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題名 打造攀爬知識經濟之階梯─國家創新系統、人力資本及智慧財產權之統合分析
作者 張靖怡
貢獻者 周德宇
張靖怡
日期 2002
上傳時間 9-May-2016 16:24:09 (UTC+8)
摘要 　　本文擬分析並討論由內生成長模型中所導引出知識經濟的實質內涵與影響經濟成長的關鍵因素，並針對其中公共政策所規範的產業發展與競爭規則（特別是智慧財產權）訂定作深入分析探討。文中首先對內生成長模型的理論及實證做一整理，接下來，再比對一國整體經濟，藉由經濟理論中所提及促進成長的決定因素，來分辦國家的創新要素之外，更進一步去瞭解並整理出研發個體以及彼此之間互動，所造成經濟實證所無法加以衡量及量化，關於知識品質的提昇部分。再者，從國家創新系統中，我們瞭解知識環節在產學合作是最弱的一個環節，以及人力資本應為我國競爭優勢，而本文著重討論人力資本的品質。再者，經濟成長除了經濟個體知識流動的速度及品質提昇是加速經濟成長的重點之外，對於整體經濟活動該如何規範以及設計誘因在知識為主要投入的經濟之下，智慧財產權的規範問題更顯出其重要的地位。最後，本文總整理國家創新系統、人力資本及智慧財產權部分對我國「知識經濟發展方案」做一通盤而具體的評議。
參考文獻 一、中文書刊：
1. 中華經濟研究院(2001)，「國際經濟情勢週報1406」。
2. 行政院經濟建設委員會，「知識經濟發展方案」(2000)。
3. 李仁芳(1998)，「智價企業策略聯盟新體制-產研合作創新」，跨世際成功策略論文集，企業經理協進會。
4. 李仁芳、蘇錦夥(1998a)，「台灣產業網路管理之發展：從合作生產到合作創新─以自行出工業為例」，第七屆產業管理研討會論文，政治大學科技管理研究所。
5. 李仁芳、蘇錦夥(1998b)，「台灣產業網路管理之發展：從合作生產到合作創新─以自行出工業為例」，第七屆產業管理研討會論文，政治大學科技管理研究所。
6. 李誠、辛炳隆(1999)，「台灣推行職業順練券可行性之評估」，行政院勞委會職訓局。
7. 周德宇(2001)，「新經濟？新智慧財產權？--兼論最適智慧財產權」，2001國家發展學術研討會─知識經濟社會與國家發展論文集，國立台灣大學國家發展研究所。
8. 翁明德(1996)，「研發動態理論模型」，國立台灣大學經濟研究所碩士論文。
9. 高希均、李誠主編(2000)，「知識經濟之路」，台北：天下遠見。
10. 孫智麗(2001)，「國家創新系統─知識經濟體系下創新政策的新思維」，2001國家發展學術研討會─知識經濟社會與國家發展論文集，國立台灣大學國家發展研究所。
11. 張溫波(2000)，「建設知識經濟、增強國家實力」，自由中國之工業第90卷第5期，pp1-26。
12. 莊奕琦、李均元(2001)，「如何衡量人力資本：理論與台灣實證」，國立政治大學財政所研討會論文。
13. 黃易成(1996)，「研發機構中研發人員擴散現象之研究─以工業技術研究院光電工業研究所為例」，輔仁大學管理學研究所碩士論文。
14. 彭蕙仙、常雲鳳譯，Annalee Saxenian著(1999)，「區域優勢：矽谷與一二八公路的文化與競爭」，台北：天下遠見。
15. 經濟部智慧財產局(2000)，「巴黎公約解讀」，台北。
16. 趙振瑛(1998)，「人力資本與經濟成長關係之研究」，政治大學經濟研究所博士論文。
17. 廖麗佳(1999)，「人力資源策略、教育訓練政策與人力資源績效的關係─以台灣500大服務業為例」，國立台灣師範大學工業科技教育學系碩士論文。
18. 劉江彬(1998)，「美國大學研發合作模式研究」，工研院委託政大科技管理所專案報告。
19. 龔明鑫、林秀英(2001)，「新經濟在台灣？」，2001國家發展學術研討會─知識經濟社會與國家發展論文集，國立台灣大學國家發展研究所。
二、西文書刊：
1. Alfred Marshall(1890), Principles of Economics. London：Macmillan
2. Andrea Bassanini, Stefano Scarpetta and Ignazio Visco (2000),“Knowledge, Technology and Economic Growth: Recent Evidence from OECD Countries”, OECD working paper.
