| dc.relation.reference (參考文獻) | 第一節 中文文獻（按筆畫順序）一、書籍1. 王文宇(2019)，金融法，台北：元照出版社，10 版，3月，頁21。2. 谷湘儀、臧正運(2017)，金融科技發展與法律，台北:五南。3. 谷湘儀、臧正運(2019)，變革中的金融科技法制，台北:五南。4. 谷湘儀、陳國瑞(2017)，從「監理沙盒」制度展望我國 FinTech 監理思維，收於：谷湘儀、臧正運編審，金融科技發展與法律，頁 17-35，台北: 五南。5. 翁禮祺(2020)，金融科技基礎與應用，雙葉書廊出版社，初版，2月，頁 12-340。二、官方文件1. 金融監督管理委員會（2016），「金融科技發展策略白皮書」，出版日期：2016年5月12日，https://tinyurl.com/y4zk8dnf，擷取日期：2022年6月23日。三、碩博士論文1. 黃劭敏（2020），金融科技發展與創新之監理問題與挑戰-以我國監理沙盒發展為中心，國立政治大學法律科際整合研究所未出版碩士論文，頁 6-120。四、期刊、評論文章1. 王儷容（2017），金融監理沙盒之美麗與哀愁，經濟前瞻-國際經濟，3月，頁72-73。2. 李瑞倉（2017)，金融科技發展與監理，管理與法遵，第 2 卷，第 1 期，頁 4-10。3. 張冠群（2017），自金融監理原則與金融消費者保護觀點論金融科技監理沙 盒制度──兼評行政院版「金融科技創新實驗條例草案」，月旦法學雜誌 266 期，7月，頁 5-34。4. 彭金隆、臧正運（2019），金融科技監理與我國金融監理沙盒制度之檢視，管理評論，10月，第38 卷，第 4 期，頁 15-31。五、網頁文章1. 王昫（2017），新加坡金融創新策略 可供借鏡，國家政策研究基金會，出版日期：2017年9月7日，https://www.npf.org.tw/3/17364 ，擷取日期：2022年6月6日。2. 行政院新聞傳播處（2015），毛揆：打造數位化金融環境 3.0 推動金融創新，出版日期：2015年7月9日，https://tinyurl.com/ybqewpso，擷取日期：2022年6月23日。3. 行政院新聞傳播處（2018），《金融科技發展與創新實驗條例》—鼓勵創新，提升金融競爭力，出版日期：2018年1月31日，https://www.ey.gov.tw/Page/5A8A0CB5B41DA11E/aa4a0c9d-14be-4664-ac59-fc74a056d1fd，擷取日期：2022年7月3日。4. 黃彥宏（2021），又是中資！易安聯停辦移工小型匯兌成金管會要求退場首例，壹傳媒，出版日期：2023年09月03日，https://yimedia.com.tw/economic/145786/，擷取日期：2022年8月26日。5. 睿富者（2017) ，世界經濟論壇－未來的金融服務，STOCKFEEL股感，出版日期：2017年12月15日，https://www.stockfeel.com.tw/2015年世界經濟論壇－未來的金融服務/，擷取日期：2022年9月20日。6. 魏喬怡、彭禎伶（2023），暌違二年金融監理沙盒終破蛋，工商時報，出版日期：2023年02月10日，https://www.chinatimes.com/newspapers/20230210000184-260205?chdtv，擷取日期：2022年4月30日。第二節 外文文獻（按字母順序，作者相同以年份早優先）一、書籍1. Arrow, K. (1974). The limits of organization. New York: Norton.2. Fahie, J. J. (1899). A History of Wireless Telegraphy, 1838-1899: Including Some Bare-wire Proposals for Subaqueous Telegraphs. Blackwood.3. Kogut, B. (1988). A study of the life cycle of joint ventures, In F. K. Contractor & P. Lorange (Eds.), Cooperative strategies in international business: 169-186, Lexington, MA: Lexington Books.4. Schumpeter, J. A. (1942). Capitalism, socialism and democracy, New York: Harper.5. Swanson, D. & Bhadwal, S. (2009), Creating Adaptive Policies: A Guide for Policy-Making in an Uncertain World. Sage Publications Pvt. Ltd.二、官方文件1. Australian Securities and Investments Commission (2016). ‘Fintech: ASIC’s Approach and Regulatory Issues’, June, / on May 13, 2022.2. Australian Securities and Investments Commission (2016), ‘ASIC Releases World-first Licensing Exemption for Fintech Businesses’ (Media release, 16-440MR, December 15 ) / on May 14, 2022.3. Australian Securities and Investments Commission (2017). REGULATORY GUIDE 257 - Testing fintech products and services without holding an AFS or credit licence, August, pp.16, / on May 16, 2022.4. Autoriti Monetari Brunei Darussalam(AMBD), ‘Clarification on the Fintech Regulatory Sandbox Guidelines’ (Press Release, 260, 29 March 2017) / on June 12, 2022.5. Bank for International Settlements (2018), “Sound Practices, Implications of fintech developments for banks and bank Supervisors”, Basel Committee on Banking Supervision, available at pp. 39 and the FSB, supra, note 7, pp. 3 / on June 17, 2022.6. Basel Committee on Banking Supervision (2018). Sound Practices: Implications of Fintech Developments for Banks and Bank Supervisors, February 19, p.8, [available at https://www.bis.org/bcbs/publ/d431.htm] / on June 14, 2022.7. European Supervisory Authorities (2019). FinTech: Regulatory Sandboxes and Innovation Hubs, para 28 / on May 26, 2022.8. Financial Conduct Authority (2014). Project Innovate: Call for input, / on July 4, 2022.9. Financial Conduct Authority (2014), Project Innovate: Call