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題名 亞洲主要機場的績效比較研究-資料包絡法的分析
Efficiency evaluation of major airports in Asia-data envelopment analysis
作者 賴淑容
Lai, Shu Jung
貢獻者 黃仁德
Hwang, Jen Te
賴淑容
Lai, Shu Jung
關鍵詞 機場資產
機場能量
效率
二階段DEA
Airport Capital
Airport Capacity
Efficiency
Two-Stage DEA
日期 2009
上傳時間 8-Dec-2010 02:05:17 (UTC+8)
摘要 This study adopt input orientation data envelopment Analysis approaches to evaluate the operational efficiency for major international airports in terms of the top 20 ranking by total passengers handling in Asia region in 2008. Unlike the most the other airport literature researches only using the one-stage DEA to measure the efficiency, in this study, two-stage, the extension of DEA, adding the concept of the intermediates product, separate the airport operation into airport capital side and airport capability side, is applied to evaluate the two-side efficiency of each airport under the assumption of constant returns to scale, variable returns to scale, scale efficiency and super efficiency model by employing four inputs, four intermediate products and two outputs.
     The result of this study shows that the China Shenzhen Baoan airport is the best airport in overall technical efficiency in different stages. It indicates that the operation of small size airports (category by the passengers handling) are run more efficiency than the large one. In addition, by two-stage DEA analysis, the airport capital usage is better than in capacity utilization. It found that the China Beijing Capital airport is good in airport infrastructure usage but the capacity utilization is not enough. Finally, the number of increasing return scale airports are more than the decreasing return scale airports among Asia region (e.g. Taiwan Taoyuan airport), therefore, the expansions of facility and capacity in those increasing return scale airports are worthy to invest to promote the operational efficiency and its competitiveness.
參考文獻 Adler, N. and J. Berechman (2001), “Measuring Airport Quality from the Airlines` Viewpoint: An Application of Data Envelopment Analysis,” Transport Policy, 8:3, pp. 171-81.
ACI (2007), ACI Position Brief: The Airport Business. Geneva: Airport International Council.
Banker, R. D., A. Charnes, and W. W. Cooper (1984), “Some Models for Estimating Technical and Scale Inefficiencies in Data Envelopment Analysis,” Management Science, 30, pp. 1078-1092.
Bazargan, M. and B. Vasigh (2003), “Size Versus Efficiency: a Case Study of US Commercial Airports,” Journal of Air Transport Management, 9:3, pp. 187-193.
Barros, C. P. and P. U. C. Dieke (2008), “Measuring the Economic Efficiency of Airports: A Simar-Wilson Methodology Analysis” Transportation Research, 44:6, pp. 1039-1051.
Bowlin, W. F. (1987), “Evaluating the Efficiency of US Air Force Real-Property Maintence,” Journal of Operational Research Society, 38:2, pp. 32-48.
Cesar, V. O. and M. T. Benjamin (2005), “An International Comparison of Banking Sectors: A DEA Approach,” Global Economic Review, 34:3, pp. 291-307.
Chen, Y. J. (2003), “The Operational Efficiency of Major Airports in Asia: An application of Data Envelopment Analysis,” master thesis, Department of Logistics Management, National Kaohsiung First University of Science and Technology. (In Chinese)
Charnes, A., W. W. Cooper, and E. Rhodes (1978), “Measuring the Efficiency of Decision Making Units,” European Journal of Operational Research, 2:6, pp. 429-444.
Cheng, J. H., R. T. Wang, and M. F. Hsieh (2007), “Combining the GRA and the Two-Stage DEA Methods for Assessing the performance of Air Cargo Terminals,” Proceedings of the Eastern Asia Society for Transportation Studies, Vol. 6.
http://ci.nii.ac.jp/naid/130000087559
Coelli, T. J. (1996), “A Guide to DEAP Version 2.1: A Data Envelopment Analysis (Computer) Program,” CEPA Working Paper, No. 8/96, Department of Econometrics, University of New England, Armidale NSW Australia.
http://www.une.edu.au/econometrics/cepa2.htm#software
Cooper, W. W., L. M. Seiford, and J. Zhu (2004), Handbook on Data Envelopment Analysis. Boston: Kluwer Academic Publisher.
