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題名 半導體合作專利之品質分析
Quality analysis of cooperated patents in semiconductor industry作者 施佳綸
Shih, Chia-Lun貢獻者 李浩仲<br>李文傑
施佳綸
Shih, Chia-Lun關鍵詞 半導體
合作專利
網絡分析
技術追趕
Semiconductor
Cooperated patent
Network analysis
Technology catching-up日期 2019 上傳時間 5-Sep-2019 17:09:27 (UTC+8) 摘要 現代國家以專利制度為技術競爭訂定完整的遊戲規範。在技術發展以及追趕的過程中，合作研發專利是許多機構採納的一種重要手段。本研究選取當代重要技術產業──半導體──作為關注對象，透過專利引用關係網絡，分析美國專利局1986年至2012年半導體產業之合作專利。研究發現，由於多半為研發水平較低的機構參與，半導體合作專利在整體專利網絡中品質較低。然而若與獨自研發的專利相比，與近期研發水平不亞於自身的機構合作，或研發投入較為有潛力的領域，合作專利的品質均顯著高於自身專利。此外，本研究以合作專利建構機構關係網絡，亦發現合作策略背後隱含著國家政策、企業發展或區域聯盟的關係。
Literatures regarding patent races point out that firms are willing to form research joint ventures to ease the innovation barriers for advancing technological progress. However, the reduced theoretical analytical solution rarely mentions the payoffs to cooperate in the parenting efforts. Therefore, this dissertation innovate by providing the quality measurement of patented technologies by the patent evolution network as well as the standardized hand-collected patent dataset of United States Patent and Trademark office. The result in this thesis shows that cooperated patent report in general lower patent quality across all categories of technologies. However, for those patents in the advancing new fields, cooperative patenting efforts do achieve higher progress. That is to say that smallest innovative firms with few innovative resource can joint with larger mature firms to overcome the scale barriers of key technology invention. Further results also illuminate the insights here by sketching the cross-country innovation network in industrialized economies.參考文獻 中文文獻：卞志昕，〈日本超導材料發展狀況〉，擷取日期：2019年6月29日，網址：http://www.libnet.sh.cn:82/gate/big5/www.istis.sh.cn/list/list.aspx?id=2271。卡爾．馬克思 (Karl Marx)著，《資本論》，北京：人民出版社，1975。台灣茂矽電子股份有限公司，大事記表，擷取日期：2019年6月29日，網址：http://www.mosel.com.tw/about_3.html。吳宗翰，〈360°科技：IMEC〉，擷取日期：2019年6月29日，網址：https://www.digitimes.com.tw/tw/dt/n/shwnws.asp?cnlid=10&id=0000080620_a7a1c0557r391uzlcr3ft&ct=2。吳茂昆，〈高溫超導的鐵器時代─從「銅基超導」到「鐵基超導」〉，《數理人文期刊》，第4期，50-61。李雅明，《半導體的故事：發展與現況》，台北：暖暖書屋。林惠玲、鄭秀玲主編，《中國大陸技術追趕與產業發展》，臺北：國立台灣大學，2014。研之有物，〈「超導體，我研究了一輩子！」專訪超導物理專家吳茂昆〉，擷取日期：2019年6月29日，網址：http://research.sinica.edu.tw/superconductor-wu-maw-kuen/。科技產業資訊室，〈北京清華大學與鴻海集團奈米技術合作成果逐漸展現〉，擷取日期：2019年6月29日，網址：http://iknow.stpi.narl.org.tw/post/Read.aspx?PostID=3285。科技產業資訊室，〈台灣 LCD 產業鏈概況〉，擷取日期：2019年6月29日，網址：http://iknow.stpi.narl.org.tw/Post/Read.aspx?PostID=1974。科技產業資訊室，〈台灣在全球科研連結及知識擴散居重要角色〉，擷取日期：2019年6月29日，網址：http://iknow.stpi.narl.org.tw/post/Read.aspx?PostID=4832。約瑟夫．熊彼得(Joseph A. 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Analysis of weighted networks. Phys. Rev. E, 70, 056131. doi: 10.1103/PhysRevE.70.056131.Newman, M.E.J., (2004). Detecting community structure in networks. Eur. Phys. J. B 38, 321-330. https://doi.org/10.1140/epjb/e2004-00124-y.Reuters, “UDPATE 1-Renesas, Sharp, Powerchip plan LCD chip venture”, Retrieved June 28 2019, from: https://www.reuters.com/article/sharp-powerchip-renesas-idUST28802820080213.Rogalla, H. & Kes, P.H. (2011). 