for input-Feedback Statement, October, pp.33-37, / on June 22, 2022.10. Financial Conduct Authority (2015). Regulatory sandbox, London, UK, November, pp.9, Retrieved from https://www.fca.org.uk/publication/research/regulatory-sandbox.pdf / on June 13, 2022.11. Financial Stability Board (2017). Financial Stability Implications from Fintech: Supervisory and Regulatory Issues that Merit Authorities’ Attention, June 27,p.7, https://www.fsb.org/wp- content/uploads/R270617.pdf / on June 18, 2022.12. Financial Conduct Authority (2018). Hand Book Notice No.56, < https://www.fca.org.uk/publication/handbook/handbook-notice-56.pdf> / on June 25, 2022.13. International Organization of Securities Commission (IOSCO). IOSCO Research Report on Financial Technologies (FinTech) (Feb 2017), https://tinyurl.com/ycfhw938 / on June 27, 2022.14. Monetary Authority of Singapore (2015). MAS sets up new FinTech & Innovation Group, MAS Website, July 27, Retrieved from https://tinyurl.com/y8ox63da / on June 14, 2022.15. Monetary Authority of Singapore (2020). MAS Website - Organisation Chart, July 1, Retrieved from https://www.mas.gov.sg/who-we-are/Organisation-Structure & Fintech and Innovation Group, MAS Website, https://tinyurl.com/yb7s3xfx / on June 14, 2022.16. Monetary Authority of Singapore (2016). New FinTech Office: A One-Stop Platform to Promote Singapore as a FinTech Hub, MAS Website, Apr. 01, Retrieved from https://tinyurl.com/ydcagk2n / on June 15, 2022.17. Monetary Authority of Singapore (2016). Consultation Paper on FinTech Regulatory Sandbox Guidelines, MAS Website, June 06, Retrieved from https://tinyurl.com/y9qvp6vw / on June 15, 2022.18. Monetary Authority of Singapore (2016). MAS Issues "Regulatory Sandbox" Guidelines for FinTech Experiments, MAS Website, Nov.16, Retrieved from https://tinyurl.com/r5yqa7a / on June 15, 2022.19. Monetary Authority of Singapore (2016). Sandbox, Retrieved from https://www.mas.gov.sg/development/fintech/sandbox / on June 16, 2022.20. Singapore Economy (2022), Department of Statistics Singapore, Retrieved from https://www.singstat.gov.sg/modules/infographics/economy / on June 6, 2022.21. World Economic Forum (2018). Agile Governance: Reimagining Policy-making in the Fourth Industrial Revolution’, January, / on June 6, 2022.三、期刊文章1. Ahuja, G. (2000). Collaboration networks, structural holes and innovation: A longitudinal study, Administrative Science Quarterly, 45: 425-455.2. Arner, D. W., Barberis, J., & Buckley, R. P. (2015). The Evolution of Fintech: A New Post-Crisis Paradigm. Georgetown Journal of International Law 47, pp.1271- 1319.3. Baum, J. A. C, Calabrese, T., & Silverman, B. S. (2000). Don`t go it alone: Alliance network composition and startups` performance in Canadian biotechnology, Strategic Management Journal, 21: 267-294.4. Beamish, P. W., & Banks, J. C. (1987). Equity joint ventures and the theory of the multinational enterprise, Journal of International Business Studies, 18(2): 1-16.5. Brass, D. J., & Burkhardt, M. E. (1993). Potential power and power use: An investigation of structure and behavior, Academy of Management Journal, 36: 441-470.6. Bromberg L., Godwin A., and Ramsay I., 2017. Fintech sandboxes: Achieving a balance between regulation and innovation, Journal of Banking and Finance Law and Practice 28.4: 314-336, 2.7. Brown, J. S., & Duguid, P. (2000). The social life of information, Cambridge, MA: Harvard Business School Press.8. Brown, J. S., & Duguid, P. (2001). Knowledge and organization: A social-practice perspective, Organization Science, 