Dempsey, P. S. (1999), Airport Planning and Development Handbook. New York: The McGraw-Hill Companies.
Farrell, M. J. (1957), “The Measurement of Productive Efficiency,” Journal of the Royal Statistical Society, 120:3, pp. 253-290.
Fare, R. and S. Grosskopf (1996), “Productivity and Intermediate Products: A Frontier Approach,” Economics Letter, 50:1, pp. 67-80.
Fan, Y. C. (2005), “The Study on the Operating Efficiency of Main Airports in the World-on the Application of DEA,” master thesis, Department of Accounting Management, Yuan Ze University. (In Chinese)
Fielding A. L., T. T. Babitsky, and M. E. Brenner (1985), “Performance Evaluation of Bus Transit,” Transportation Research, 19:1, pp. 73–82.
Gillen, D. and A. Lall (1997), “Developing Measures of Airport Productivity and Performance: an Application of Data Envelopment Analysis,” Transportation Research Part E: Logistics and Transportation Review, 33:4, pp. 261-273.
Gollani, B and Y. Roll (1989), “An Application Procedure for DEA,” Omega International Journal of Management Sciences, 17, pp. 237–250.
Hooper, P. (2002), “Privatization of Airports in Asia,” Journal of Air Transport Management, 8:5, pp. 289-300.
Hong, C. H. (2005), “An Evaluation Framework for Operational Performance of World major Airports with Application of DEA,” master thesis, Department of Logistics Management, National Kaohsiung First University of Science and Technology. (In Chinese)
IATA (2009), World Air Transport Statistics 2008. Montreal: International Air Transport Association.
IATA (1995), Airport Development Reference Manual. Montreal: International Air Transport Association.
ICAO (2009), Annual Report: The State of International Civil Aviation. Montreal: International Civil Aviation Organization.
Kalirajan, K. P. (1990), “On Measuring Economic Efficiency,” Journal of Applied Econometrics, 5:1, pp. 75–85.
Lovell, C. A. K. (1993), “Production Frontier and Productive Efficiency,” in H. O. Fried, C. A. K. Lovell, and S. S. Schmidt, eds., The Measurement of Productive Efficiency: Techniques and Applications. (New York: Oxford University Press) pp. 3-67.
Sarkis J. and S. Talluri (2004), “Evaluating and Selecting E-Commerce Software and Communication Systems for a Supply Chain,” European Journal of Operational Research, 159:2, pp. 318-329.
Sexton, T. R. and H. F. Lewis (2003), “Two-Stage DEA: An Application to Major League Baseball,” Journal of Productivity Analysis, 19:2, pp. 227-249.
Shleifer, A. and R. W. Vishny (1986), “Large Shareholders and Corporate Control,” Journal of Political Economy, 94, pp. 461-488.
Tseng, K. J., J. F. Ho, and Y. J. Liu (2008), “A Study on the Performance Evaluation of Major International Airports in the World, ” Journal of Modeling in Management, 3:1, pp. 71-81.
Tone, K. and M. Tsutsui (2007), “Application of Network DEA Model to Vertically Integrated Electric Utilities,” GRIPS Discussion Papers, National Graduate Institute for Policy Studies, No. 07-03.
