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題名 台灣生物科技產業群聚與研究發展之外溢效果
作者 劉惠珍
Liu, Hui-Chen
貢獻者 毛維凌
Mao, Wei-Ling
劉惠珍
Liu, Hui-Chen
關鍵詞 外溢效果
群聚
研究發展
spillover
clusters
R&D
日期 2005
上傳時間 14-Sep-2009 12:46:13 (UTC+8)
摘要 本文透過追蹤資料 (panel data)模型,被解釋變數以平均廠商生產力當作衡量指標,利用台灣經濟研究院於2001-2003年對250家生物科技廠商追蹤調查報告,來實證群聚及研究發展 (R&D)投入對台灣生物科技產業是否為該產業帶來生產力外溢效果 (spillover effect)之研究;藉此可探討群聚與研究發展對台灣生物科技產業產生之外溢效果,同時並可比較分析歐美日對生物科技產業推展之政策,本研究結果進一步在政府擬訂生物科技產業政策上或能提供些許參考。
     生物科技產業依其產業範疇分成醫藥品、醫療器材、特用化學品與食品、農業生物技術、環保及生物技術服務業等5項次產業。本文建立追蹤資料模型的固定效果 (fixed effects) 和隨機效果 (random effects)群聚及研究發展外溢效果之實證模型,然後開始進行參數估計及假設檢定,並加以分析,實證結果顯示:一、生技產業不存在固定效果,存在的是隨機效果,表示隨機干擾項 與投入變數 不具相關性。二、群聚與研究發展對國內生物技術產業所引發的外溢效果確屬存在,惟群聚外溢效果對生產力影響不顯著,但研究發展外溢效果對生產力卻具正面影響而且顯著。三、生技產業隨機效果模型與移動平均動態調整Da Silva模型估計結果一致。四、研究發展投入存在有不穩定現象,可見研究發展投入並不是對所有生技產業均有正面貢獻,諸如:特化與食品、農業生技及環保生技服務業有利於自行從事研發活動;而醫藥品業及醫療器材業則可能以與其他生技廠商或研究機構建立策略聯盟關係,如合作研發、研發活動外包 (outsourcing)及購併方式取得技術較有利。五、研究發展外溢效果最高的是特化與食品,其次是環保生技服務業,最低的則是醫療器材業;群聚外溢效果最高的是醫藥品業,其次是醫療器材業,最低的是特化與食品。六、若加以控制產業內研究發展資本存量變數,則研究發展投入與產業間研究發展資本存量對廠商生產力影響,具顯著外溢效果,且該等變數估計結果顯示其對廠商生產力的影響更大。
     關鍵字:外溢效果、群聚、研究發展
This empirical study examines the spillover effect of biotech industry clusters and R&D in Taiwan between 2001 and 2003. A sample of 250 biotechnology firms in Taiwan is used for the analysis. The biotechnology industry is classified into pharmaceutical, medical devices, specialty chemical and food, agricultural biotechnology, environmental biotechnology and service industries.
     To tell the difference between fixed effects and random effects panel data model of clustering and R&D, this study employs several estimation methods and tests some useful hypotheses. The results of the study show that the biotechnology industry in Taiwan does exhibit random effects, but no fixed effects. This implies that regressors are not correlated with the effect. In addition, clustering and R&D variation can affect productivity of Taiwan’s biotechnology firms. The R&D influence on the productivity of biotechnology firms is positive and significant; however clustering does not have significant impact, a result similar to that between the Fuller-Battese estimation and the moving average Da Silva estimation. R&D investment influence on the productivity of biotechnology firms is not stable in Taiwan. The specialty chemical and food, agricultural biotechnology, environmental biotechnology and service industries, for example, exhibit positive results from independent R&D. The pharmaceutical and medical devices industries, on the other hand, could benefit from building strategic R&D alliances with firms or institutes for abroad as well as through R&D outsourcing and M&A (merger and acquisition). The specialty chemical and food industry has the highest R&D spillover effect, followed by the environmental biotechnology and service industry, and last is the medical devices industry. In terms of spillover effect from clustering, the pharmaceutical industry benefits most followed, in descending order by the medical devices industry, and the specialty chemical and food industry. This study illustrates that the estimator of R&D and between industries R&D are also much larger with Fuller-Battese estimation when the control for inter-industry R&D variable is excluded.