12: 198-213.9. Charles Dhanasai and Arvind Parkhe ( 2006 ). Orchestrating Innovation Networks, The Academy of Management Review , Jul., 2006, Vol. 31, No. 3 (Jul., 2006), pp. 659-669.10. Child, J. (1972). Organization structure, environment, and performance: The role of strategic choice, Sociology, 6: 1-22.11. Cohen, W. M., & Levinthal, D. A. (1989). Innovation and learning: The two faces of R&D, Economic Journal, 99:569-596.12. Cumming, D.J., Schwienbacher (2018). A. Fintech venture capital. Corp. Gov. Int. Rev., 26, 374–389 [CrossRef].13. Deirdre Ahern (2020). Regulators Nurturing FinTech Innovation: Global Evolution of the Regulatory Sandbox as Opportunity Based Regulation, EBI Working Paper Series, no. 60, pp.4.14. Dhanaraj, C, Lyles, M., Steensma, H. K., & Tihanyi, L. (2004). Managing tacit and explicit knowledge transfer in IJVs: The role of relational embeddedness and the impact on performance, Journal of International Business Studies.35: 428-443.15. Dollinger, M. J., Golden, P. A., & Saxton, T. (1997). The effect of reputation on the decision to joint venture. Strategic Management Journal, 18: 127-140.16. Doz, Y. L. (1996). The evolution of cooperation in strategic alliances: Initial conditions or learning process? Strategic Management Journal, 17: 55-83.17. Doz, Y. L., Oik, P. M., & Ring, P. S. (2000). Formation processes of R&D consortia: Which path to take? Where does it lead? Strategic Management Journal, 21: 239-266.18. Dyer, J. H., & Nobeoka, K. (2000). Creating and managing a high-performance knowledge sharing network: The Toyota case. Strategic Management Journal, 21: 345-368.19. Ebers, M., & Grandori, A. (1999). The forms, costs, and development dynamics of inter-organizational networking, In M. Ebers (Ed.), The formation of inter-organizational networks: 265-286, London: Oxford University Press.20. Eisenhardt, K. M., (1989). Building theories from case study research. Academy of Management Review, 14(4), 532-550.21. Eisenhardt, K. M., Graebner, M. E. (2007). Theory Building From Cases: Opportunities And Challenges. Academy of Management Journal, 50(1), 25-32.22. Freeman, C. (1991). Networks of innovators: A synthesis of research issues, Research Policy, 20: 499-514.23. Gomes-Casseres, B. (1994). Group versus group: How alliance networks compete, Harvard Business Review, 72(4): 62-74.24. Grandori, A., & Kogut, B. (2002). Dialogue on organization and knowledge. Organization Science, 13: 224-231.25. Gulati, R., & Singh, H. (1998). The architecture of cooperation: Managing coordination uncertainty and interdependence in strategic alliances. Administrative Science Quarterly, 43: 781-814.26. Gulati, R. (1999). Network location and learning: The influences of network resources and firm capabilities on alliance formation, Strategic Management Journal, 20: 397-420.27. Gulati, R., & Gargiulo, M. (1999). Where do interorganizational networks come from? American Journal of Sociology, 104: 1439-1493.28. Hacki, R., & Lighton, J. (2001). The future of the networked company, McKinsey Quarterly, 3: 26-39.29. Hagedoorn, J. (1995). A note on international market leaders and networks of strategic technology partnering, Strategic Management Journal, 16: 241-250.30. Hansen, M. (1999). The search-transfer problem: The role of weak ties in sharing knowledge across organization subunits, Administrative Science Quarterly, 44: 82-111.31. Hargadon, A., & Sutton, R. I. (1997). Technology brokering and innovation in a product development firm, Administrative Science Quarterly, 42: 