描述 碩士
國立政治大學
亞太研究英語碩士學位學程(IMAS)
97925013
98
資料來源 http://thesis.lib.nccu.edu.tw/record/#G0097925013
資料類型 thesis
dc.contributor.advisor 黃仁德zh_TW
dc.contributor.advisor Hwang, Jen Teen_US
dc.contributor.author (Authors) 賴淑容zh_TW
dc.contributor.author (Authors) Lai, Shu Jungen_US
dc.creator (作者) 賴淑容zh_TW
dc.creator (作者) Lai, Shu Jungen_US
dc.date (日期) 2009en_US
dc.date.accessioned 8-Dec-2010 02:05:17 (UTC+8)-
dc.date.available 8-Dec-2010 02:05:17 (UTC+8)-
dc.date.issued (上傳時間) 8-Dec-2010 02:05:17 (UTC+8)-
dc.identifier (Other Identifiers) G0097925013en_US
dc.identifier.uri (URI) http://nccur.lib.nccu.edu.tw/handle/140.119/49321-
dc.description (描述) 碩士zh_TW
dc.description (描述) 國立政治大學zh_TW
dc.description (描述) 亞太研究英語碩士學位學程(IMAS)zh_TW
dc.description (描述) 97925013zh_TW
dc.description (描述) 98zh_TW
dc.description.abstract (摘要) This study adopt input orientation data envelopment Analysis approaches to evaluate the operational efficiency for major international airports in terms of the top 20 ranking by total passengers handling in Asia region in 2008. Unlike the most the other airport literature researches only using the one-stage DEA to measure the efficiency, in this study, two-stage, the extension of DEA, adding the concept of the intermediates product, separate the airport operation into airport capital side and airport capability side, is applied to evaluate the two-side efficiency of each airport under the assumption of constant returns to scale, variable returns to scale, scale efficiency and super efficiency model by employing four inputs, four intermediate products and two outputs.
     The result of this study shows that the China Shenzhen Baoan airport is the best airport in overall technical efficiency in different stages. It indicates that the operation of small size airports (category by the passengers handling) are run more efficiency than the large one. In addition, by two-stage DEA analysis, the airport capital usage is better than in capacity utilization. It found that the China Beijing Capital airport is good in airport infrastructure usage but the capacity utilization is not enough. Finally, the number of increasing return scale airports are more than the decreasing return scale airports among Asia region (e.g. Taiwan Taoyuan airport), therefore, the expansions of facility and capacity in those increasing return scale airports are worthy to invest to promote the operational efficiency and its competitiveness.
en_US
dc.description.tableofcontents 1. Introduction...1
     1.1 Motivation.....1
     1.2 Purpose........2
     1.3 Objective and Framework......4
     2. Literature Review............6
     2.1 Airport Efficiency Measurement Using DEA.......6
     2.2 The Two-stage DEA Studies........10
     3. Empirical Methods................11
     3.1 The Basic DEA Models.............11
     3.2 Two-stage DEA for Airport........15
     4. Empirical Process and Results....18
     4.1 Data Explanation.................19
     4.2 Empirical Results................25
     4.2.1 One-stage Overall Performance Analysis.....25
     4.2.2 Ranking of Efficiency Score by One-stage...26
     4.2.3 Two-stage Overall Peformance Analysis......29
     4.2.4 Ranking of Efficiency Score by Two-stage...31
     4.2.5 Scale Efficiency Comparison......35
     5. Conclusion.......................39
     Reference................................40
     Appendix.................................43
     Table 1: Summary of DEA Research on Airport Efficiency...9
     Table 2: The Growth of Airports in Worldwide — 2008.....18
     Table 3: Top 20 of Busiest Asia Airports — Total Passengers ----19
     Table 4: Variables of One-Stage DEA....21
     Table 5: Variables of Two-Stage DEA....21
     Table 6: Pearson Correlation Between Input and Output — One Stage.....22
     Table 7: Pearson correlation Between Input and Output — Capital Side..22
     Table 8: Pearson Correlation Between Input and Output — Capacity Side..22