100 Years of Superconductivity, Boca Raton: CRC Press.Sarnoff Corporation, David Sarnoff Research Center records, Retrieved June 28 2019, from:https://findingaids.hagley.org/xtf/view?docId=ead/2464_09.xml.Saxenian, A.L. & Hsu, J.-Y. (2001). The Silicon Valley–Hsinchu connection: technical communities and industrial upgrading. Industrial and Corporate Change, 10(4), 893–920.Saxenian, A.L. (2001). Taiwan’s Hsinchu Region: Imitator and Partner for Silicon Valley. Working Paper. Stanford Institute for Economic Policy Research (SIEPR), Stanford University, Stanford CA.Taipei Time, “Powerchip, Renesas plan JV firm”, Retrieved June 28 2019, from: http://www.taipeitimes.com/News/biz/archives/2007/01/16/2003345053.Trajtenberg, M., Henderson, R., & Jaffe, A. (1997). University versus corporate patents: A window on the basicness of invention. Economics of Innovation and new technology,5(1), 19-50.Triulzi, G.(2015). Looking for the right path : technology dynamics, inventive strategies and catching-up in the semiconductor industry. Maastricht: Datawyse / Universitaire Pers Maastricht.Valentini, G. (2012). Measuring the effect of M&A on patenting quantity and quality. Strategic Management Journal (33), 336-346.Verspagen, B.(2007). Mapping technological trajectories as patent citation networks: A study on the history of fuel cell research. Advances in Complex Systems, 10(01), 93-115. 描述 碩士
國立政治大學
經濟學系
106258017資料來源 http://thesis.lib.nccu.edu.tw/record/#G0106258017 資料類型 thesis dc.contributor.advisor 李浩仲<br>李文傑 zh_TW dc.contributor.author (Authors) 施佳綸 zh_TW dc.contributor.author (Authors) Shih, Chia-Lun en_US dc.creator (作者) 施佳綸 zh_TW dc.creator (作者) Shih, Chia-Lun en_US dc.date (日期) 2019 en_US dc.date.accessioned 5-Sep-2019 17:09:27 (UTC+8) - dc.date.available 5-Sep-2019 17:09:27 (UTC+8) - dc.date.issued (上傳時間) 5-Sep-2019 17:09:27 (UTC+8) - dc.identifier (Other Identifiers) G0106258017 en_US dc.identifier.uri (URI) http://nccur.lib.nccu.edu.tw/handle/140.119/125810 - dc.description (描述) 碩士 zh_TW dc.description (描述) 國立政治大學 zh_TW dc.description (描述) 經濟學系 zh_TW dc.description (描述) 106258017 zh_TW dc.description.abstract (摘要) 現代國家以專利制度為技術競爭訂定完整的遊戲規範。在技術發展以及追趕的過程中，合作研發專利是許多機構採納的一種重要手段。本研究選取當代重要技術產業──半導體──作為關注對象，透過專利引用關係網絡，分析美國專利局1986年至2012年半導體產業之合作專利。研究發現，由於多半為研發水平較低的機構參與，半導體合作專利在整體專利網絡中品質較低。然而若與獨自研發的專利相比，與近期研發水平不亞於自身的機構合作，或研發投入較為有潛力的領域，合作專利的品質均顯著高於自身專利。此外，本研究以合作專利建構機構關係網絡，亦發現合作策略背後隱含著國家政策、企業發展或區域聯盟的關係。 