716-749.32. Inkpen, A. C, & Dinur, A. (1998). Knowledge management processes and international joint ventures. Organization Science, 7: 211-220.33. Jarillo, C. (1988). On strategic networks, Strategic Management Journal, 9: 31-41.34. Jayoung James Goo & and Joo-Yeun Heo (2020). The Impact of the Regulatory Sandbox on the Fintech Industry with a Discussion on the Relation between Regulatory Sandboxes and Open Innovation, Journal of Open Innovation: Technology, Market, and Complexity, Published: 18 June 2020, pp.2-16.35. JinHyo, J.Y.; Won, D.; Park, K. (2018). Entrepreneurial cyclical dynamics of open innovation. J. Evol. Econ. Heidelb., 28, 1151–1174. [CrossRef]36. Kale, P., Singh, H., & Perlmutter, H. (2000). Learning and protection of proprietary assets in strategic alliances: Building relational capital, Strategic Management Journal, 21: 217-237.37. Kenis, P., & Knoke, D. (2002). How organizational field networks shape interorganizational tie-formation rates, Academy of Management Review, 27: 275-293.38. Khanna, T., Gulati R., & Nohria, N. (1998). The dynamics of learning alliances: Competition, cooperation, and relative scope, Strategic Management Journal, 19: 193-210.39. Kim, W. C., & Mauborgne, R. A. (1998). Procedural justice, strategic decision making, and the knowledge economy, Strategic Management Journal, 19: 324-338.40. Knoke, D. (1994). Networks of elite structure and decision making, In S. Wasserman & J. Galaskiewicz (Eds.), Advances in social network analysis: 274-294. Thousand Oaks, CA:Sage.41. Kogut, B., & Zander, U. (1996). What do firms do? Coordination, identity, and learning, Organization Science, 7: 502-518.42. Kogut, B. (2000). The network as knowledge: Generative rules and the emergence of structure, Strategic Management Journal, 21: 405-425.43. L. Bromberg, A. Godwin & I. Ramsay (2017). Fintech sandboxes: Achieving a balance between regulation and innovation, Journal of Banking and Finance Law and Practice, 28(4), pp.314-336.44. Lev Bromberg, Andrew Godwin and Ian Ramsay (2017). Fintech sandboxes: Achieving a balance between regulation and innovation, the Journal of Banking and Finance Law and Practice, Vol.28, No. 4, pp. 314‐336.45. Lorenzoni, G., & Baden-Fuller, C. (1995). Creating a strategic center to manage a web of partners, California Management Review, 37(3): 146-163.46. Lorenzoni, G., & Lipparini, A. (1999). The leveraging of interfirm relationships as a distinctive organizational capability: A longitudinal study. Strategic Management Journal, 20: 317-338.47. Lyles, M. A., & Salk, J. E. (1996). Knowledge acquisition from foreign parents in international joint ventures: An empirical examination in the Hungarian context, Journal of International Business Studies, 29(2): 154-174.48. Macaulay, S. (1963). Non-contractual relations in business: A preliminary study, American Sociological Review, 28: 55-69.49. Madhavan, R., Koka, B. R., & Prescott, J. E. (1998). Networks in transition: How industry events (re)shape interfirm rivalry, Strategic Management Journal, 19: 439-460.50. Magnuson, W. (2018). Regulating Fintech. Vanderbilt Law Rev., 71, pp.1167–1226.51. Makhija, M. V., & Ganesh, U. (1997). The relationship between control and partner learning in learning-related joint ventures, Organization Science, 8: 508-527.52. Meyer, J. W., & Rowan, B. (1977). Institutionalized organizations: Formal structure as myth and ceremony, American Journal of Sociology, 83: 340-363.53. Michelet, R. (1992). Forming successful strategic marketing alliances in Europe. Journal of European Business, 4(1): 