     Table 9: Descriptive Statistic of Empirical Variables...24
     Table 10: Ranking of CCR Overall Efficiency....25
     Table 11: Comparison of Ranking by One Stage...26
     Table 12: Efficiency Score of PTE and SE by One Stage...27
     Table 13: Ranking of CCR Overall Efficiency by Capital..29
     Table 14: Ranking of CCR Overall Efficiency by Capacity.30
     Table 15: Ranking Comparison Between One Stage and Two Stage ...31
     Table 16: Average Score of Technical Efficiency...34
     Table 17: Efficiency Score of PTE and SE by Two Stage...36
     Table 18: Score of Scale Efficiency....37
     Table 19: Efficiency Evaluation by CCR/BCC/SE Models...37
     Figure 1: Intermediate Concept of Inner Operation......15
     Figure 2: Network Process..............................16
     Figure 3: Two-Stage Process............................17
     Figure 4: Two-Stage of Airport Inner Operation.........20
     Figure 5: Efficiency Score of PTE and SE in Different Airports........28
     Figure 6: Overall Efficiency of Different Stage...32
     Figure 7: Proportion of Efficiency Score is Equal to 1...38
zh_TW
dc.language.iso en_US-
dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#G0097925013en_US
dc.subject (關鍵詞) 機場資產zh_TW
dc.subject (關鍵詞) 機場能量zh_TW
dc.subject (關鍵詞) 效率zh_TW
dc.subject (關鍵詞) 二階段DEAzh_TW
dc.subject (關鍵詞) Airport Capitalen_US
dc.subject (關鍵詞) Airport Capacityen_US
dc.subject (關鍵詞) Efficiencyen_US
dc.subject (關鍵詞) Two-Stage DEAen_US
dc.title (題名) 亞洲主要機場的績效比較研究-資料包絡法的分析zh_TW
dc.title (題名) Efficiency evaluation of major airports in Asia-data envelopment analysisen_US
dc.type (資料類型) thesisen
dc.relation.reference (參考文獻) Adler, N. and J. Berechman (2001), “Measuring Airport Quality from the Airlines` Viewpoint: An Application of Data Envelopment Analysis,” Transport Policy, 8:3, pp. 171-81.zh_TW
dc.relation.reference (參考文獻) ACI (2007), ACI Position Brief: The Airport Business. Geneva: Airport International Council.zh_TW
dc.relation.reference (參考文獻) Banker, R. D., A. Charnes, and W. W. Cooper (1984), “Some Models for Estimating Technical and Scale Inefficiencies in Data Envelopment Analysis,” Management Science, 30, pp. 1078-1092.zh_TW
dc.relation.reference (參考文獻) Bazargan, M. and B. Vasigh (2003), “Size Versus Efficiency: a Case Study of US Commercial Airports,” Journal of Air Transport Management, 9:3, pp. 187-193.zh_TW
dc.relation.reference (參考文獻) Barros, C. P. and P. U. C. Dieke (2008), “Measuring the Economic Efficiency of Airports: A Simar-Wilson Methodology Analysis” Transportation Research, 44:6, pp. 1039-1051.zh_TW
dc.relation.reference (參考文獻) Bowlin, W. F. (1987), “Evaluating the Efficiency of US Air Force Real-Property Maintence,” Journal of Operational Research Society, 38:2, pp. 32-48.zh_TW
dc.relation.reference (參考文獻) Cesar, V. O. and M. T. Benjamin (2005), “An International Comparison of Banking Sectors: A DEA Approach,” Global Economic Review, 34:3, pp. 291-307.zh_TW
dc.relation.reference (參考文獻) Chen, Y. J. (2003), “The Operational Efficiency of Major Airports in Asia: An application of Data Envelopment Analysis,” master thesis, Department of Logistics Management, National Kaohsiung First University of Science and Technology. (In Chinese)zh_TW
dc.relation.reference (參考文獻) Charnes, A., W. W. Cooper, and E. Rhodes (1978), “Measuring the Efficiency of Decision Making Units,” European Journal of Operational Research, 2:6, pp. 429-444.zh_TW
dc.relation.reference (參考文獻) Cheng, J. H., R. T. Wang, and M. F. Hsieh (2007), “Combining the GRA and the Two-Stage DEA Methods for Assessing the performance of Air Cargo Terminals,” Proceedings of the Eastern Asia Society for Transportation Studies, Vol. 6.zh_TW
dc.relation.reference (參考文獻) http://ci.nii.ac.jp/naid/130000087559zh_TW
dc.relation.reference (參考文獻) Coelli, T. J. (1996), “A Guide to DEAP Version 2.1: A Data Envelopment Analysis (Computer) Program,” CEPA Working Paper, No. 8/96, Department of Econometrics, University of New England, Armidale NSW Australia.zh_TW