3. Baxter and Daniel P. Kessler (1998), “The Law and Economics of Tying Arrangements：Lessons for the Competition Policy Treatment of Intellectual Property,” in Robert D. Anderson and Nancy T. Gallini ed. Competition Policy and Intellectual Property Rights in the Knowledge-Based Economics, pp137-58, The Industry Canada Research Series, Calgary：University of Calgary Press.
4. Commission of the European Communities (2000), “Making a Research Area：Guidelines for EU Research Activities”, Communication of the European Commission.
5. D.J. Teece (1986), “Profiting from Technology Innovation: Implications for integration, Collaboration, Licensing and Public Policy,” Research Policy, Vol15, No.6, pp.285-305.
6. David Coe and Elhanan Helpman(1993), “International R&D spillovers,” Working Paper No.5-93, The Foerder Institute for Economic Research, Tel Aviv University.
7. Donald G. McFetridge(1998), “Intellectual Property, Technology Diffusion, and Growth in the Canadian Economy, ” in Robert D. Anderson and Nancy T. Gallini ed. Competition Policy and Intellectual Property Rights in the Knowledge-Based Economics, pp 65-110, The Industry Canada Research Series, Calgary：University of Calgary Press.
8. D.C. Mowery and R.M. Ham (1997), “Improving the effectiveness of Public-private R&D collaboration: case studies at a US weapons laboratory,” Research Policy 26, pp661-75.
9. Gene M. Grossman, and Elhanan Helpman(1991), Innovation and Growth in the Global Economy, Cambridge：MIT Press. Jonathan Eaton, and Samuel Kortum（1993）, International technology Diffusion, mimeo, Boston University.
10. Gene M. Grossman, and Elhanan Helpman(1994), “Endogenous Innovation in the Theory of Growth,” Journal of Economic Perspective, Vol.8, No.1, pp23-44.
11. Hideki Ogawa(1989), “New Technology Licensing Guidelines in Japan,” World Competition Law and Economics Review, Vol.13, No2.
12. Jeffrey Church and Roger Ware(1998), ”Network Industries, Intellectual Property Rights and Competition Policy,” in Robert D. Anderson and Nancy T. Gallini ed. Competition Policy and Intellectual Property Rights in the Knowledge-Based Economics, pp227-92, The Industry Canada Research Series, Calgary：University of Calgary Press.
13. J. Paul McGrath(1984), “Patent Licensing： A Fresh Look at Antitrust Principles in a Changing Economic Environment,” Patent and Trademark Review, Vol.82, No9, pp355-65.
14. Joseph A. Schumpeter(1950), Capitalism, Socialism and Democracy, 3rd ed., New York：Harper and Row.
15. Jr. Robert E. Lucas (1988), “On the Mechanics of Economic Development”, Journal of Monetary Economics, Vol. 22, No.1, pp3-42.
16. Louis Kaplow(1995), “A Model of the Optimal Complexity of Legal Rules,” Journal of Law, Economics and Organization, Vol. 11, No.1, pp 150-63.
17. Lester Thurow (1997), “Needed: A New System of Intellectual Property Rights,” Harvard Business Review, pp 95-103.
18. Lester Thurow(2000), “Globalization: The Product of a Knowledge-Based Economy,” The Annals of the American Academy, Vol.570, pp19-31.
19. M.L. Lee, B.C. Liu, and P. Wang (1994), “Education, Human Capital Enhancement and Economic Development：Comparison between Korea and Taiwan,” Economics of Education Review, Vol.13, No.4, pp275-288.
20. M. La Manna, R. MacLeod, and D. de Meza.(1989), “The Case for Permissive Patents.” European Economic Review, Vol.33, pp1427-1443.
21. Michael Porter(1992), The Competitive Advantage of Nations, New York︰Free Press, pp121.
22. M. Waterson(1990), “The Economics of Product Patents.” American Economic Review, Vol. 80, pp 860-867.
23. Nancy Stokey(1992), “R&D and Economic Growth,” mimeo, University of Chicago.
24. Nathan Rosenberg(1982), Inside the Black Box： Technology and Economics, Cambridge：Cambridge university Press.
25. N. Rosenberg & R. Nelson (1994), “American Universities and Technical Alliances in Industry,” Research Policy, Vol.23, No.3.