11-15.54. Mowery, D. C, Oxley, J. E., & Silverman, B. S. (1996). Strategic alliances and interfirm knowledge transfer, Strategic Management Journal, 17(Winter Special Issue): 77-91.55. Muller, Simone (2010). The Transatlantic Telegraphs and the `Class of 1866` - the Formative Years of Transnational Networks in Telegraphic Space, 1858- 1884/89, Historical Social Research/Historische Sozialforschung, vol. 35, no. 1 (131), pp. 237-259.56. Nonaka, L, & Takeuchi, H. (1995). The knowledge creating company: How Japanese companies create the dynamics of innovation. New York: Oxford University Press.57. Orton, J. D., & Weick, K. E. (1990). Loosely coupled systems: A reconceptualization, Academy of Management Review, 15: 203-223.58. P. SIRONI (2016). FITECH INNOVATION:FROM ROBO - ADVISORS TO GOAL BASED INVESTING AND GAMIFICATION.59. Park, S. H., & Russo, M. V. (1996). When competition eclipses cooperation: An event history analysis of joint venture failure, Management Science, 42: 875-890.60. Péter Fáykiss, Dániel Papp, Péter Sajtos, and Ágnes Tőrös (2018). Regulatory Tools to Encourage FinTech Innovations: The Innovation Hub and Regulatory Sandbox in International Practice. Financial and Economic Review, Vol. 17 Issue 2, June, pp. 43–67.61. Pisano, G. P. (1990). The R&D boundaries of the firm: An empirical analysis, Administrative Science Quarterly, 35: 153-176.62. Podolny, J. M., & Stuart, T. E. (1995). A role-based ecology of technological change. American Journal of Sociology, 100: 1224-1260.63. Powell, W. W., Koput, K. W., & Smith-Doerr, L. (1996). Interorganizational collaboration and the locus of innovation: Networks of learning in biotechnology, Administrative Science Quarterly, 41: 116-145.64. Provan, K. G. (1983). The federation as an interorganizational linkage network, Academy of Management Review, 8: 79-89.65. R. Jesse McWaters (2015). The Future of Financial Services - How disruptive innovations are reshaping the way financial services are structured, provisioned and consumed, World Economic Forum report, < https://www3.weforum.org/docs/WEF_The_future__of_financial_services.pdf>.66. R Romano (2014). “Regulating in the Dark and a Postscript Assessment of the Iron Law of Financial Regulation”, 43 Hofstra Law Review 28.67. Rafael La Porta, FlorencioLopez-de-Silanes, and Andrei Shleifer (2008). The Economic Consequences of Legal Origins, Journal of economic literature 46.2, pp.285-332.68. Ross P. Buckley, Douglas W. Arner, Robin Veidt & Dirk A. Zetzsche (2019). ‘Building FinTech Ecosystems: Regulatory Sandboxes, Innovation Hubs and Beyond’, European Banking Institute Working Paper No. 53.69. Sakakibara, M. (2002). Formation of R&D consortia: Industry and company effects, Strategic Management Journal, 23: 1033-1050.70. Schumpeter, J. A. (1961). The theory of economic development, Cambridge, MA: Harvard University Press.71. Shan, W., Walker, G., & Kogut, B. (1994). Interfirm cooperation and startup innovation in the biotechnology industry, Strategic Management Journal, 15: 387-394.72. Simonin, B. L. (1999). Ambiguity and the process of knowledge transfer in strategic alliances, Strategic Management Journal, 20: 595-623.73. Stuart, T. E. (2000). Interorganizational alliances and the performance of firms: A study of growth and innovation rates in a high-technology industry, Strategic Management Journal, 21: 791-811.74. Teece, D. J. (1986). Profiting from technological innovation: Implications for integration, collaboration, licensing and public policy, Research Policy, 15: 285-305.75. Teece, D. J. (2000). Managing