     Keywords: spillover effect, clusters, R&D
參考文獻 1. 92年工業統計調查報告 (2005),經濟部統計處。
2. 中華民國海關進口稅則及進出口貨品分類表合訂本 (2004),財政部關稅總局與經濟部國際貿易局印。
3. 中華民國九十年產業關聯表 (2005),行政院主計處。
4. 生技產業白皮書 (2004),經濟部工業局。
5. 農業生物技術國家型科技計畫第三期報告 (2004),農業生物技術國家型科技計畫辦公室,台灣經濟研究院。
6. 江晃榮 (2002),「2002台灣生技產業白皮書」,經濟部工業局。
7. 孫智麗編 (2002),「2002年台灣生技產業實況」,台北:台灣經濟研究院。
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10. 莊奕琦、許碧峰 (1999),「研究發展對生產力的貢獻及產業間外溢效果:台灣製造    業實證」,《經濟論文》,27(3),407-432。
11. 黃仁德、羅時萬 (2001),「現代經濟成長理論」,台北:華泰文化事業公司。
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14. 蔡蕙安、陳致綱 (2001),「研究發展外溢之產出成長效果與動態調整過程-台灣高科技產業之實證研究」,第二屆全國實證經濟學論文研討會,2001年。
15. 陳忠榮、劉錦添、孫佳宏 (2001),「中小企業與大企業技術效率之估計與比較-台灣電子業四欄位產業之實證研究」,《國家科學委員會研究彙刊》,11( 4), 401-413。
16. 鄒孟文、劉錦添 (1997),「外人直接投資對台灣製造業波及效果之實證」,《經濟論文叢刊》,25,155-181。
17. Arellano, Manuel, Guido Imbens, Grayham Mizon E., Adrian Pagan and Mark Watson (2003), Panel Data Econometrics, Oxford University Press.
18. Austin, H. David (2000), “ Patents, Spillovers and Competition in Biotechnology,” Discussion Paper. 00-53, 5.
19. Blomstrom, M. and H. Persson (1983), “Foreign Investment and Spillover Efficiency in an Underdeveloped Economy: Evidence from the Mexican Manufacturing Industry,” World Development, 11(6), 1983, 42-56.
20. Canadian Biotechnology Industry Report, 2004, http://www.canadianbiotechnology.com/Industry_Report/industry_report.html.
21.  Cockburn, Iain and Henderson, Rebecca (1994), “Racing to Invest? The Dynamics of Competition in Ethical Drug Discovery,’’ Journal of Economics and Management Strategy, 3(3), 481-519.
22. Chuang, Y. C. and C. M. Lin (1999), “Foreign Direct Investment, R & D and Spillover Efficiency: Evidence from Taiwan’s Manufacturing Firms,” Journal of Development Studies, 35(4), 117-137.
23. Da Silva, J. G. C. (1975), “The Analysis of Cross-Sectional Time Series Data,” Ph. D. dissertation, Department of Statistics, North Carolina State University.
24. Drucker, F. Peter (2002), “Managing in the next Society: Beyond the Information Revolution.”
25. Folster, Stefan and Magnus Henrekson (1999), “Growth and the Public Sector: a Critique of the Critics, ” European Journal of Political Economy, 15, 337-358.
26. Fosfari, Andrea and Ronde Thomas (2003), “High-Tech Cluster Technology Spillovers and Trades Secret Laws,” Centre for Economic and Business Research, 18, 1-25.
27. Fuller,W. A. and G. E. Battese (1974), “Estimation of Linear Models with Crossed-Error Structure, ” Journal of Econometrics, 2, 67-78.
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29. Goto, A. and K. SuZuki (1989), “R&D Capital, Rate of Return on R&D Investment and Spillover of R&D in Japanese Manufacturing, Industries, ”Review of Economic and Statistics, 71, 555-564.
30. Hall, B. and J. Mairesse (1995), “Exploring the Relationship Between R&D and Productivity in French Manufacturing Firm,” Journal of Econometrics, 65, 263-292.
31. Hall, Bronwyn (1999), “Innovation and Market Value,” National Bureau of Economic Research Working Paper, No. 6984.
32. Hall, Linda A. (2001), “A Study of R&D, Innovation, and Business Performance in the Canadian Biotechnology Industry,” technovation, 22, 231-224.
33. Hausman, J. A. (1978), “Specification Tests in Econometrics,” Econometrica, 46, 1251-1271.
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35. Kokko, A. (1994), “ Technology Market Characteristic, and Spillovers,” Journal of Development Economics, 43, 279-293.
36. Kshetri, Nir, John P. Barkett and Nikhilesh Dholakia (2004), “International Heterogeneity in Internet Diffusion Evidence from Global Country Level Data,” working paper, 17-20.
37. Marshall, Alfred (1920), Principles of Economics, London: Macmillan.
38. Morrison, Alan D. and William J. Wilhelm JR. (2004), “Partnership Firms, Reputation, and Human Capital, ” American Economic Review, 94(5), 1682-1692.
39. Parks, R. W. (1967), “Efficient Estimation of a System of Regression Equation When Disturbances are Both Serially and Contemporaneously Correlated,” Journal of the American Statistical Association, 62, 500-509.
40. Raut, L. (1995), “R&D Spillover and Productivity Growth: Evidence from Indian Private Firms,” Journal of Development Economics, 48, 1-23.