26. N. Rosenberg & R. Nelson (1997), “National Innovation Systems: Background Report”, OECD. DSTH/STP/ITP, Vol.97, No.2.
27. Nancy T. Gallini and Michael J. Trebilcock(1998), “Intellectual Property Rights and Competition Policy：A Framework for Analysis of Economic and Legal Issues”, in Robert D. Anderson and Nancy T. Gallini ed. Competition Policy and Intellectual Property Rights in the Knowledge-Based Economics, pp17-64, The Industry Canada Research Series, Calgary：University of Calgary Press.
28. OECD(1996)， The Knowledge Based Ecocomy, Paris.
29. OECD (1999), Managing National Innovation Systems, Organization for Economic Co-operation and Development, Paris.
30. OECD(2000)， Science, Technology and Industry Outlook,2000, Paris.
31. Paul M. Romer(1986), “Increasing Returns and Long-Run Growth”, Journal of Political Economy, Vol. 94, No.5, pp1002-37.
32. Paul M. Romer(1994), “The Origins of Endogenous Growth”, Journal of Economics perspective, Vol. 8, No.1, pp3-22.
33. Philippe Aghion and Howitt(1992), “A Model of Growth Through Creative Destruction,” Econometrica, Vol.60, No.2, pp323-51.
34. R. D. Atkinson and R. H. Court (1998), “The New Economy Index: Understanding America``s Economic Transformation”, Progressive Policy Institute``s Technology, Innovation, and New Economy Project.
35. Robert P. Merges(1998), “Antitrust Review of Patent Acquisitions︰Property Rights, Firm Boundaries, and Organization,” in Robert D. Anderson and Nancy T. Gallini ed. Competition Policy and Intellectual Property Rights in the Knowledge-Based Economy, pp111-34, The Industry Canada Research Series, Calgary：University of Calgary Press.
36. Robert Solow(1957), “Technical Change and the Aggregate Production Function.” Review of Economics and Statistics, Vol. 39, pp 312-20.
37. Robert J. Barro(1991), “Economic Growth in a Cross Section of Countries,” Quarterly Journal of Economics, Vol.106, No.2, pp407-44.
38. Steven D. Oliner and Daniel E. Sichel, “The Resurgence of Growth in the Late 1990s: Is Information Technology the Story?” Journal of Economic Perspectives.
39. World Bank(1993), “The East Asian Miracle: Economic Growth and Public Policy”, pp199.
40. World Bank(1999), “World Development Report 1998/1999”.
41. William D. Nordhaus(1969), “An Economic Theory of Technological Change,” American Economic Review, Vol.59, No.2, pp18-28.
42. Y. Hayami(1999), “Change in the Source of Modern Economic Growth：Japan Compared with the United States,” Journal of the Japanese and International Economics, Vol.13, No.1, pp1-21.
三、網站資料：
1. 王素彎，「知識經濟時代對我國人力資源的因應及挑戰」http://www.moea.gov.tw/~ecobook/season/9003/6-4-1.htm#5.
2. 台灣新經濟網站，http://www.cedi.cepd.gov.tw/.
3. 第六次全國科學技術會議，http://www.nsc.gov.tw/pla/6thNSC/forum/AllSubject.htm
4. Mikinsey公司網站，http://www.mckinseyquarterly.com/home.asp.
5. 經濟學人網站，http://www.economist.com/surveys/displayStory.cfm?Story_id=375522.