intellectual capital: Organizational, strategic, and policy dimensions, London: Oxford University Press.76. Uzzi, B. (1997). Social structure and competition in interfirm networks: The paradox of embeddedness, Administrative Science Quarterly, 42: 35-67.77. Vives, X. (2017). The Impact of Fintech on Banking. Eur. Econ., 2, pp.97–105.78. W. Magnuson(2018). Regulating fintech. Vanderbilt Law Review, 71(4), pp.1167-1226.79. W. E. Walker, S. A. Rahman & J. Cave, Adaptive policies (2001). policy analysis, and policy-making, European journal of operational Research, 128(2), pp.282-289.80. W.G. Ringe and C. Ruof (2018). ‘A Regulatory Sandbox for Robo Advice’ European Banking Institute Working Paper No.26, pp.52.81. W.G. Ringe and C. Ruof (2018). ‘A Regulatory Sandbox for Robo Advice’ European Banking Institute Working Paper No.39, pp.7.82. Wasserman, S., & Galaskiewicz, J. (Eds.). (1994). Advances in social network analysis, London: Sage.83. Weick, K. E. (1976). Educational organizations as loosely coupled systems, Administrative Science Quarterly, 21: 1-19.84. Williamson, O. E. (1985). The economic institutions of capitalism, New York: Free Press.85. Wolf-Georg RINGE and Christopher RUOF (2020). Regulating Fintech in the EU: the Case for a Guided Sandbox, European Journal of Risk Regulation, November, pp. 604–629.86. Yin, R. K. (1984). Case Study Research: Design and Methods. London: Sage.四、網頁資料1. Aileen Lee (2013). Welcome To The Unicorn Club: Learning From Billion-Dollar Startups, TechCrunch, Nov. 3, Retrieved from https://ecorner.stanford.edu/videos/unicorn-lessons / on June 26, 2022.2. Andy C. M. Chen (2019). Regulatory Sandbox and Competition of Financial Technologies in Taiwan, Jan 31, Retrieved from https://dev.competitionpolicyinternational.com/regulatory-sandbox-and-competition-of-financial-technologies-in-taiwan / on 5 July 2022.3. Diemers, D., Lamaa, A., Salamat, J., Steffens, T., (2015). Developing a FinTech ecosystem in the GCC; PWC: Abu Dhabi, UAE. Retrieved from https://www.strategyand.pwc.com/m1/en/reports/developing-a-fintech-ecosystem-in-the-gcc.pdf / on 5 July 2022.4. Greg Medcraft - ASIC Chairman (2016). ‘Fintech: Opportunities, Risks and Challenges’ - speech delivered to the Group of 100, National Executive Dinner, Sydney, Australia, December 14, .5. Lee Hsien Loong (2016). "PM Lee Hsien Loong at launch of Smart Nation, 24 November", Prime Minister’s Office, Singapore, Mar.18, Retrieved from https://tinyurl.com/ya2ssjre / on June 6, 2022.6. Mark D. Fenwick, Wulf A. Kaal Ph.D. & Erik P.M. Vermeulen (2017). “Regulation Tomorrow What Happens When Technology is Faster than the Law”, No.6, American University Business Law Review, pp.561, < https://digitalcommons.wcl.american.edu/cgi/viewcontent.cgi?article=1028&context=aublr >.7. Martin Wheatley (2014). Innovation: The regulatory opportunity, FCA Speeches Oct. 28, Retrieved from https://www.fca.org.uk/news/speeches/innovation-regulatory-opportunity / on July 20, 2022.8. Ravi Menon - Managing Director (2015). "A Smart Financial Centre", Monetary Authority of Singapore, Global Technology Law Conference 2015, June 29, Retrieved from https://www.mas.gov.sg/news/speeches/2015/a-smart-financial-centre / on June 6, 2022.9. Ravi Menon - Managing Director (2018), Remarks at the MAS Annual Report 2017/18 Media Conference, July 04, Retrieved from https://www.nas.gov.sg/archivesonline/data/pdfdoc/20180704006/Remarks%20by%20MD%20at%20MAS%20Annual%20Report%20201718%20Media%20Conference%204%20July%202018.pdf / on June 16, 2022 | zh_TW |