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43. Trinh, Le Thi Van and John Gibson (2002),“A Forward-looking Measure of the Stock of Human Capital in New Zealand, ”Department of Economics, University of Waikato, 3-5.
44. Wang, Neng (2004), “Precautionary Saving and Partially Observed Income, ”Journal of Monetary Economics, 51,1645-1681.
45. Yang, Chih-Hai, Jong- Rong Chen, and Lee G. Branstetter (2001), “Technology Sourcing, Spillover and Productivity-Evidence from Taiwanese Manufacturing Firms,” Draft for Presentation the 28th EARIE Conference, Dublin, Ireland.
描述 碩士
國立政治大學
行政管理碩士學程
929210471
94
資料來源 http://thesis.lib.nccu.edu.tw/record/#G0929210471
資料類型 thesis
dc.contributor.advisor 毛維凌zh_TW
dc.contributor.advisor Mao, Wei-Lingen_US
dc.contributor.author (Authors) 劉惠珍zh_TW
dc.contributor.author (Authors) Liu, Hui-Chenen_US
dc.creator (作者) 劉惠珍zh_TW
dc.creator (作者) Liu, Hui-Chenen_US
dc.date (日期) 2005en_US
dc.date.accessioned 14-Sep-2009 12:46:13 (UTC+8)-
dc.date.available 14-Sep-2009 12:46:13 (UTC+8)-
dc.date.issued (上傳時間) 14-Sep-2009 12:46:13 (UTC+8)-
dc.identifier (Other Identifiers) G0929210471en_US
dc.identifier.uri (URI) https://nccur.lib.nccu.edu.tw/handle/140.119/32030-
dc.description (描述) 碩士zh_TW
dc.description (描述) 國立政治大學zh_TW
dc.description (描述) 行政管理碩士學程zh_TW
dc.description (描述) 929210471zh_TW
dc.description (描述) 94zh_TW
dc.description.abstract (摘要) 本文透過追蹤資料 (panel data)模型,被解釋變數以平均廠商生產力當作衡量指標,利用台灣經濟研究院於2001-2003年對250家生物科技廠商追蹤調查報告,來實證群聚及研究發展 (R&D)投入對台灣生物科技產業是否為該產業帶來生產力外溢效果 (spillover effect)之研究;藉此可探討群聚與研究發展對台灣生物科技產業產生之外溢效果,同時並可比較分析歐美日對生物科技產業推展之政策,本研究結果進一步在政府擬訂生物科技產業政策上或能提供些許參考。
     生物科技產業依其產業範疇分成醫藥品、醫療器材、特用化學品與食品、農業生物技術、環保及生物技術服務業等5項次產業。本文建立追蹤資料模型的固定效果 (fixed effects) 和隨機效果 (random effects)群聚及研究發展外溢效果之實證模型,然後開始進行參數估計及假設檢定,並加以分析,實證結果顯示:一、生技產業不存在固定效果,存在的是隨機效果,表示隨機干擾項 與投入變數 不具相關性。二、群聚與研究發展對國內生物技術產業所引發的外溢效果確屬存在,惟群聚外溢效果對生產力影響不顯著,但研究發展外溢效果對生產力卻具正面影響而且顯著。三、生技產業隨機效果模型與移動平均動態調整Da Silva模型估計結果一致。四、研究發展投入存在有不穩定現象,可見研究發展投入並不是對所有生技產業均有正面貢獻,諸如:特化與食品、農業生技及環保生技服務業有利於自行從事研發活動;而醫藥品業及醫療器材業則可能以與其他生技廠商或研究機構建立策略聯盟關係,如合作研發、研發活動外包 (outsourcing)及購併方式取得技術較有利。五、研究發展外溢效果最高的是特化與食品,其次是環保生技服務業,最低的則是醫療器材業;群聚外溢效果最高的是醫藥品業,其次是醫療器材業,最低的是特化與食品。六、若加以控制產業內研究發展資本存量變數,則研究發展投入與產業間研究發展資本存量對廠商生產力影響,具顯著外溢效果,且該等變數估計結果顯示其對廠商生產力的影響更大。
     關鍵字:外溢效果、群聚、研究發展
zh_TW
dc.description.abstract (摘要) This empirical study examines the spillover effect of biotech industry clusters and R&D in Taiwan between 2001 and 2003. A sample of 250 biotechnology firms in Taiwan is used for the analysis. The biotechnology industry is classified into pharmaceutical, medical devices, specialty chemical and food, agricultural biotechnology, environmental biotechnology and service industries.