6. Krugman Paul, “Dow 36,000: How Silly is it?”, http://web.mit.edu/krugman/www/dow36K.html.
7. OECD (1998), Competition Policy and Intellectual Property Rights, http://www.oecd.org/pdf/M000015000/M00015215.pdf.
8. Stephen Oliner and Daniel Sichel(2000) , “The Resurgence of Growth in the Late 1990s: Is Information Technology the Story?”. http://www.federalreserve.gov/pubs/feds/2000/index.html
9. Dale Jorgenson and Kevin Stiroh(2000), “Raising the Speed Limit: US Economic Growth in the Information Age”. http://www.economics.harvard.edu/faculty/jorgenson/papers/dj_ks5.pdf
10. Jack Triplett(1998), “The Solow Productivity Paradox: What do Computers do to Productivity?”, Brookings Institution,. http://www.csls.ca/new/revpaper.html
描述 碩士
國立政治大學
財政學系
資料來源 http://thesis.lib.nccu.edu.tw/record/#A2010000228
資料類型 thesis
dc.contributor.advisor 周德宇zh_TW
dc.contributor.author (Authors) 張靖怡zh_TW
dc.creator (作者) 張靖怡zh_TW
dc.date (日期) 2002en_US
dc.date.accessioned 9-May-2016 16:24:09 (UTC+8)-
dc.date.available 9-May-2016 16:24:09 (UTC+8)-
dc.date.issued (上傳時間) 9-May-2016 16:24:09 (UTC+8)-
dc.identifier (Other Identifiers) A2010000228en_US
dc.identifier.uri (URI) http://nccur.lib.nccu.edu.tw/handle/140.119/95499-
dc.description (描述) 碩士zh_TW
dc.description (描述) 國立政治大學zh_TW
dc.description (描述) 財政學系zh_TW
dc.description.abstract (摘要) 　　本文擬分析並討論由內生成長模型中所導引出知識經濟的實質內涵與影響經濟成長的關鍵因素，並針對其中公共政策所規範的產業發展與競爭規則（特別是智慧財產權）訂定作深入分析探討。文中首先對內生成長模型的理論及實證做一整理，接下來，再比對一國整體經濟，藉由經濟理論中所提及促進成長的決定因素，來分辦國家的創新要素之外，更進一步去瞭解並整理出研發個體以及彼此之間互動，所造成經濟實證所無法加以衡量及量化，關於知識品質的提昇部分。再者，從國家創新系統中，我們瞭解知識環節在產學合作是最弱的一個環節，以及人力資本應為我國競爭優勢，而本文著重討論人力資本的品質。再者，經濟成長除了經濟個體知識流動的速度及品質提昇是加速經濟成長的重點之外，對於整體經濟活動該如何規範以及設計誘因在知識為主要投入的經濟之下，智慧財產權的規範問題更顯出其重要的地位。最後，本文總整理國家創新系統、人力資本及智慧財產權部分對我國「知識經濟發展方案」做一通盤而具體的評議。zh_TW
dc.description.tableofcontents 謝辭
摘要
目錄
第一章　緒論-----1
　　第一節　研究動機-----1
　　第二節　研究架構-----2
第二章　遲來的智慧─文獻回顧-----4
　　第一節　技術為成長動力-----6
　　第二節　研究發展模型-----12
　　第三節　人力資本作為成長動力-----16
　　第四節　小結-----19
第三章　國家聚智創新系統-----23
　　第一節　國家創新系統-----23
　　第二節　對「知識經濟發展方案」之具體建議-----42
第四章　人力資本-----46
　　第一節　人力資源之培育-----48
　　第二節　國家創新系統之產學合作-----52
　　第三節　產業勞工訓練─提昇有效勞動力-----57
　　第四節　對「知識經濟發展方案」之具體建議-----60
第五章　智慧財產權-----63
　　第一節　適當的遊戲規則-----68
　　第二節　「搭售協議」與「研發合資」的評估-----75
　　第三節　對「知識經濟發展方案」之建議-----82
第六章　結論-----88
　　第一節　知識經濟的反省-----90
　　第二節　改進「知識經濟發展方案」之芻議-----95
　　第三節　其他問題─結構性轉變的衝擊-----99
參考文獻-----103		zh_TW
dc.source.uri (資料來源) http://thesis.lib.nccu.edu.tw/record/#A2010000228en_US
dc.title (題名) 打造攀爬知識經濟之階梯─國家創新系統、人力資本及智慧財產權之統合分析zh_TW
dc.type (資料類型) thesisen_US
dc.relation.reference (參考文獻) 一、中文書刊：
1. 中華經濟研究院(2001)，「國際經濟情勢週報1406」。
2. 行政院經濟建設委員會，「知識經濟發展方案」(2000)。
3. 李仁芳(1998)，「智價企業策略聯盟新體制-產研合作創新」，跨世際成功策略論文集，企業經理協進會。
4. 李仁芳、蘇錦夥(1998a)，「台灣產業網路管理之發展：從合作生產到合作創新─以自行出工業為例」，第七屆產業管理研討會論文，政治大學科技管理研究所。
5. 李仁芳、蘇錦夥(1998b)，「台灣產業網路管理之發展：從合作生產到合作創新─以自行出工業為例」，第七屆產業管理研討會論文，政治大學科技管理研究所。
6. 李誠、辛炳隆(1999)，「台灣推行職業順練券可行性之評估」，行政院勞委會職訓局。
