球發展與研究議程〉。《政治科學論叢》47:1-32。
蘇子喬。2010。〈憲政體制與選舉制度的配套思考〉。《政治科學論叢》44:35-47。
蘇子喬。2011。〈哪一種半總統制?-概念界定爭議的釐清〉。《東吳政治學報》29,4:2-73。
蘇子喬、王業立。2012。〈總統與國會選制影響政黨體系的跨國分析〉。《問題與研究》51,4:35-70。
羅凱凌。2010。〈解決或激發政治危機?檢視總理信任投票在德國行政立法關係之角色〉。《東吳政治學報》28,3:83-127。
雷飛龍。2010。〈英國政府與政治〉。台北:台灣商務印書館。

三、網路資料
Inter-Parliamentary Union. 2015. "PARLINE database on national parliaments" in http://www.ipu.org/parline-e/parlinesearch.asp . Lastest Update 02 December 2015 .
Political Science and Public Administration, University Amsterdam. 2007. “Party Government Data Set” in http://www.fsw.vu.nl/en/departments/political-science-and-public-administration/staff/woldendorp/party-government-data-set/index.aspx . Lastest Update 29 November 2015 .
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