dc.relation.reference (參考文獻) http://www.une.edu.au/econometrics/cepa2.htm#softwarezh_TW
dc.relation.reference (參考文獻) Cooper, W. W., L. M. Seiford, and J. Zhu (2004), Handbook on Data Envelopment Analysis. Boston: Kluwer Academic Publisher.zh_TW
dc.relation.reference (參考文獻) Dempsey, P. S. (1999), Airport Planning and Development Handbook. New York: The McGraw-Hill Companies.zh_TW
dc.relation.reference (參考文獻) Farrell, M. J. (1957), “The Measurement of Productive Efficiency,” Journal of the Royal Statistical Society, 120:3, pp. 253-290.zh_TW
dc.relation.reference (參考文獻) Fare, R. and S. Grosskopf (1996), “Productivity and Intermediate Products: A Frontier Approach,” Economics Letter, 50:1, pp. 67-80.zh_TW
dc.relation.reference (參考文獻) Fan, Y. C. (2005), “The Study on the Operating Efficiency of Main Airports in the World-on the Application of DEA,” master thesis, Department of Accounting Management, Yuan Ze University. (In Chinese)zh_TW
dc.relation.reference (參考文獻) Fielding A. L., T. T. Babitsky, and M. E. Brenner (1985), “Performance Evaluation of Bus Transit,” Transportation Research, 19:1, pp. 73–82.zh_TW
dc.relation.reference (參考文獻) Gillen, D. and A. Lall (1997), “Developing Measures of Airport Productivity and Performance: an Application of Data Envelopment Analysis,” Transportation Research Part E: Logistics and Transportation Review, 33:4, pp. 261-273.zh_TW
dc.relation.reference (參考文獻) Gollani, B and Y. Roll (1989), “An Application Procedure for DEA,” Omega International Journal of Management Sciences, 17, pp. 237–250.zh_TW
dc.relation.reference (參考文獻) Hooper, P. (2002), “Privatization of Airports in Asia,” Journal of Air Transport Management, 8:5, pp. 289-300.zh_TW
dc.relation.reference (參考文獻) Hong, C. H. (2005), “An Evaluation Framework for Operational Performance of World major Airports with Application of DEA,” master thesis, Department of Logistics Management, National Kaohsiung First University of Science and Technology. (In Chinese)zh_TW
dc.relation.reference (參考文獻) IATA (2009), World Air Transport Statistics 2008. Montreal: International Air Transport Association.zh_TW
dc.relation.reference (參考文獻) IATA (1995), Airport Development Reference Manual. Montreal: International Air Transport Association.zh_TW
dc.relation.reference (參考文獻) ICAO (2009), Annual Report: The State of International Civil Aviation. Montreal: International Civil Aviation Organization.zh_TW
dc.relation.reference (參考文獻) Kalirajan, K. P. (1990), “On Measuring Economic Efficiency,” Journal of Applied Econometrics, 5:1, pp. 75–85.zh_TW
dc.relation.reference (參考文獻) Lovell, C. A. K. (1993), “Production Frontier and Productive Efficiency,” in H. O. Fried, C. A. K. Lovell, and S. S. Schmidt, eds., The Measurement of Productive Efficiency: Techniques and Applications. (New York: Oxford University Press) pp. 3-67.zh_TW
dc.relation.reference (參考文獻) Sarkis J. and S. Talluri (2004), “Evaluating and Selecting E-Commerce Software and Communication Systems for a Supply Chain,” European Journal of Operational Research, 159:2, pp. 318-329.zh_TW
dc.relation.reference (參考文獻) Sexton, T. R. and H. F. Lewis (2003), “Two-Stage DEA: An Application to Major League Baseball,” Journal of Productivity Analysis, 19:2, pp. 227-249.zh_TW
dc.relation.reference (參考文獻) Shleifer, A. and R. W. Vishny (1986), “Large Shareholders and Corporate Control,” Journal of Political Economy, 94, pp. 461-488.zh_TW
dc.relation.reference (參考文獻) Tseng, K. J., J. F. Ho, and Y. J. Liu (2008), “A Study on the Performance Evaluation of Major International Airports in the World, ” Journal of Modeling in Management, 3:1, pp. 71-81.zh_TW
dc.relation.reference (參考文獻) Tone, K. and M. Tsutsui (2007), “Application of Network DEA Model to Vertically Integrated Electric Utilities,” GRIPS Discussion Papers, National Graduate Institute for Policy Studies, No. 07-03.zh_TW