     To tell the difference between fixed effects and random effects panel data model of clustering and R&D, this study employs several estimation methods and tests some useful hypotheses. The results of the study show that the biotechnology industry in Taiwan does exhibit random effects, but no fixed effects. This implies that regressors are not correlated with the effect. In addition, clustering and R&D variation can affect productivity of Taiwan’s biotechnology firms. The R&D influence on the productivity of biotechnology firms is positive and significant; however clustering does not have significant impact, a result similar to that between the Fuller-Battese estimation and the moving average Da Silva estimation. R&D investment influence on the productivity of biotechnology firms is not stable in Taiwan. The specialty chemical and food, agricultural biotechnology, environmental biotechnology and service industries, for example, exhibit positive results from independent R&D. The pharmaceutical and medical devices industries, on the other hand, could benefit from building strategic R&D alliances with firms or institutes for abroad as well as through R&D outsourcing and M&A (merger and acquisition). The specialty chemical and food industry has the highest R&D spillover effect, followed by the environmental biotechnology and service industry, and last is the medical devices industry. In terms of spillover effect from clustering, the pharmaceutical industry benefits most followed, in descending order by the medical devices industry, and the specialty chemical and food industry. This study illustrates that the estimator of R&D and between industries R&D are also much larger with Fuller-Battese estimation when the control for inter-industry R&D variable is excluded.
     Keywords: spillover effect, clusters, R&D
en_US
dc.description.tableofcontents 第一章 緒論……………………………………………………………………………….1
     第一節 前言………………………………………………………………………… 1
     第二節 研究動機…………………………………………………………………….3
     第三節 研究目的…………………………………………………………………… 3
     第四節 研究架構…………………………………………………………………….5
     第二章 文獻回顧………………………………………………………………………….7
     群聚與研究發展外溢效果相關文獻………………………………………………….7
     第三章 歐美日國家與台灣生物科技產業現況分析…………………………………….11
     第四章 實證模型與資料來源…………………………………………………………….21
     第一節 實證模型…………………………………………………………………….21
     第二節 估計方法與檢定…………………………………………………………….30
     第三節 資料來源…………………………………………………………………….31
     第四節 實證結果…………………………………………………………………….35
     第五章 結論與建議……………………………………………………………………….50
     參考文獻…………………………………………………………………………………….53
     圖次
     圖1研究流程圖…………………………………………………………………………….6
     圖2台灣生物科技產業群聚與研究發展外溢效果之研究架構………………………..6-1
     
     
     
     
     
     
     表次
     表1 主要國家的R&D支出之比較(2002年)……………………………………………58表2 群聚與研究發展外溢效果主要模型之研究範疇…………………………………. 10
     表3 2003年全球生技廠商現況………………………………………………………….59
     表4 2003年我國生技產業現況…………………………………………………………..59
     表5 台灣生技園區概況…………………………………………………………………..60
     表6 各國生技產業策略比較……………………………………………………………..61表7 生技產業投入產出係數矩陣………………………………………………………..62
     表8 追蹤資料模型中變數之定義與衡量方式…………………………………………..26
     表9 生技產業分類範籌…………………………………………………………………..63
     表10 生技產業生產力與主要要素投入之平均值………………………………………33
     表11 生技產業廠商特性之平均值………………………………………………………33
     表12 生技產業追蹤資料(非線型)估計結果(2001-2003年)……………………………41
     表13 醫藥品業、醫療器材及特化與食品業追蹤資料(非線型)估計結果(2001-2003年)…………………………………………………………………………………..44
     表14 農業生技及環保生技服務業追蹤資料(非線型)估計結果(2001-2003年)………45
     表15 生技產業研究發展與群聚外溢效果實證結果……………………………………47
     表16 生技產業分類產業研究發展與群聚外溢效果實證結果…………………………47
     表17 生技產業分類產業研究發展外溢效果……………………………………………49
     表18 生技產業分類產業群聚外溢效果…………………………………………………49
     附錄: 生技產業SAS程式(非線型)……………………………………………………..64
zh_TW
dc.language.iso en_US-
dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#G0929210471en_US
dc.subject (關鍵詞) 外溢效果zh_TW
dc.subject (關鍵詞) 群聚zh_TW
dc.subject (關鍵詞) 研究發展zh_TW
dc.subject (關鍵詞) spilloveren_US
dc.subject (關鍵詞) clustersen_US
dc.subject (關鍵詞) R&Den_US
dc.title (題名) 台灣生物科技產業群聚與研究發展之外溢效果zh_TW
dc.type (資料類型) thesisen
dc.relation.reference (參考文獻) 1. 92年工業統計調查報告 (2005),經濟部統計處。zh_TW
dc.relation.reference (參考文獻) 2. 中華民國海關進口稅則及進出口貨品分類表合訂本 (2004),財政部關稅總局與經濟部國際貿易局印。zh_TW
dc.relation.reference (參考文獻) 3. 中華民國九十年產業關聯表 (2005),行政院主計處。zh_TW
dc.relation.reference (參考文獻) 4. 生技產業白皮書 (2004),經濟部工業局。zh_TW
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