zh_TW dc.description.abstract (摘要) Literatures regarding patent races point out that firms are willing to form research joint ventures to ease the innovation barriers for advancing technological progress. However, the reduced theoretical analytical solution rarely mentions the payoffs to cooperate in the parenting efforts. Therefore, this dissertation innovate by providing the quality measurement of patented technologies by the patent evolution network as well as the standardized hand-collected patent dataset of United States Patent and Trademark office. The result in this thesis shows that cooperated patent report in general lower patent quality across all categories of technologies. However, for those patents in the advancing new fields, cooperative patenting efforts do achieve higher progress. That is to say that smallest innovative firms with few innovative resource can joint with larger mature firms to overcome the scale barriers of key technology invention. Further results also illuminate the insights here by sketching the cross-country innovation network in industrialized economies. en_US dc.description.tableofcontents 摘要 II表次 VI圖次 VII第一章 緒論 1第一節 以專利為核心的創新競爭 1第二節 以合作為手段的技術追趕 1第三節 以半導體為驅動的當代社會 4第二章 文獻回顧 7第一節 專利品質的衡量 7第二節 網絡分析的應用 9第三節 合作的優缺點 11第三章 研究方法 13第一節 研究流程 13第二節 定義專利品質 14第三節 定義機構的技術水平 17第四節 切割子網絡 19第四章 資料 25第一節 來源 25第二節 資料敘述 26第五章 分析結果 35第一節 合作專利之平均品質 35第二節 合作對象與發展方向對合作專利品質的影響 42第三節 由合作專利引生的合作網絡與其潛在意義 49第六章 結論 60參考文獻 61附錄A 68 zh_TW dc.format.extent 3019456 bytes - dc.format.mimetype application/pdf - dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#G0106258017 en_US dc.subject (關鍵詞) 半導體 zh_TW dc.subject (關鍵詞) 合作專利 zh_TW dc.subject (關鍵詞) 網絡分析 zh_TW dc.subject (關鍵詞) 技術追趕 zh_TW dc.subject (關鍵詞) Semiconductor en_US dc.subject (關鍵詞) Cooperated patent en_US dc.subject (關鍵詞) Network analysis en_US dc.subject (關鍵詞) Technology catching-up en_US dc.title (題名) 半導體合作專利之品質分析 zh_TW dc.title (題名) Quality analysis of cooperated patents in semiconductor industry en_US dc.type (資料類型) thesis en_US dc.relation.reference (參考文獻) 中文文獻：卞志昕，〈日本超導材料發展狀況〉，擷取日期：2019年6月29日，網址：http://www.libnet.sh.cn:82/gate/big5/www.istis.sh.cn/list/list.aspx?id=2271。卡爾．馬克思 (Karl Marx)著，《資本論》，北京：人民出版社，1975。台灣茂矽電子股份有限公司，大事記表，擷取日期：2019年6月29日，網址：http://www.mosel.com.tw/about_3.html。吳宗翰，〈360°科技：IMEC〉，擷取日期：2019年6月29日，網址：https://www.digitimes.com.tw/tw/dt/n/shwnws.asp?cnlid=10&id=0000080620_a7a1c0557r391uzlcr3ft&ct=2。吳茂昆，〈高溫超導的鐵器時代─從「銅基超導」到「鐵基超導」〉，《數理人文期刊》，第4期，50-61。李雅明，《半導體的故事：發展與現況》，台北：暖暖書屋。林惠玲、鄭秀玲主編，《中國大陸技術追趕與產業發展》，臺北：國立台灣大學，2014。研之有物，〈「超導體，我研究了一輩子！」專訪超導物理專家吳茂昆〉，擷取日期：2019年6月29日，網址：http://research.sinica.edu.tw/superconductor-wu-maw-kuen/。科技產業資訊室，〈北京清華大學與鴻海集團奈米技術合作成果逐漸展現〉，擷取日期：2019年6月29日，網址：http://iknow.stpi.narl.org.tw/post/Read.aspx?PostID=3285。科技產業資訊室，〈台灣 LCD 產業鏈概況〉，擷取日期：2019年6月29日，網址：http://iknow.stpi.narl.org.tw/Post/Read.aspx?PostID=1974。科技產業資訊室，〈台灣在全球科研連結及知識擴散居重要角色〉，擷取日期：2019年6月29日，網址：http://iknow.stpi.narl.org.tw/post/Read.aspx?PostID=4832。約瑟夫．熊彼得(Joseph A. 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