7. 周德宇(2001)，「新經濟？新智慧財產權？--兼論最適智慧財產權」，2001國家發展學術研討會─知識經濟社會與國家發展論文集，國立台灣大學國家發展研究所。
8. 翁明德(1996)，「研發動態理論模型」，國立台灣大學經濟研究所碩士論文。
9. 高希均、李誠主編(2000)，「知識經濟之路」，台北：天下遠見。
10. 孫智麗(2001)，「國家創新系統─知識經濟體系下創新政策的新思維」，2001國家發展學術研討會─知識經濟社會與國家發展論文集，國立台灣大學國家發展研究所。
11. 張溫波(2000)，「建設知識經濟、增強國家實力」，自由中國之工業第90卷第5期，pp1-26。
12. 莊奕琦、李均元(2001)，「如何衡量人力資本：理論與台灣實證」，國立政治大學財政所研討會論文。
13. 黃易成(1996)，「研發機構中研發人員擴散現象之研究─以工業技術研究院光電工業研究所為例」，輔仁大學管理學研究所碩士論文。
14. 彭蕙仙、常雲鳳譯，Annalee Saxenian著(1999)，「區域優勢：矽谷與一二八公路的文化與競爭」，台北：天下遠見。
15. 經濟部智慧財產局(2000)，「巴黎公約解讀」，台北。
16. 趙振瑛(1998)，「人力資本與經濟成長關係之研究」，政治大學經濟研究所博士論文。
17. 廖麗佳(1999)，「人力資源策略、教育訓練政策與人力資源績效的關係─以台灣500大服務業為例」，國立台灣師範大學工業科技教育學系碩士論文。
18. 劉江彬(1998)，「美國大學研發合作模式研究」，工研院委託政大科技管理所專案報告。
19. 龔明鑫、林秀英(2001)，「新經濟在台灣？」，2001國家發展學術研討會─知識經濟社會與國家發展論文集，國立台灣大學國家發展研究所。
二、西文書刊：
1. Alfred Marshall(1890), Principles of Economics. London：Macmillan
2. Andrea Bassanini, Stefano Scarpetta and Ignazio Visco (2000),“Knowledge, Technology and Economic Growth: Recent Evidence from OECD Countries”, OECD working paper.
3. Baxter and Daniel P. Kessler (1998), “The Law and Economics of Tying Arrangements：Lessons for the Competition Policy Treatment of Intellectual Property,” in Robert D. Anderson and Nancy T. Gallini ed. Competition Policy and Intellectual Property Rights in the Knowledge-Based Economics, pp137-58, The Industry Canada Research Series, Calgary：University of Calgary Press.
4. Commission of the European Communities (2000), “Making a Research Area：Guidelines for EU Research Activities”, Communication of the European Commission.
5. D.J. Teece (1986), “Profiting from Technology Innovation: Implications for integration, Collaboration, Licensing and Public Policy,” Research Policy, Vol15, No.6, pp.285-305.
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三、網站資料：
1. 王素彎，「知識經濟時代對我國人力資源的因應及挑戰」http://www.moea.gov.tw/~ecobook/season/9003/6-4-1.htm#5.
2. 台灣新經濟網站，http://www.cedi.cepd.gov.tw/.
3. 第六次全國科學技術會議，http://www.nsc.gov.tw/pla/6thNSC/forum/AllSubject.htm
4. Mikinsey公司網站，http://www.mckinseyquarterly.com/home.asp.
5. 經濟學人網站，http://www.economist.com/surveys/displayStory.cfm?Story_id=375522.
6. Krugman Paul, “Dow 36,000: How Silly is it?”, http://web.mit.edu/krugman/www/dow36K.html.
7. OECD (1998), Competition Policy and Intellectual Property Rights, http://www.oecd.org/pdf/M000015000/M00015215.pdf.
8. Stephen Oliner and Daniel Sichel(2000) , “The Resurgence of Growth in the Late 1990s: Is Information Technology the Story?”. http://www.federalreserve.gov/pubs/feds/2000/index.html
9. Dale Jorgenson and Kevin Stiroh(2000), “Raising the Speed Limit: US Economic Growth in the Information Age”. http://www.economics.harvard.edu/faculty/jorgenson/papers/dj_ks5.pdf
10. Jack Triplett(1998), “The Solow Productivity Paradox: What do Computers do to Productivity?”, Brookings Institution,. http://www.csls.ca/new/revpaper.html		zh_TW